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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 21-May-18 4:33 PM View:  | Gen Digital Inc. (GEN) | 17-May-18 | Grant | 5,584 | -- | -- | 4% 135.51K to 141.1K | |
| 05-Sep-17 5:09 PM View: | Dow Chemical Co. (DOW) | 31-Aug-17 | Disposition | 13,060 | -- | -- | (100%) 13.06K to 0 | |
| 16-May-17 4:36 PM View: | Gen Digital Inc. (GEN) | 15-May-17 | Grant | 10,155 | $4.92 | $49,984.00 | 8% 125.36K to 135.51K | |
| 16-May-17 3:18 PM View: | Dow Chemical Co. (DOW) | 12-May-17 | Grant | 2,750 | -- | -- | 27% 10.31K to 13.06K | |
| 19-May-16 2:48 PM View: | Gen Digital Inc. (GEN) | 17-May-16 | Grant | 16,233 | -- | -- | 15% 109.13K to 125.36K | |
| 17-May-16 4:09 PM View: | Dow Chemical Co. (DOW) | 13-May-16 | Grant | 2,680 | -- | -- | 35% 7.63K to 10.31K | |
| 21-Sep-15 2:53 PM View: | Gen Digital Inc. (GEN) | 17-Sep-15 | Market Sale (Planned) | 76,217 | $19.88 | $1,515,310.00 | (41%) 185.34K to 109.13K | (11%) |
| 20-May-15 7:01 PM View: | Gen Digital Inc. (GEN) | 19-May-15 | Grant | 11,354 | $4.40 | $49,999.20 | 7% 173.99K to 185.34K | |
| 19-May-15 4:04 PM View: | Dow Chemical Co. (DOW) | 15-May-15 | Grant | 2,630 | -- | -- | 53% 5.0K to 7.63K | |
| 15-May-14 1:17 PM View: | Gen Digital Inc. (GEN) | 13-May-14 | Grant | 13,410 | $3.73 | $49,980.00 | 8% 160.58K to 173.99K | |
| 14-May-13 12:38 PM View: | Gen Digital Inc. (GEN) | 10-May-13 | Grant | 9,650 | -- | -- | 6% 150.93K to 160.58K | |
| 25-Mar-13 2:25 PM View: | Gen Digital Inc. (GEN) | 21-Mar-13 | Option Exercise | 10,000 | $13.31 | $133,050.00 | 7% 140.93K to 150.93K | |
| 04-Mar-13 5:44 PM View: | Gen Digital Inc. (GEN) | 28-Feb-13 | Option Exercise | 38,000 | $13.31 | $505,590.00 | 27% 140.93K to 178.93K | |
| 04-Mar-13 5:44 PM View: | Gen Digital Inc. (GEN) | 28-Feb-13 | Market Option Sale (Planned) | 38,000 | $23.08 | $877,040.00 | (21%) 178.93K to 140.93K | (2%) |
| 09-May-12 12:41 PM View: | Gen Digital Inc. (GEN) | 07-May-12 | Grant | 15,683 | $3.19 | $49,987.80 | 13% 125.25K to 140.93K | |
| 30-Mar-12 11:20 AM View: | Gen Digital Inc. (GEN) | 28-Mar-12 | Option Exercise | 64,000 | $8.99 | $575,420.00 | 63% 101.25K to 165.25K | |
| 30-Mar-12 11:20 AM View: | Gen Digital Inc. (GEN) | 28-Mar-12 | Market Option Sale (Planned) | 40,000 | $18.50 | $740,000.00 | (24%) 165.25K to 125.25K | (27%) |
| 17-May-11 5:46 PM View: | Gen Digital Inc. (GEN) | 16-May-11 | Grant | 12,690 | $3.94 | $49,998.60 | 14% 88.56K to 101.25K | |
| 17-Dec-10 3:14 PM View: | Gen Digital Inc. (GEN) | 15-Dec-10 | Market Sale (Planned) | 17,000 | $17.19 | $292,230.00 | (16%) 105.56K to 88.56K | (37%) |
| 17-Sep-10 2:03 PM View: | Gen Digital Inc. (GEN) | 15-Sep-10 | Market Sale (Planned) | 17,000 | $14.91 | $253,470.00 | (14%) 122.56K to 105.56K | (58%) |
| 17-Jun-10 4:49 PM View: | Gen Digital Inc. (GEN) | 15-Jun-10 | Market Sale (Planned) | 17,000 | $14.66 | $249,220.00 | (12%) 139.56K to 122.56K | (61%) |
| 12-May-10 12:33 PM View: | Gen Digital Inc. (GEN) | 10-May-10 | Grant | 12,338 | -- | -- | 10% 127.22K to 139.56K | |
| 17-Mar-10 4:25 PM View: | Gen Digital Inc. (GEN) | 15-Mar-10 | Market Sale (Planned) | 17,000 | $17.30 | $294,088.00 | (12%) 144.22K to 127.22K | (36%) |
| 13-May-09 2:36 PM View: | Gen Digital Inc. (GEN) | 11-May-09 | Grant | 11,749 | -- | -- | 9% 132.47K to 144.22K | |
| 01-May-08 3:08 PM View: | Gen Digital Inc. (GEN) | 30-Apr-08 | Grant | 10,452 | -- | -- | 9% 122.02K to 132.47K | |
| 01-May-08 3:08 PM View: | Gen Digital Inc. (GEN) | 29-Apr-08 | Grant | 1,433 | -- | -- | 1% 120.58K to 122.02K | |
| 02-Nov-07 3:55 PM View: | Gen Digital Inc. (GEN) | 01-Nov-07 | Option Exercise | 20,000 | $6.41 | $128,226.00 | 17% 120.58K to 140.58K | |
| 02-Nov-07 3:55 PM View: | Gen Digital Inc. (GEN) | 01-Nov-07 | Market Option Sale (Planned) | 20,000 | $18.63 | $372,517.00 | (14%) 140.58K to 120.58K | (28%) |
| 03-Aug-07 5:40 PM View: | Gen Digital Inc. (GEN) | 01-Aug-07 | Option Exercise | 20,000 | $6.41 | $128,226.00 | 17% 120.58K to 140.58K | |
| 03-Aug-07 5:40 PM View: | Gen Digital Inc. (GEN) | 01-Aug-07 | Market Option Sale (Planned) | 20,000 | $19.12 | $382,440.00 | (14%) 140.58K to 120.58K | (24%) |
| 16-May-07 8:33 PM View: | Gen Digital Inc. (GEN) | 14-May-07 | Option Exercise | 20,000 | $6.41 | $128,226.00 | 17% 120.58K to 140.58K | |
| 16-May-07 8:33 PM View: | Gen Digital Inc. (GEN) | 14-May-07 | Market Option Sale (Planned) | 20,000 | $19.55 | $391,033.00 | (14%) 140.58K to 120.58K | (22%) |
| 03-May-07 8:07 PM View: | Gen Digital Inc. (GEN) | 02-May-07 | Grant | 9,906 | -- | -- | 9% 110.68K to 120.58K | |
| 03-May-07 8:07 PM View: | Gen Digital Inc. (GEN) | 01-May-07 | Grant | 2,804 | -- | -- | 3% 107.87K to 110.68K | |
| 05-Feb-07 7:55 PM View: | Gen Digital Inc. (GEN) | 01-Feb-07 | Option Exercise | 20,000 | $6.41 | $128,226.00 | 19% 107.87K to 127.87K | |
| 05-Feb-07 7:55 PM View: | Gen Digital Inc. (GEN) | 01-Feb-07 | Market Option Sale (Planned) | 20,000 | $17.71 | $354,205.00 | (16%) 127.87K to 107.87K | (34%) |
| 18-Sep-06 6:11 PM View: | Gen Digital Inc. (GEN) | 14-Sep-06 | Grant | 9,113 | -- | -- | 9% 98.76K to 107.87K | |
| 27-Apr-06 8:01 PM View: | Gen Digital Inc. (GEN) | 25-Apr-06 | Grant | 3,117 | $16.04 | $49,996.70 | 3% 95.64K to 98.76K | 48% |
| 03-Feb-06 8:01 PM View: | United Continental Holdings... (UAL) | 01-Feb-06 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 27-Apr-05 9:32 PM View: | Gen Digital Inc. (GEN) | 25-Apr-05 | Grant | 2,621 | $19.01 | $49,825.20 | 3% 93.02K to 95.64K | 25% |
| 04-Feb-05 7:41 PM View: | Gen Digital Inc. (GEN) | 27-Jan-05 | Option Exercise | 40,000 | $6.57 | $262,816.00 | 75% 53.02K to 93.02K | |
| 10-Nov-04 9:39 AM View: | Reynolds American Inc. (RAI) | 08-Nov-04 | Disposition | 1,891 | $68.65 | $129,822.00 | (65%) 2.89K to 1.0K | (1238%) |
| 10-Nov-04 9:39 AM View: | Reynolds American Inc. (RAI) | 08-Nov-04 | Option Exercise | 1,891 | -- | -- | 189% 1.0K to 2.89K | |
| 02-Nov-04 7:50 PM View: | Gen Digital Inc. (GEN) | 29-Oct-04 | Market Sale | 12,592 | $56.51 | $711,574.00 | (32%) 39.1K to 26.51K | 58% |
| 30-Jul-04 8:52 PM View: | Rj Reynolds Tobacco Holding... (RJR) | 30-Jul-04 | Disposition | 1,000 | -- | -- | (100%) 1.0K to 0 | |
| 30-Jul-04 9:54 PM View: | Reynolds American Inc. (RAI) | 30-Jul-04 | Grant | 1,000 | -- | -- | 100% 0 to 1.0K | |
| 29-Jan-04 10:00 PM View: | Gen Digital Inc. (GEN) | 28-Jan-04 | Option Exercise | 20,000 | $13.14 | $262,814.00 | 52% 38.59K to 58.59K | |
| 29-Jan-04 10:00 PM View: | Gen Digital Inc. (GEN) | 28-Jan-04 | Market Option Sale | 20,000 | $39.29 | $785,720.00 | (34%) 58.59K to 38.59K | 40% |
| 27-Jan-04 10:00 PM View: | Gen Digital Inc. (GEN) | 26-Jan-04 | Acquisition (other) | 24,000 | $7.48 | $179,626.00 | 90% 26.59K to 50.59K | |
| 27-Jan-04 10:00 PM View: | Gen Digital Inc. (GEN) | 26-Jan-04 | Disposition (other) | 12,000 | $39.96 | $479,573.00 | (24%) 50.59K to 38.59K | 41% |