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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-Oct-20 8:44 PM View:  | Morgan Stanley (MS) | 19-Oct-20 | Sale | 1,020,120 | $0.97 | $986,884.00 | (< 1%) 378.11M to 377.08M | |
| 12-Feb-21 10:00 PM View: | Morgan Stanley (MS) | 18-Sep-20 | Gift | 2 | -- | -- | (< 1%) 377.08M | |
| 21-Oct-20 8:44 PM View: | Morgan Stanley (MS) | 24-Jun-20 | Market Sale | 2 | $46.95 | $101.93 | (< 1%) 378.1M | (61%) |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 29-May-20 | Market Purchase | 0 | $44.20 | $0.18 | < 1% 377.08M | 71% |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 15-May-20 | Market Sale | 0 | $37.28 | $7.75 | (< 1%) 377.08M | (102%) |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 07-May-20 | Market Purchase | 0 | $38.84 | $0.04 | < 1% 377.08M | 94% |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 27-Apr-20 | Market Sale | 0 | $38.55 | $11.95 | (< 1%) 377.08M | (94%) |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 09-Apr-20 | Purchase | -- | $41.28 | -- | 0% 377.08M | |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 30-Mar-20 | Market Sale | 2 | $34.84 | $80.62 | (< 1%) 377.08M | (115%) |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 26-Mar-20 | Market Purchase | 0 | $35.44 | $0.04 | < 1% 377.08M | 111% |
| 18-Mar-20 8:52 PM View: | Morgan Stanley (MS) | 16-Mar-20 | Disposition | 4,565,290 | $44.22 | $201,864,000.00 | (1%) 381.65M to 377.08M | 3% |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 11-Mar-20 | Market Purchase | 0 | $38.78 | $0.04 | < 1% 381.65M | 93% |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 27-Feb-20 | Market Purchase | 0 | $46.25 | $0.23 | < 1% 381.65M | 62% |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 26-Feb-20 | Market Sale | 0 | $47.23 | $0.09 | (< 1%) 381.65M | (58%) |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 19-Feb-20 | Market Purchase | 0 | $56.32 | $0.06 | < 1% 381.65M | 33% |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 06-Feb-20 | Market Sale | 1,495 | $54.95 | $82,173.30 | (< 1%) 381.65M to 381.65M | (36%) |
| 31-Jan-20 6:14 AM View: | Morgan Stanley (MS) | 29-Jan-20 | Disposition | 908,960 | $55.02 | $50,012,900.00 | (< 1%) 382.56M to 381.65M | (35%) |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 26-Dec-19 | Market Sale | 0 | $51.10 | $0.10 | (< 1%) 382.56M | (45%) |
| 23-Dec-19 8:56 AM View: | Morgan Stanley (MS) | 20-Dec-19 | Disposition | 4,690,550 | $49.16 | $230,588,000.00 | (1%) 387.25M to 382.56M | (51%) |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 26-Nov-19 | Market Sale | 0 | $49.41 | $0.40 | (< 1%) 387.25M | (50%) |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 19-Nov-19 | Market Sale | 0 | $49.37 | $0.49 | (< 1%) 387.25M | (50%) |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 08-Nov-19 | Market Sale | 0 | $49.15 | $0.44 | (< 1%) 387.25M | (51%) |
| 30-Oct-19 6:05 AM View: | Morgan Stanley (MS) | 29-Oct-19 | Disposition | 38,000 | $46.77 | $1,777,280.00 | (< 1%) 775.67M to 775.63M | (58%) |
| 30-Oct-19 6:05 AM View: | Morgan Stanley (MS) | 29-Oct-19 | Disposition | 1,094,110 | $45.61 | $49,899,700.00 | (< 1%) 775.63M to 774.54M | (62%) |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 29-Oct-19 | Market Sale | 0 | $46.82 | $0.09 | (< 1%) 387.25M | (57%) |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 26-Sep-19 | Market Sale | 0 | $42.61 | $0.13 | (< 1%) 388.38M | (73%) |
| 24-Sep-19 7:15 AM View: | Morgan Stanley (MS) | 20-Sep-19 | Disposition | 7,913,500 | $41.31 | $326,920,992.00 | (2%) 396.3M to 388.38M | (78%) |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 20-Sep-19 | Market Purchase | 0 | $43.68 | $0.44 | < 1% 396.3M | 69% |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 06-Sep-19 | Market Sale | 0 | $42.18 | $3.42 | (< 1%) 396.3M | (75%) |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 03-Sep-19 | Market Purchase | 0 | $40.73 | $0.08 | < 1% 396.3M | 81% |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 27-Aug-19 | Market Purchase | 0 | $39.80 | $0.20 | < 1% 396.3M | 85% |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 13-Aug-19 | Market Purchase | 0 | $40.69 | $0.49 | < 1% 396.3M | 81% |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 02-Aug-19 | Market Purchase | 179 | $44.31 | $7,946.60 | < 1% 396.3M to 396.3M | 66% |
| 31-Jul-19 6:05 AM View: | Morgan Stanley (MS) | 29-Jul-19 | Disposition | 1,557,900 | $45.02 | $70,137,000.00 | (< 1%) 397.85M to 396.3M | (62%) |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 17-Jul-19 | Market Purchase | 0 | $43.84 | $0.04 | < 1% 397.85M | 67% |
| 25-Jun-19 6:23 AM View: | Morgan Stanley (MS) | 21-Jun-19 | Disposition | 6,117,340 | $44.11 | $269,839,008.00 | (2%) 403.97M to 397.85M | (66%) |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 28-May-19 | Market Purchase | 0 | $42.17 | $0.34 | < 1% 403.97M | 73% |
| 21-Oct-20 8:42 PM View: | Morgan Stanley (MS) | 14-May-19 | Market Purchase | 1,429 | $44.34 | $63,374.20 | < 1% 403.97M to 403.97M | 65% |
| 30-Apr-19 6:05 AM View: | Morgan Stanley (MS) | 26-Apr-19 | Disposition | 896,400 | $47.43 | $42,513,500.00 | (< 1%) 404.87M to 403.97M | (55%) |
| 21-Oct-20 8:41 PM View: | Morgan Stanley (MS) | 24-Apr-19 | Market Sale | 0 | $47.37 | $0.09 | (< 1%) 404.87M | (55%) |
| 26-Mar-19 6:05 AM View: | Morgan Stanley (MS) | 22-Mar-19 | Disposition | 6,235,970 | $42.13 | $262,710,000.00 | (2%) 411.1M to 404.87M | (75%) |
| 21-Oct-20 8:41 PM View: | Morgan Stanley (MS) | 15-Mar-19 | Market Purchase | 0 | $43.34 | $8.58 | < 1% 411.1M | 70% |
| 21-Oct-20 8:41 PM View: | Morgan Stanley (MS) | 07-Mar-19 | Market Sale | 0 | $41.17 | $0.33 | (< 1%) 411.1M | (79%) |
| 21-Oct-20 8:41 PM View: | Morgan Stanley (MS) | 27-Feb-19 | Market Sale | 0 | $42.46 | $0.38 | (< 1%) 411.1M | (73%) |
| 31-Jan-19 9:45 AM View: | Morgan Stanley (MS) | 29-Jan-19 | Disposition | 1,167,010 | $42.54 | $49,642,700.00 | (< 1%) 412.27M to 411.1M | (74%) |
| 23-Jan-19 6:01 PM View: | Morgan Stanley (MS) | 18-Jan-19 | Exercise (in-the money or at-the-money) | 700,000 | $46.00 | $32,200,000.00 | (< 1%) 412.97M to 412.27M | |
| 21-Oct-20 8:41 PM View: | Morgan Stanley (MS) | 16-Jan-19 | Market Purchase | 0 | $44.49 | $0.53 | < 1% 412.97M | 67% |
| 21-Oct-20 8:41 PM View: | Morgan Stanley (MS) | 09-Jan-19 | Market Sale | 0 | $41.68 | $1.88 | (< 1%) 412.97M | (78%) |
| 26-Dec-18 10:28 AM View: | Morgan Stanley (MS) | 20-Dec-18 | Disposition | 5,408,450 | $43.28 | $234,064,992.00 | (1%) 418.38M to 412.97M | |
| 21-Oct-20 8:41 PM View: | Morgan Stanley (MS) | 30-Nov-18 | Market Purchase | 0 | $44.39 | $1.02 | < 1% 418.38M | 67% |