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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 10-Apr-24 12:43 PM View:  | Carnival Corp. (CCL) | 08-Apr-24 | Grant | 12,141 | -- | -- | 12% 101.26K to 113.41K | |
| 10-Apr-24 1:03 PM View: | Carnival plc (CUK) | 08-Apr-24 | Grant | 12,141 | -- | -- | 12% 101.26K to 113.41K | |
| 25-Apr-23 11:40 AM View: | Carnival Corp. (CCL) | 21-Apr-23 | Grant | 18,656 | -- | -- | 23% 82.61K to 101.26K | |
| 25-Apr-23 12:01 PM View: | Carnival plc (CUK) | 21-Apr-23 | Grant | 18,656 | -- | -- | 23% 82.61K to 101.26K | |
| 12-Apr-22 11:37 AM View: | Carnival Corp. (CCL) | 08-Apr-22 | Grant | 9,541 | -- | -- | 13% 73.07K to 82.61K | |
| 12-Apr-22 11:57 AM View: | Carnival plc (CUK) | 08-Apr-22 | Grant | 9,541 | -- | -- | 13% 73.07K to 82.61K | |
| 22-Apr-21 1:16 PM View: | Carnival Corp. (CCL) | 20-Apr-21 | Grant | 6,804 | -- | -- | 10% 66.26K to 73.07K | |
| 22-Apr-21 1:34 PM View: | Carnival plc (CUK) | 20-Apr-21 | Grant | 6,804 | -- | -- | 10% 66.26K to 73.07K | |
| 13-Apr-20 4:36 PM View: | Carnival Corp. (CCL) | 09-Apr-20 | Grant | 16,304 | $1.69 | $27,497.90 | 33% 49.96K to 66.26K | |
| 13-Apr-20 4:35 PM View: | Carnival plc (CUK) | 09-Apr-20 | Grant | 16,304 | $1.69 | $27,497.90 | 33% 49.96K to 66.26K | |
| 18-Apr-19 10:44 AM View: | Carnival Corp. (CCL) | 17-Apr-19 | Grant | 3,193 | -- | -- | 7% 44.61K to 47.8K | |
| 18-Apr-19 11:33 AM View: | Carnival plc (CUK) | 17-Apr-19 | Grant | 3,193 | -- | -- | 7% 44.61K to 47.8K | |
| 14-Jun-18 4:32 PM View: | Christopher & Banks Corp. (CBKC) | 13-Jun-18 | Grant | 50,000 | -- | -- | 50% 100.3K to 150.3K | |
| 06-Jun-18 4:37 PM View: | Christopher & Banks Corp. (CBKC) | 04-Jun-18 | Market Purchase | 20,000 | $0.80 | $16,000.00 | 25% 80.3K to 100.3K | (42%) |
| 13-Apr-18 10:54 AM View: | Carnival Corp. (CCL) | 11-Apr-18 | Grant | 2,749 | -- | -- | 7% 40.92K to 43.67K | |
| 13-Apr-18 11:15 AM View: | Carnival plc (CUK) | 11-Apr-18 | Grant | 2,749 | -- | -- | 7% 40.92K to 43.67K | |
| 16-Jun-17 9:03 AM View: | Christopher & Banks Corp. (CBKC) | 14-Jun-17 | Grant | 50,000 | -- | -- | 165% 30.3K to 80.3K | |
| 10-Apr-17 3:35 PM View: | Carnival Corp. (CCL) | 06-Apr-17 | Grant | 2,709 | -- | -- | 7% 37.6K to 40.31K | |
| 10-Apr-17 3:48 PM View: | Carnival plc (CUK) | 06-Apr-17 | Grant | 2,709 | -- | -- | 7% 37.6K to 40.31K | |
| 05-Jul-16 4:53 PM View: | Christopher & Banks Corp. (CBKC) | 01-Jul-16 | Grant | 30,303 | -- | -- | 100% 0 to 30.3K | |
| 18-Apr-16 3:09 PM View: | Carnival Corp. (CCL) | 14-Apr-16 | Grant | 3,102 | -- | -- | 9% 33.94K to 37.04K | |
| 18-Apr-16 3:20 PM View: | Carnival plc (CUK) | 14-Apr-16 | Grant | 3,102 | -- | -- | 9% 33.94K to 37.04K | |
| 16-Apr-15 3:00 PM View: | Carnival Corp. (CCL) | 14-Apr-15 | Grant | 3,369 | -- | -- | 11% 30.19K to 33.55K | |
| 16-Apr-15 3:10 PM View: | Carnival plc (CUK) | 14-Apr-15 | Grant | 3,369 | -- | -- | 11% 30.19K to 33.55K | |
| 21-Aug-14 6:12 PM View: | New York & Company Inc. (RTW) | 18-Aug-14 | Payment of Exercise | 41,220 | $3.06 | $126,133.00 | (38%) 108.1K to 66.88K | (2%) |
| 21-Apr-14 3:34 PM View: | Carnival Corp. (CCL) | 17-Apr-14 | Grant | 3,215 | -- | -- | 12% 26.68K to 29.89K | |
| 21-Apr-14 3:48 PM View: | Carnival plc (CUK) | 17-Apr-14 | Grant | 3,215 | -- | -- | 12% 26.68K to 29.89K | |
| 24-Mar-14 5:47 PM View: | New York & Company Inc. (RTW) | 13-Mar-14 | Grant | 13,436 | $2.13 | $28,618.70 | 12% 114.97K to 128.41K | |
| 28-Aug-13 8:17 PM View: | New York & Company Inc. (RTW) | 26-Aug-13 | Grant | 12,218 | -- | -- | 12% 102.76K to 114.97K | |
| 23-Aug-13 7:38 PM View: | New York & Company Inc. (RTW) | 21-Aug-13 | Grant | 2,756 | $2.84 | $7,827.04 | 3% 100.0K to 102.76K | |
| 24-May-13 3:16 PM View: | Carnival Corp. (CCL) | 22-May-13 | Grant | 3,611 | -- | -- | 16% 22.76K to 26.37K | |
| 24-May-13 3:30 PM View: | Carnival plc (CUK) | 22-May-13 | Grant | 3,611 | -- | -- | 16% 22.76K to 26.37K | |
| 13-Apr-12 4:12 PM View: | Carnival Corp. (CCL) | 11-Apr-12 | Grant | 3,840 | -- | -- | 21% 18.7K to 22.54K | |
| 13-Apr-12 4:15 PM View: | Carnival plc (CUK) | 11-Apr-12 | Grant | 3,840 | -- | -- | 21% 18.7K to 22.54K | |
| 14-Apr-11 3:49 PM View: | Carnival Corp. (CCL) | 13-Apr-11 | Grant | 3,188 | -- | -- | 21% 15.34K to 18.53K | |
| 14-Apr-11 4:17 PM View: | Carnival plc (CUK) | 13-Apr-11 | Grant | 3,188 | -- | -- | 21% 15.34K to 18.53K | |
| 15-Apr-10 5:04 PM View: | Carnival Corp. (CCL) | 13-Apr-10 | Grant | 3,088 | -- | -- | 25% 12.22K to 15.3K | |
| 15-Apr-10 4:57 PM View: | Carnival plc (CUK) | 13-Apr-10 | Grant | 3,088 | -- | -- | 25% 12.22K to 15.3K | |
| 17-Apr-09 3:26 PM View: | Carnival Corp. (CCL) | 15-Apr-09 | Grant | 4,647 | -- | -- | 62% 7.52K to 12.16K | |
| 17-Apr-09 3:51 PM View: | Carnival plc (CUK) | 15-Apr-09 | Grant | 4,647 | -- | -- | 62% 7.52K to 12.16K | |
| 25-Apr-08 8:45 AM View: | Carnival Corp. (CCL) | 23-Apr-08 | Grant | 2,500 | -- | -- | 50% 5.02K to 7.52K | |
| 25-Apr-08 8:46 AM View: | Carnival plc (CUK) | 23-Apr-08 | Grant | 2,500 | -- | -- | 50% 5.02K to 7.52K | |
| 16-Jul-07 11:17 AM View: | Carnival Corp. (CCL) | 13-Jul-07 | Market Purchase | 2,500 | $47.52 | $118,793.00 | 100% 2.5K to 5.0K | (64%) |
| 16-Jul-07 11:18 AM View: | Carnival plc (CUK) | 13-Jul-07 | Market Purchase | 2,500 | $47.52 | $118,793.00 | 100% 2.5K to 5.0K | (70%) |
| 17-Apr-07 10:28 AM View: | Carnival Corp. (CCL) | 16-Apr-07 | Grant | 2,500 | -- | -- | 100% 0 to 2.5K | |
| 17-Apr-07 10:28 AM View: | Carnival plc (CUK) | 16-Apr-07 | Grant | 2,500 | -- | -- | 100% 0 to 2.5K | |
| 04-Apr-06 2:23 PM View: | AnnTaylor Stores Corp. (ANN) | 31-Mar-06 | Payment of Exercise | 17,123 | $36.45 | $624,133.00 | (23%) 75.0K to 57.88K | (27%) |
| 05-Oct-05 4:30 PM View: | AnnTaylor Stores Corp. (ANN) | 03-Oct-05 | Grant | 75,000 | -- | -- | 100% 0 to 75.0K | |
| 30-Aug-05 5:20 PM View: | American Eagle Outfitters I... (AEO) | 29-Aug-05 | Option Exercise | 85,000 | $10.83 | $920,550.00 | 52% 163.08K to 248.08K | |
| 25-Jul-05 2:44 PM View: | American Eagle Outfitters I... (AEO) | 22-Jul-05 | Option Exercise | 30,668 | $18.05 | $553,557.00 | 19% 163.08K to 193.75K |