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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Jun-23 4:05 PM View:  | Ambrx Biopharma Inc. (AMAM) | 07-Jun-23 | Grant | 85,000 | -- | -- | 100% 0 to 85.0K | |
| 22-Apr-19 2:12 PM View: | International Stem Cell Cor... (ISCOD) | 18-Apr-19 | Sale | 1,350 | $1.25 | $1,680.75 | (4%) 33.06K to 31.71K | |
| 15-Nov-18 7:13 PM View: | Eton Pharmaceuticals, Inc. (ETON) | 15-Nov-18 | Purchase | 5,000 | $6.00 | $30,000.00 | 9% 54.74K to 59.74K | |
| 03-Apr-18 6:26 PM View: | Telik Inc. (TELK.PK) | 02-Apr-18 | Option Exercise | 513 | -- | -- | 2% 22.95K to 23.46K | |
| 24-Jan-18 7:09 PM View: | Telik Inc. (TELK.PK) | 24-Jan-18 | Sale | 17,999 | $0.84 | $15,119.20 | (21%) 86.31K to 68.31K | |
| 24-Jan-18 7:09 PM View: | Telik Inc. (TELK.PK) | 23-Jan-18 | Sale | 17,449 | $0.87 | $15,180.60 | (17%) 103.76K to 86.31K | |
| 12-Jan-18 5:22 PM View: | Telik Inc. (TELK.PK) | 08-Jan-18 | Option Exercise | 100,000 | -- | -- | 100% 0 to 100.0K | |
| 04-Apr-17 7:22 PM View: | Telik Inc. (TELK.PK) | 02-Apr-17 | Option Exercise | 1,543 | -- | -- | 70% 2.22K to 3.76K | |
| 03-Apr-17 1:14 PM View: | International Stem Cell Cor... (ISCOD) | 31-Mar-17 | Grant | 4,642 | -- | -- | 16% 28.42K to 33.06K | |
| 06-Jan-17 7:30 PM View: | NexMed Inc. (SEEL) | 05-Jan-17 | Grant | 11,250 | -- | -- | 432% 2.6K to 13.85K | |
| 30-Dec-16 2:59 PM View: | International Stem Cell Cor... (ISCOD) | 30-Dec-16 | Grant | 7,523 | -- | -- | 36% 20.89K to 28.42K | |
| 14-Oct-16 3:40 PM View: | International Stem Cell Cor... (ISCOD) | 13-Oct-16 | Grant | 1,334 | -- | -- | 7% 19.56K to 20.89K | |
| 03-Oct-16 4:33 PM View: | NexMed Inc. (SEEL) | 30-Sep-16 | Grant | 10,715 | $0.34 | $3,624.88 | 70% 15.32K to 26.04K | (97%) |
| 30-Sep-16 4:53 PM View: | International Stem Cell Cor... (ISCOD) | 30-Sep-16 | Grant | 4,391 | -- | -- | 29% 15.17K to 19.56K | |
| 01-Jul-16 8:27 PM View: | NexMed Inc. (SEEL) | 30-Jun-16 | Grant | 9,074 | $0.40 | $3,625.06 | 145% 6.25K to 15.32K | (97%) |
| 30-Jun-16 5:55 PM View: | International Stem Cell Cor... (ISCOD) | 30-Jun-16 | Grant | 4,042 | -- | -- | 36% 11.13K to 15.17K | |
| 07-Apr-16 4:50 PM View: | NexMed Inc. (SEEL) | 05-Apr-16 | Grant | 6,250 | $0.58 | $3,625.00 | 100% 0 to 6.25K | (98%) |
| 05-Apr-16 5:56 PM View: | Telik Inc. (TELK.PK) | 04-Apr-16 | Option Exercise | 11,417 | -- | -- | 228% 5.0K to 16.42K | |
| 04-Apr-16 5:07 PM View: | International Stem Cell Cor... (ISCOD) | 31-Mar-16 | Grant | 2,104 | -- | -- | 23% 9.02K to 11.13K | |
| 31-Dec-15 2:40 PM View: | International Stem Cell Cor... (ISCOD) | 31-Dec-15 | Grant | 2,403 | -- | -- | 30% 7.98K to 10.38K | |
| 02-Oct-15 11:04 AM View: | International Stem Cell Cor... (ISCOD) | 30-Sep-15 | Grant | 2,011 | -- | -- | 34% 5.97K to 7.98K | |
| 02-Jul-15 1:12 PM View: | International Stem Cell Cor... (ISCOD) | 30-Jun-15 | Grant | 181,767 | -- | -- | 25% 713.56K to 895.32K | |
| 02-Jun-15 3:46 PM View: | Telik Inc. (TELK.PK) | 29-May-15 | Purchase | 5,000 | $2.30 | $11,500.00 | 100% 0 to 5.0K | |
| 08-Apr-15 8:45 PM View: | International Stem Cell Cor... (ISCOD) | 08-Apr-15 | Grant | 99,946 | -- | -- | 16% 613.61K to 713.56K | |
| 03-Apr-15 4:00 PM View: | International Stem Cell Cor... (ISCOD) | 03-Apr-15 | Grant | 76,958 | -- | -- | 14% 536.65K to 613.61K | |
| 02-Oct-14 8:17 PM View: | International Stem Cell Cor... (ISCOD) | 02-Oct-14 | Grant | 49,653 | -- | -- | 10% 487.0K to 536.65K | |
| 12-May-14 8:59 PM View: | International Stem Cell Cor... (ISCOD) | 08-May-14 | Grant | 40,000 | -- | -- | 9% 447.0K to 487.0K | |
| 25-Mar-14 7:54 PM View: | International Stem Cell Cor... (ISCOD) | 21-Mar-14 | Grant | 162,500 | -- | -- | 57% 284.5K to 447.0K | |
| 12-Feb-14 12:37 PM View: | Sequenom Inc. (SQNM) | 10-Feb-14 | Grant | 7,150 | -- | -- | 10% 69.78K to 76.93K | |
| 12-Feb-14 12:37 PM View: | Sequenom Inc. (SQNM) | 10-Feb-14 | Payment of Exercise | 3,138 | $2.34 | $7,342.92 | (4%) 76.93K to 73.79K | (2%) |
| 18-Jul-13 4:44 PM View: | Talon Therapeutics, Inc. (TLON) | 17-Jul-13 | Disposition | 1,750 | -- | -- | (100%) 1.75K to 0 | |
| 21-Jun-13 8:31 PM View: | International Stem Cell Cor... (ISCOD) | 20-Jun-13 | Grant | 40,000 | -- | -- | 16% 244.5K to 284.5K | |
| 20-Jun-13 5:16 PM View: | Sequenom Inc. (SQNM) | 19-Jun-13 | Grant | 6,666 | -- | -- | 11% 63.11K to 69.78K | |
| 29-Jan-13 9:13 PM View: | International Stem Cell Cor... (ISCOD) | 25-Jan-13 | Grant | 162,500 | -- | -- | 198% 82.0K to 244.5K | |
| 02-Aug-12 5:47 PM View: | Sequenom Inc. (SQNM) | 01-Aug-12 | Market Purchase | 10,000 | $2.86 | $28,633.80 | 17% 59.31K to 69.31K | (17%) |
| 02-Aug-12 6:59 PM View: | Pure Bioscience (PURE) | 31-Jul-12 | Grant | 13,710 | $0.38 | $5,209.80 | 25% 55.4K to 69.11K | (72%) |
| 31-May-12 9:25 PM View: | International Stem Cell Cor... (ISCOD) | 29-May-12 | Grant | 40,000 | -- | -- | 95% 42.0K to 82.0K | |
| 08-Feb-12 6:07 PM View: | Sequenom Inc. (SQNM) | 07-Feb-12 | Grant | 2,001 | -- | -- | 4% 51.11K to 53.11K | |
| 02-Sep-11 7:31 PM View: | Sequenom Inc. (SQNM) | 01-Sep-11 | Option Exercise | 6,250 | -- | -- | 14% 44.86K to 51.11K | |
| 19-Jul-11 1:56 PM View: | Sequenom Inc. (SQNM) | 18-Jul-11 | Grant | 1,110 | -- | -- | 3% 43.75K to 44.86K | |
| 02-Jun-11 3:24 PM View: | Sequenom Inc. (SQNM) | 01-Jun-11 | Option Exercise | 6,250 | -- | -- | 17% 37.5K to 43.75K | |
| 29-Mar-11 5:26 PM View: | International Stem Cell Cor... (ISCOD) | 28-Mar-11 | Market Sale (Planned) | 10,000 | $1.36 | $13,605.00 | (19%) 52.0K to 42.0K | 100% |
| 25-Mar-11 5:09 PM View: | International Stem Cell Cor... (ISCOD) | 25-Mar-11 | Market Sale (Planned) | 10,000 | $1.39 | $13,872.00 | (16%) 62.0K to 52.0K | 100% |
| 25-Mar-11 5:09 PM View: | International Stem Cell Cor... (ISCOD) | 24-Mar-11 | Market Sale (Planned) | 10,000 | $1.41 | $14,087.00 | (14%) 72.0K to 62.0K | 100% |
| 23-Mar-11 4:44 PM View: | International Stem Cell Cor... (ISCOD) | 21-Mar-11 | Market Sale (Planned) | 10,000 | $1.27 | $12,700.00 | (12%) 82.0K to 72.0K | 99% |
| 02-Mar-11 6:44 PM View: | Sequenom Inc. (SQNM) | 01-Mar-11 | Option Exercise | 6,250 | -- | -- | 20% 31.25K to 37.5K | |
| 24-Feb-11 4:13 PM View: | International Stem Cell Cor... (ISCOD) | 24-Feb-11 | Market Sale (Planned) | 10,000 | $1.34 | $13,400.00 | (11%) 92.0K to 82.0K | 100% |
| 24-Feb-11 4:13 PM View: | International Stem Cell Cor... (ISCOD) | 23-Feb-11 | Market Sale (Planned) | 10,000 | $1.50 | $15,010.00 | (10%) 102.0K to 92.0K | 100% |
| 23-Feb-11 12:51 PM View: | International Stem Cell Cor... (ISCOD) | 22-Feb-11 | Market Sale (Planned) | 10,000 | $1.52 | $15,198.00 | (9%) 112.0K to 102.0K | 100% |
| 23-Feb-11 12:51 PM View: | International Stem Cell Cor... (ISCOD) | 18-Feb-11 | Market Sale (Planned) | 10,000 | $1.58 | $15,804.00 | (8%) 122.0K to 112.0K | 100% |