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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 07-May-09 6:26 PM View:  | First Trust Specialty Finan... (FGB) | 06-May-09 | Market Sale | 5,352 | $4.10 | $21,944.70 | (100%) 5.35K to 0 | (199%) |
| 07-May-09 6:27 PM View: | First Trust/Fidac Mortgage ... (FMY) | 06-May-09 | Market Sale | 5,236 | $15.79 | $82,676.40 | (100%) 5.24K to 0 | 7% |
| 07-May-09 6:26 PM View: | First Trust Dividend and In... (FAV) | 06-May-09 | Market Sale | 5,236 | $9.15 | $47,909.40 | (100%) 5.24K to 0 | (95%) |
| 28-Dec-05 3:33 PM View: | First Trust/Aberdeen Global... (FAM) | 23-Dec-05 | Market Sale | 5,236 | $16.39 | $85,811.80 | (100%) 5.24K to 0 | 35% |
| 28-Dec-05 3:34 PM View: | First Trust/Four Corners Se... (FCM) | 23-Dec-05 | Market Sale | 7,500 | $16.72 | $125,420.00 | (100%) 7.5K to 0 | 41% |
| 28-Dec-05 3:36 PM View: | Energy Income & Growth Fund (FEN) | 23-Dec-05 | Market Sale | 5,236 | $21.99 | $115,164.00 | (100%) 5.24K to 0 | (13%) |
| 28-Dec-05 3:39 PM View: | Macquarie/First Trust Globa... (MFD) | 23-Dec-05 | Market Sale | 5,325 | $22.01 | $117,191.00 | (100%) 5.33K to 0 | 54% |
| 28-Dec-05 3:35 PM View: | First Trust Four Corners Se... (FCT) | 23-Dec-05 | Market Sale | 5,236 | $16.71 | $87,513.50 | (100%) 5.24K to 0 | (16%) |
| 28-Dec-05 3:37 PM View: | First Trust Enhanced Equity... (FFA) | 23-Dec-05 | Market Sale | 5,236 | $16.91 | $88,528.20 | (100%) 5.24K to 0 | 39% |
| 28-Dec-05 3:38 PM View: | First Trust Value Line Equi... (FVI) | 23-Dec-05 | Market Sale | 5,236 | $20.01 | $104,795.00 | (100%) 5.24K to 0 | (1%) |
| 28-Dec-05 3:38 PM View: | First Trust Value Line Divi... (FVD) | 23-Dec-05 | Market Sale | 10,000 | $13.92 | $139,156.00 | (100%) 10.0K to 0 | 5% |