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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 13-Jan-23 6:41 PM View:  | AspenBio Pharma Inc. (RIOT) | 11-Jan-23 | Payment of Exercise | 13,200 | $4.22 | $55,704.00 | (1%) 889.48K to 876.28K | |
| 29-Sep-22 8:58 PM View: | AspenBio Pharma Inc. (RIOT) | 27-Sep-22 | Grant | 222,883 | -- | -- | 65% 343.26K to 566.15K | |
| 29-Sep-22 8:58 PM View: | AspenBio Pharma Inc. (RIOT) | 27-Sep-22 | Option Exercise | 323,334 | -- | -- | 57% 566.15K to 889.48K | |
| 14-Sep-22 8:45 PM View: | AspenBio Pharma Inc. (RIOT) | 12-Sep-22 | Payment of Exercise | 3,963 | $8.26 | $32,734.40 | (1%) 347.2K to 343.24K | |
| 14-Sep-22 8:45 PM View: | AspenBio Pharma Inc. (RIOT) | 12-Sep-22 | Option Exercise | 9,666 | -- | -- | 3% 337.53K to 347.2K | |
| 19-May-22 5:31 PM View: | AspenBio Pharma Inc. (RIOT) | 17-May-22 | Payment of Exercise | 31,980 | $7.97 | $254,881.00 | (9%) 369.51K to 337.53K | |
| 19-May-22 5:31 PM View: | AspenBio Pharma Inc. (RIOT) | 17-May-22 | Option Exercise | 78,000 | -- | -- | 27% 291.51K to 369.51K | |
| 07-Dec-21 9:14 PM View: | AspenBio Pharma Inc. (RIOT) | 07-Dec-21 | Option Exercise | 12,000 | $4.09 | $49,080.00 | 4% 331.23K to 343.23K | |
| 07-Dec-21 9:14 PM View: | AspenBio Pharma Inc. (RIOT) | 06-Dec-21 | Payment of Exercise | 23,854 | $28.64 | $683,179.00 | (7%) 365.37K to 341.51K | |
| 07-Dec-21 9:14 PM View: | AspenBio Pharma Inc. (RIOT) | 06-Dec-21 | Option Exercise | 54,000 | -- | -- | 17% 311.37K to 365.37K | |
| 07-Dec-21 9:14 PM View: | AspenBio Pharma Inc. (RIOT) | 06-Dec-21 | Market Option Sale | 50,000 | $28.00 | $1,400,000.00 | (15%) 341.51K to 291.51K | |
| 03-Jun-21 4:25 PM View: | AspenBio Pharma Inc. (RIOT) | 01-Jun-21 | Payment of Exercise | 1,500 | $27.13 | $40,695.00 | (< 1%) 300.87K to 299.37K | |
| 03-Jun-21 4:25 PM View: | AspenBio Pharma Inc. (RIOT) | 01-Jun-21 | Option Exercise | 5,000 | -- | -- | 2% 295.87K to 300.87K | |
| 10-Feb-21 6:15 PM View: | AspenBio Pharma Inc. (RIOT) | 08-Feb-21 | Payment of Exercise | 31,469 | $23.36 | $735,116.00 | (10%) 327.34K to 295.87K | |
| 10-Feb-21 6:15 PM View: | AspenBio Pharma Inc. (RIOT) | 08-Feb-21 | Option Exercise | 104,895 | -- | -- | 47% 222.44K to 327.34K | |
| 01-Sep-20 5:38 PM View: | AspenBio Pharma Inc. (RIOT) | 28-Aug-20 | Grant | 104,895 | -- | -- | 70% 149.01K to 253.91K | |
| 01-Sep-20 5:38 PM View: | AspenBio Pharma Inc. (RIOT) | 28-Aug-20 | Payment of Exercise | 31,469 | $3.23 | $101,645.00 | (12%) 253.91K to 222.44K | (306%) |
| 10-Feb-20 6:34 PM View: | AspenBio Pharma Inc. (RIOT) | 06-Feb-20 | Grant | 122,377 | -- | -- | 316% 38.7K to 161.08K | |
| 13-Oct-17 4:45 PM View: | AspenBio Pharma Inc. (RIOT) | 11-Oct-17 | Grant | 5,000 | -- | -- | (117%) (-4.29K) to 0.71K | |
| 03-Jul-17 5:02 PM View: | AspenBio Pharma Inc. (RIOT) | 30-Jun-17 | Grant | 20,000 | -- | -- | 100% 0 to 20.0K | |
| 29-Jun-12 5:27 PM View: | AspenBio Pharma Inc. (RIOT) | 28-Jun-12 | Market Purchase | 5,000 | $1.92 | $9,595.00 | 58% 8.62K to 13.62K | (23%) |
| 15-Dec-11 2:35 PM View: | AspenBio Pharma Inc. (RIOT) | 13-Dec-11 | Market Purchase | 3,625 | $1.58 | $5,727.50 | 8% 48.11K to 51.73K | (85%) |
| 28-Dec-10 10:50 AM View: | Cambridge Holdings Ltd (CDGD.OB) | 27-Dec-10 | Gift | 350,000 | $0.12 | $42,000.00 | 145% 241.07K to 591.08K | 0% |
| 27-Jul-10 9:43 AM View: | AspenBio Pharma Inc. (RIOT) | 26-Jul-10 | Market Purchase | 15,000 | $0.71 | $10,693.50 | 7% 225.53K to 240.53K | (94%) |
| 18-Dec-09 1:16 PM View: | AspenBio Pharma Inc. (RIOT) | 16-Dec-09 | Acquisition (other) | 29,875 | -- | -- | 15% 195.66K to 225.53K | |
| 30-Sep-08 7:14 PM View: | Security With Advanced Tech... (PBAL.PK) | 29-Sep-08 | Market Purchase | 10,000 | $0.74 | $7,407.79 | 5% 183.81K to 193.81K | (99%) |
| 09-Jun-08 1:14 PM View: | Security With Advanced Tech... (PBAL.PK) | 06-Jun-08 | Market Purchase | 10,000 | $0.77 | $7,695.00 | 3% 357.61K to 367.61K | (99%) |
| 28-Jan-08 5:21 PM View: | Security With Advanced Tech... (PBAL.PK) | 25-Jan-08 | Market Purchase | 2,109 | $0.64 | $1,349.76 | < 1% 355.5K to 357.61K | (99%) |
| 28-Jan-08 5:21 PM View: | Security With Advanced Tech... (PBAL.PK) | 24-Jan-08 | Market Purchase | 6,350 | $0.62 | $3,945.50 | 2% 349.15K to 355.5K | (99%) |
| 01-Nov-07 6:37 PM View: | Security With Advanced Tech... (PBAL.PK) | 01-Nov-07 | Market Purchase | 5,000 | $2.47 | $12,348.00 | 3% 144.15K to 149.15K | (100%) |
| 25-Apr-07 1:13 PM View: | AspenBio Pharma Inc. (RIOT) | 23-Apr-07 | Exercise (in-the money or at-the-money) | 22,858 | $1.35 | $30,858.30 | 13% 172.8K to 195.66K | |
| 28-Dec-06 12:59 PM View: | AspenBio Pharma Inc. (RIOT) | 27-Dec-06 | Exercise (in-the money or at-the-money) | 83,500 | $1.00 | $83,500.00 | 95% 87.8K to 171.3K | |
| 28-Dec-06 12:59 PM View: | AspenBio Pharma Inc. (RIOT) | 27-Dec-06 | Exercise (in-the money or at-the-money) | 1,500 | $1.00 | $1,500.00 | < 1% 171.3K to 172.8K | |
| 15-Sep-06 3:48 PM View: | Security With Advanced Tech... (PBAL.PK) | 14-Sep-06 | Market Purchase | 1,000 | $4.04 | $4,040.00 | < 1% 143.15K to 144.15K | (100%) |
| 23-Aug-06 6:25 PM View: | Advanced Nutraceuticals Inc... (BTCP.PK) | 23-Aug-06 | Payment of Exercise | 15,980 | $3.52 | $56,249.60 | (6%) 278.87K to 262.88K | |
| 23-Aug-06 6:25 PM View: | Advanced Nutraceuticals Inc... (BTCP.PK) | 23-Aug-06 | Option Exercise | 25,000 | $2.25 | $56,250.00 | 10% 253.87K to 278.87K | |
| 22-Aug-06 6:04 PM View: | AspenBio Pharma Inc. (RIOT) | 21-Aug-06 | Private Purchase | 10,000 | $1.20 | $12,000.00 | 13% 77.8K to 87.8K | |
| 21-Aug-06 3:32 PM View: | Sino Shipping Holdings Inc. (SSHZ.OB) | 17-Aug-06 | Sale | 18,366,000 | $0.00 | $62,444.30 | (67%) 27.5M to 9.13M | |
| 03-Jul-06 9:30 AM View: | AspenBio Pharma Inc. (RIOT) | 29-Jun-06 | Market Purchase | 10,000 | $1.43 | $14,300.00 | 15% 67.8K to 77.8K | (98%) |
| 21-Mar-06 3:52 PM View: | Advanced Nutraceuticals Inc... (BTCP.PK) | 17-Mar-06 | Payment of Exercise | 3,383 | $3.40 | $11,502.20 | (1%) 282.25K to 278.87K | |
| 21-Mar-06 3:52 PM View: | Advanced Nutraceuticals Inc... (BTCP.PK) | 17-Mar-06 | Option Exercise | 25,000 | $0.46 | $11,500.00 | 10% 257.25K to 282.25K | |
| 06-Dec-05 2:17 PM View: | Advanced Nutraceuticals Inc... (BTCP.PK) | 02-Dec-05 | Acquisition (other) | 16,902 | -- | -- | 6% 265.35K to 282.25K | |
| 06-Dec-05 3:40 PM View: | Security With Advanced Tech... (PBAL.PK) | 02-Dec-05 | Acquisition (other) | 18,600 | -- | -- | 76% 24.34K to 42.94K | |
| 02-Dec-05 4:08 PM View: | AspenBio Pharma Inc. (RIOT) | 01-Dec-05 | Market Purchase | 11,000 | $0.73 | $8,049.80 | 19% 56.8K to 67.8K | (95%) |
| 02-Dec-05 4:08 PM View: | AspenBio Pharma Inc. (RIOT) | 30-Nov-05 | Market Purchase | 2,700 | $0.73 | $1,971.00 | 5% 54.1K to 56.8K | (95%) |
| 23-Nov-05 12:49 PM View: | AspenBio Pharma Inc. (RIOT) | 23-Nov-05 | Grant | 538 | $0.76 | $411.57 | 1% 53.56K to 54.1K | (95%) |
| 23-Nov-05 12:49 PM View: | AspenBio Pharma Inc. (RIOT) | 26-Oct-05 | Grant | 534 | $0.76 | $408.51 | 1% 53.03K to 53.56K | (95%) |
| 20-Sep-05 11:46 AM View: | Cambridge Holdings Ltd (CDGD.OB) | 16-Sep-05 | Payment of Exercise | 43,925 | $1.07 | $46,999.80 | (24%) 185.0K to 141.07K | |
| 20-Sep-05 11:46 AM View: | Cambridge Holdings Ltd (CDGD.OB) | 16-Sep-05 | Option Exercise | 100,000 | $0.47 | $47,000.00 | 118% 85.0K to 185.0K | |
| 29-Aug-05 5:09 PM View: | Advanced Nutraceuticals Inc... (BTCP.PK) | 25-Aug-05 | Market Sale | 76,725 | $4.25 | $326,081.00 | (22%) 343.06K to 266.34K |