Fifth Street Asset Management Inc. (FSAM)

Number of records: 50
SEC FilingInsiderCompanyTrade DateTransactionSharesAvg. PriceTotal% HoldingsReturn
11-Dec-17 4:32 PM
View: 
Harrison Thomas L
Director
Fifth Street Asset Manageme... (FSAM) 08-Dec-17Market Sale 6,000$4.05$24,300.00(100%)
6.0K to 0
(1%)
04-Dec-17 6:34 PM
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Arthur Michael W
Director
Fifth Street Asset Manageme... (FSAM) 30-Nov-17Option Sale 10,000$4.08$40,760.00(100%)
10.0K to 0
04-Dec-17 4:42 PM
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Harrison Thomas L
Director
Fifth Street Asset Manageme... (FSAM) 30-Nov-17Option Exercise 20,000$3.28$65,600.00100%
0 to 20.0K
04-Dec-17 6:34 PM
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Arthur Michael W
Director
Fifth Street Asset Manageme... (FSAM) 30-Nov-17Option Exercise 10,000$3.37$33,700.00100%
0 to 10.0K
04-Dec-17 4:42 PM
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Harrison Thomas L
Director
Fifth Street Asset Manageme... (FSAM) 30-Nov-17Option Sale 20,000$4.07$81,378.00(100%)
20.0K to 0
01-Dec-17 9:11 AM
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Brandt Thomas Howard
Director
Fifth Street Asset Manageme... (FSAM) 29-Nov-17Option Sale 8,905$4.09$36,456.40(89%)
10.0K to 1.09K
01-Dec-17 9:11 AM
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Brandt Thomas Howard
Director
Fifth Street Asset Manageme... (FSAM) 29-Nov-17Option Exercise 10,000$3.60$36,000.00100%
0 to 10.0K
30-Oct-17 4:56 PM
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Berman Bernard D
President and CCO
10% Owner
Fifth Street Asset Manageme... (FSAM) 26-Oct-17Payment of Exercise 30,263$4.00$121,052.00(1%)
2.15M to 2.12M
30-Oct-17 4:56 PM
View: 
Berman Bernard D
President and CCO
10% Owner
Fifth Street Asset Manageme... (FSAM) 26-Oct-17Option Exercise 70,591----3%
2.08M to 2.15M
30-Oct-17 4:55 PM
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Tannenbaum Leonard M
CEO
Director
10% Owner
Fifth Street Asset Manageme... (FSAM) 26-Oct-17Payment of Exercise 102,350$4.00$409,400.00(< 1%)
10.65M to 10.55M
30-Oct-17 4:55 PM
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Tannenbaum Leonard M
CEO
Director
10% Owner
Fifth Street Asset Manageme... (FSAM) 26-Oct-17Option Exercise 243,979----2%
10.4M to 10.65M
19-Oct-17 5:44 PM
View: 
Berman Bernard D
President and CCO
Fifth Street Asset Manageme... (FSAM) 17-Oct-17Payment of Exercise 41,954$3.95$165,718.00(2%)
2.12M to 2.08M
19-Oct-17 5:44 PM
View: 
Berman Bernard D
President and CCO
Fifth Street Asset Manageme... (FSAM) 17-Oct-17Option Exercise 97,863----5%
2.02M to 2.12M
19-Oct-17 5:43 PM
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Tannenbaum Leonard M
CEO
Director
10% Owner
Fifth Street Asset Manageme... (FSAM) 17-Oct-17Payment of Exercise 144,959$3.95$572,588.00(1%)
10.55M to 10.4M
19-Oct-17 5:43 PM
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Tannenbaum Leonard M
CEO
Director
10% Owner
Fifth Street Asset Manageme... (FSAM) 17-Oct-17Option Exercise 432,519----4%
10.12M to 10.55M
19-Oct-17 5:42 PM
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Frank Alexander C
Director
Fifth Street Asset Manageme... (FSAM) 17-Oct-17Payment of Exercise 35,685$3.95$140,956.00(20%)
176.93K to 141.24K
19-Oct-17 5:42 PM
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Frank Alexander C
Director
Fifth Street Asset Manageme... (FSAM) 17-Oct-17Option Exercise 76,366----76%
100.56K to 176.93K
18-Oct-17 9:01 PM
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Tannenbaum Leonard M
CEO
Director
10% Owner
Fifth Street Asset Manageme... (FSAM) 16-Oct-17Disposition 2,078,340----(5%)
42.27M to 40.19M
18-Oct-17 9:01 PM
View: 
Tannenbaum Leonard M
CEO
Director
10% Owner
Fifth Street Asset Manageme... (FSAM) 16-Oct-17Option Exercise 2,078,340----5%
40.19M to 42.27M
18-Oct-17 9:00 PM
View: 
Frank Alexander C
Director
Fifth Street Asset Manageme... (FSAM) 16-Oct-17Option Exercise 72,700----261%
27.86K to 100.56K
18-Oct-17 9:13 PM
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Berman Bernard D
President and CCO
Fifth Street Asset Manageme... (FSAM) 16-Oct-17Option Exercise 988,678----84%
1.17M to 2.16M
18-Oct-17 9:13 PM
View: 
Berman Bernard D
President and CCO
Fifth Street Asset Manageme... (FSAM) 16-Oct-17Option Exercise 502,801----23%
2.16M to 2.67M
18-Oct-17 9:03 PM
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Velgot James F
Director
Fifth Street Asset Manageme... (FSAM) 16-Oct-17Option Exercise 12,393----277%
4.47K to 16.86K
18-Oct-17 9:00 PM
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Frank Alexander C
Director
Fifth Street Asset Manageme... (FSAM) 03-Oct-17Payment of Exercise 24,457$3.90$95,382.30(47%)
52.32K to 27.86K
18-Oct-17 9:00 PM
View: 
Frank Alexander C
Director
Fifth Street Asset Manageme... (FSAM) 03-Oct-17Option Exercise 52,317----100%
0 to 52.32K
06-Jan-17 6:35 PM
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Tannenbaum Leonard M
CEO
Director
10% Owner
Fifth Street Asset Manageme... (FSAM) 04-Jan-17Conversion 640,183----2%
40.19M to 40.83M
06-Jan-17 6:36 PM
View: 
Berman Bernard D
Co-President and CCO
Fifth Street Asset Manageme... (FSAM) 04-Jan-17Conversion 351,710----13%
2.67M to 3.02M
06-Jan-17 6:34 PM
View: 
Velgot James F
Director
Fifth Street Asset Manageme... (FSAM) 04-Jan-17Conversion 4,472----100%
0 to 4.47K
06-Jan-17 6:35 PM
View: 
Tannenbaum Leonard M
CEO
Director
10% Owner
Fifth Street Asset Manageme... (FSAM) 04-Jan-17Conversion 7,398,030----18%
40.83M to 48.23M
06-Jan-17 6:36 PM
View: 
Berman Bernard D
Co-President and CCO
Fifth Street Asset Manageme... (FSAM) 04-Jan-17Conversion 181,443----6%
3.02M to 3.2M
06-Jan-17 6:35 PM
View: 
Tannenbaum Leonard M
CEO
Director
10% Owner
Fifth Street Asset Manageme... (FSAM) 04-Jan-17Disposition 8,038,220----(17%)
48.23M to 40.19M
06-Jan-17 6:36 PM
View: 
Berman Bernard D
Co-President and CCO
Fifth Street Asset Manageme... (FSAM) 04-Jan-17Disposition 533,153----(17%)
3.2M to 2.67M
31-Aug-16 11:39 AM
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August Nathaniel H.
Director
Fifth Street Asset Manageme... (FSAM) 30-Aug-16Market Sale 54,521$5.28$288,100.00(73%)
74.52K to 20.0K
10%
31-Aug-16 11:39 AM
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August Nathaniel H.
Director
Fifth Street Asset Manageme... (FSAM) 29-Aug-16Market Sale 385,887$5.11$1,972,880.00(84%)
460.41K to 74.52K
7%
29-Aug-16 2:19 PM
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Mangrove Partners Master Fu...
10% Owner
Fifth Street Asset Manageme... (FSAM) 26-Aug-16Market Sale 183,514$5.08$931,501.00(28%)
643.92K to 460.41K
6%
29-Aug-16 2:19 PM
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Mangrove Partners Master Fu...
10% Owner
Fifth Street Asset Manageme... (FSAM) 25-Aug-16Market Sale 31,964$5.04$160,966.00(5%)
675.89K to 643.92K
5%
25-Aug-16 9:07 AM
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Mangrove Partners Master Fu...
10% Owner
Fifth Street Asset Manageme... (FSAM) 24-Aug-16Market Sale 17,232$5.12$88,207.50(2%)
693.12K to 675.89K
7%
23-Aug-16 1:33 PM
View: 
Mangrove Partners Master Fu...
10% Owner
Fifth Street Asset Manageme... (FSAM) 22-Aug-16Market Sale 3,620$5.01$18,122.40(< 1%)
696.74K to 693.12K
5%
24-Feb-16 4:05 PM
View: 
Einhorn David
10% Owner
Fifth Street Asset Manageme... (FSAM) 22-Feb-16Market Sale 250,000$3.41$852,050.00(42%)
591.69K to 341.69K
(40%)
20-Jan-16 4:54 PM
View: 
Mangrove Partners Master Fu...
10% Owner
Fifth Street Asset Manageme... (FSAM) 15-Jan-16Market Purchase 196,531$2.44$479,536.0039%
500.21K to 696.74K
96%
08-Sep-15 8:18 AM
View: 
Gordon Mark Jeffrey
Director
Fifth Street Asset Manageme... (FSAM) 03-Sep-15Market Purchase 2,000$7.98$15,965.2029%
7.0K to 9.0K
(40%)
22-May-15 3:59 PM
View: 
Gordon Mark Jeffrey
Director
Fifth Street Asset Manageme... (FSAM) 21-May-15Market Purchase 2,000$9.48$18,961.2040%
5.0K to 7.0K
(50%)
09-Mar-15 9:50 AM
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Philadelphia Financial Mana...
10% Owner
Fifth Street Asset Manageme... (FSAM) 06-Mar-15Market Sale 5,580$11.87$66,234.60(2%)
319.01K to 313.43K
60%
09-Mar-15 9:50 AM
View: 
Philadelphia Financial Mana...
10% Owner
Fifth Street Asset Manageme... (FSAM) 05-Mar-15Market Sale 11,506$12.50$143,825.00(3%)
330.33K to 318.83K
62%
04-Nov-14 6:10 PM
View: 
Anderson David J
Director
Fifth Street Asset Manageme... (FSAM) 04-Nov-14Purchase 2,000$17.00$34,000.00100%
0 to 2.0K
04-Nov-14 6:16 PM
View: 
Gordon Mark Jeffrey
Director
Fifth Street Asset Manageme... (FSAM) 04-Nov-14Purchase 5,000$17.00$85,000.00100%
0 to 5.0K
04-Nov-14 6:10 PM
View: 
Anderson David J
Director
Fifth Street Asset Manageme... (FSAM) 04-Nov-14Purchase 250$17.00$4,250.0012%
2.0K to 2.25K
04-Nov-14 6:12 PM
View: 
Owens Todd
Co-President
Fifth Street Asset Manageme... (FSAM) 04-Nov-14Purchase 100,000$17.00$1,700,000.00100%
0 to 100.0K
04-Nov-14 6:17 PM
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Harrison Thomas L
Director
Fifth Street Asset Manageme... (FSAM) 04-Nov-14Purchase 6,000$17.00$102,000.00100%
0 to 6.0K
04-Nov-14 6:18 PM
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Meyer Frank C
Director
Fifth Street Asset Manageme... (FSAM) 04-Nov-14Purchase 61,000$17.00$1,037,000.00100%
0 to 61.0K