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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 26-May-23 10:00 PM View:  | Acv Auctions Inc. (ACVA) | 25-May-23 | Option Exercise | 25,000 | -- | -- | 100% 0 to 25.0K | |
| 26-May-23 10:00 PM View: | Acv Auctions Inc. (ACVA) | 25-May-23 | Option Sale | 25,000 | $17.21 | $430,250.00 | (100%) 25.0K to 0 | |
| 17-Mar-23 12:36 PM View: | Associated Banc-Corp (ASB) | 15-Mar-23 | Grant | 474 | $19.19 | $9,096.06 | < 1% 48.63K to 49.1K | |
| 09-Feb-23 1:39 PM View: | Associated Banc-Corp (ASB) | 08-Feb-23 | Market Sale | 5,000 | $24.00 | $120,000.00 | (9%) 53.63K to 48.63K | (4%) |
| 02-Feb-23 2:43 PM View: | Associated Banc-Corp (ASB) | 01-Feb-23 | Grant | 5,499 | $22.73 | $124,992.00 | 11% 48.13K to 53.63K | |
| 21-Dec-22 11:49 AM View: | LMP Capital and Income Fund... (SCD) | 20-Dec-22 | Private Purchase | 1,670 | $12.02 | $20,068.90 | 105% 1.58K to 3.25K | |
| 21-Dec-22 12:03 PM View: | Western Asset Investment Gr... (IGI) | 20-Dec-22 | Private Purchase | 1,210 | $16.51 | $19,972.40 | 100% 0 to 1.21K | |
| 19-Dec-22 11:43 AM View: | Associated Banc-Corp (ASB) | 15-Dec-22 | Grant | 402 | $22.10 | $8,884.20 | < 1% 47.73K to 48.13K | |
| 01-Dec-22 12:30 PM View: | Associated Banc-Corp (ASB) | 30-Nov-22 | Gift | 1,000 | -- | -- | (2%) 48.73K to 47.73K | |
| 19-Sep-22 12:52 PM View: | Associated Banc-Corp (ASB) | 15-Sep-22 | Grant | 399 | $21.12 | $8,426.88 | < 1% 48.33K to 48.73K | |
| 06-Sep-22 12:58 PM View: | Associated Banc-Corp (ASB) | 02-Sep-22 | Sale | 4,000 | $20.35 | $81,407.20 | (8%) 52.33K to 48.33K | |
| 17-Jun-22 12:39 PM View: | Associated Banc-Corp (ASB) | 15-Jun-22 | Grant | 437 | $19.06 | $8,329.22 | < 1% 51.89K to 52.33K | |
| 16-Mar-22 2:58 PM View: | Associated Banc-Corp (ASB) | 15-Mar-22 | Grant | 356 | $23.12 | $8,230.72 | < 1% 51.53K to 51.89K | |
| 15-Mar-22 10:17 AM View: | Associated Banc-Corp (ASB) | 14-Mar-22 | Market Sale | 4,500 | $23.55 | $105,952.00 | (8%) 56.03K to 51.53K | (6%) |
| 03-Feb-22 1:27 PM View: | Associated Banc-Corp (ASB) | 01-Feb-22 | Grant | 4,889 | $24.54 | $119,976.00 | 10% 51.14K to 56.03K | 2% |
| 16-Dec-21 5:13 PM View: | Associated Banc-Corp (ASB) | 15-Dec-21 | Grant | 379 | $22.60 | $8,565.40 | < 1% 50.77K to 51.14K | 0% |
| 17-Sep-21 12:07 PM View: | Associated Banc-Corp (ASB) | 15-Sep-21 | Grant | 410 | $20.73 | $8,499.30 | < 1% 50.35K to 50.77K | (1%) |
| 23-Aug-21 11:03 AM View: | Associated Banc-Corp (ASB) | 19-Aug-21 | Market Sale | 4,500 | $20.63 | $92,823.50 | (8%) 54.85K to 50.35K | (< 1%) |
| 17-Jun-21 10:38 AM View: | Associated Banc-Corp (ASB) | 15-Jun-21 | Grant | 341 | $22.17 | $7,559.97 | < 1% 54.51K to 54.85K | < 1% |
| 17-Mar-21 12:03 PM View: | Associated Banc-Corp (ASB) | 15-Mar-21 | Grant | 328 | $22.92 | $7,517.76 | < 1% 54.19K to 54.51K | (< 1%) |
| 03-Feb-21 5:08 PM View: | Associated Banc-Corp (ASB) | 01-Feb-21 | Grant | 6,644 | $18.06 | $119,991.00 | 14% 47.54K to 54.19K | 27% |
| 28-Dec-20 3:55 PM View: | Western Asset High Income F... (HIX) | 28-Dec-20 | Market Purchase | 1,200 | $6.84 | $8,205.96 | 100% 0 to 1.2K | (1%) |
| 28-Dec-20 3:12 PM View: | Western Asset Global Corpor... (GDO) | 28-Dec-20 | Market Purchase | 400 | $17.91 | $7,164.72 | 100% 0 to 0.4K | (6%) |
| 17-Dec-20 12:48 PM View: | Associated Banc-Corp (ASB) | 15-Dec-20 | Grant | 440 | $16.79 | $7,387.60 | < 1% 47.1K to 47.54K | 37% |
| 16-Sep-20 6:13 PM View: | Associated Banc-Corp (ASB) | 15-Sep-20 | Grant | 550 | $13.27 | $7,298.50 | 1% 46.55K to 47.1K | 71% |
| 17-Jun-20 2:20 PM View: | Associated Banc-Corp (ASB) | 15-Jun-20 | Grant | 493 | $14.65 | $7,222.45 | 1% 46.06K to 46.55K | 53% |
| 18-Mar-20 3:11 PM View: | Associated Banc-Corp (ASB) | 16-Mar-20 | Grant | 569 | $12.52 | $7,123.88 | 1% 45.49K to 46.06K | 77% |
| 04-Feb-20 3:30 PM View: | Associated Banc-Corp (ASB) | 01-Feb-20 | Grant | 6,021 | $19.93 | $119,999.00 | 15% 39.47K to 45.49K | 10% |
| 18-Dec-19 5:10 PM View: | Associated Banc-Corp (ASB) | 16-Dec-19 | Grant | 311 | $22.39 | $6,963.29 | < 1% 39.16K to 39.47K | (2%) |
| 18-Sep-19 11:49 AM View: | Associated Banc-Corp (ASB) | 16-Sep-19 | Grant | 316 | $20.66 | $6,528.56 | < 1% 38.84K to 39.16K | 5% |
| 19-Jun-19 5:35 PM View: | Associated Banc-Corp (ASB) | 17-Jun-19 | Grant | 315 | $20.58 | $6,482.70 | < 1% 38.53K to 38.84K | 5% |
| 19-Mar-19 10:59 AM View: | Associated Banc-Corp (ASB) | 15-Mar-19 | Grant | 277 | $23.18 | $6,420.86 | < 1% 38.25K to 38.53K | (6%) |
| 05-Feb-19 5:18 PM View: | Associated Banc-Corp (ASB) | 01-Feb-19 | Grant | 5,499 | $21.82 | $119,988.00 | 17% 32.75K to 38.25K | < 1% |
| 10-Jan-19 11:21 AM View: | Western Asset Intermediate ... (SBI) | 09-Jan-19 | Market Sale | 1,000 | $8.54 | $8,542.20 | (100%) 1.0K to 0 | (2%) |
| 19-Dec-18 4:46 PM View: | Associated Banc-Corp (ASB) | 17-Dec-18 | Grant | 267 | $20.39 | $5,444.13 | < 1% 32.48K to 32.75K | 8% |
| 19-Sep-18 5:00 PM View: | Associated Banc-Corp (ASB) | 17-Sep-18 | Grant | 181 | $26.15 | $4,733.15 | < 1% 32.3K to 32.48K | (17%) |
| 20-Jun-18 4:42 PM View: | Associated Banc-Corp (ASB) | 15-Jun-18 | Grant | 170 | $27.95 | $4,751.50 | < 1% 32.13K to 32.3K | (23%) |
| 19-Mar-18 5:18 PM View: | Associated Banc-Corp (ASB) | 15-Mar-18 | Grant | 175 | $26.90 | $4,707.50 | < 1% 31.96K to 32.13K | (20%) |
| 05-Feb-18 4:19 PM View: | Associated Banc-Corp (ASB) | 01-Feb-18 | Grant | 4,669 | $25.70 | $119,993.00 | 17% 27.29K to 31.96K | (17%) |
| 19-Dec-17 1:28 PM View: | Associated Banc-Corp (ASB) | 15-Dec-17 | Grant | 146 | $25.35 | $3,701.10 | < 1% 27.14K to 27.29K | (16%) |
| 19-Sep-17 3:03 PM View: | Associated Banc-Corp (ASB) | 15-Sep-17 | Grant | 139 | $22.90 | $3,183.10 | < 1% 27.0K to 27.14K | (7%) |
| 03-Aug-17 12:11 PM View: | Associated Banc-Corp (ASB) | 03-Aug-17 | Market Sale | 4,500 | $23.57 | $106,052.00 | (14%) 31.5K to 27.0K | 10% |
| 02-Aug-17 2:59 PM View: | Associated Banc-Corp (ASB) | 01-Aug-17 | Grant | 835 | $23.95 | $19,998.20 | 3% 30.67K to 31.5K | (12%) |
| 19-Jun-17 3:32 PM View: | Associated Banc-Corp (ASB) | 15-Jun-17 | Grant | 122 | $25.25 | $3,080.50 | < 1% 30.55K to 30.67K | (16%) |
| 17-Mar-17 1:38 PM View: | Associated Banc-Corp (ASB) | 15-Mar-17 | Grant | 122 | $24.95 | $3,043.90 | < 1% 30.43K to 30.55K | (16%) |
| 03-Feb-17 12:33 PM View: | Associated Banc-Corp (ASB) | 01-Feb-17 | Grant | 4,008 | $24.95 | $99,999.60 | 15% 26.42K to 30.43K | (16%) |
| 22-Dec-16 2:49 PM View: | Brandywineglobal-Global Inc... (BWG) | 22-Dec-16 | Market Purchase | 1,000 | $11.60 | $11,600.20 | 100% 0 to 1.0K | (19%) |
| 19-Dec-16 2:48 PM View: | Associated Banc-Corp (ASB) | 15-Dec-16 | Grant | 102 | $25.10 | $2,560.20 | < 1% 26.32K to 26.42K | (16%) |
| 19-Sep-16 3:30 PM View: | Western Asset Global High I... (EHI) | 16-Sep-16 | Market Purchase | 2,125 | $9.98 | $21,213.00 | 100% 0 to 2.13K | (24%) |
| 19-Sep-16 3:36 PM View: | Western Asset Municipal Par... (MNP) | 16-Sep-16 | Market Purchase | 1,259 | $16.87 | $21,240.20 | 100% 0 to 1.26K | (17%) |