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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Jun-23 4:17 PM View:  | Limited Brands Inc. (BBWI) | 08-Jun-23 | Grant | 3,572 | -- | -- | 5% 75.85K to 79.42K | |
| 16-May-22 4:26 PM View: | Limited Brands Inc. (BBWI) | 12-May-22 | Grant | 3,091 | -- | -- | 4% 72.76K to 75.85K | |
| 12-Jul-21 6:57 PM View: | Limited Brands Inc. (BBWI) | 08-Jul-21 | Option Exercise | 60,374 | -- | -- | 488% 12.38K to 72.76K | |
| 24-May-21 6:02 PM View: | Limited Brands Inc. (BBWI) | 20-May-21 | Grant | 2,272 | -- | -- | 22% 10.11K to 12.38K | |
| 28-Sep-20 7:03 AM View: | Alcoa Corp (AA) | 24-Sep-20 | Grant | 2,564 | -- | -- | 8% 31.09K to 33.65K | |
| 05-Aug-20 6:30 PM View: | Hartford Financial Services... (HIG) | 03-Aug-20 | Grant | 7,381 | $42.00 | $310,000.00 | 9% 83.42K to 90.8K | |
| 12-May-20 4:31 PM View: | Alcoa Corp (AA) | 08-May-20 | Grant | 14,870 | -- | -- | 92% 16.21K to 31.09K | |
| 07-Aug-19 4:18 PM View: | Hartford Financial Services... (HIG) | 05-Aug-19 | Grant | 2,829 | $56.56 | $160,000.00 | 4% 79.95K to 82.78K | (4%) |
| 14-May-19 4:54 PM View: | Alcoa Corp (AA) | 10-May-19 | Grant | 4,792 | -- | -- | 42% 11.42K to 16.21K | |
| 19-Dec-18 8:52 PM View: | Spectra Energy Partners, LP (SEP) | 17-Dec-18 | Disposition | 18,022 | -- | -- | (100%) 18.02K to 0 | |
| 01-Aug-18 4:06 PM View: | Hartford Financial Services... (HIG) | 30-Jul-18 | Grant | 3,038 | $52.67 | $160,000.00 | 4% 76.36K to 79.4K | (9%) |
| 07-Aug-18 11:47 AM View: | Spectra Energy Partners, LP (SEP) | 26-Jul-18 | Grant | 2,206 | -- | -- | 14% 15.82K to 18.02K | |
| 13-Jun-18 5:03 PM View: | Spectra Energy Partners, LP (SEP) | 12-Jun-18 | Grant | 1,209 | -- | -- | 8% 14.61K to 15.82K | |
| 15-May-18 10:00 PM View: | Alcoa Corp (AA) | 11-May-18 | Grant | 2,224 | -- | -- | 24% 9.2K to 11.42K | |
| 02-Aug-17 4:07 PM View: | Hartford Financial Services... (HIG) | 31-Jul-17 | Grant | 2,909 | $55.00 | $160,000.00 | 4% 73.05K to 75.96K | (14%) |
| 17-Aug-17 2:26 PM View: | Spectra Energy Partners, LP (SEP) | 28-Jul-17 | Grant | 1,776 | -- | -- | 191% 0.93K to 2.71K | |
| 16-May-17 4:36 PM View: | Alcoa Corp (AA) | 12-May-17 | Grant | 3,775 | -- | -- | 70% 5.42K to 9.2K | |
| 17-Aug-17 2:26 PM View: | Spectra Energy Partners, LP (SEP) | 03-Apr-17 | Grant | 931 | -- | -- | 100% 0 to 0.93K | |
| 28-Feb-17 10:00 PM View: | Spectra Energy Corp. (SE) | 27-Feb-17 | Disposition | 16,287 | -- | -- | (100%) 16.29K to 0 | |
| 05-Dec-16 5:06 PM View: | Alcoa Corp (AA) | 01-Dec-16 | Grant | 2,078 | -- | -- | 62% 3.35K to 5.42K | |
| 03-Aug-16 4:09 PM View: | Hartford Financial Services... (HIG) | 01-Aug-16 | Grant | 3,999 | $40.01 | $160,000.00 | 6% 68.69K to 72.69K | 19% |
| 06-Jul-16 1:01 PM View: | Spectra Energy Corp. (SE) | 01-Jul-16 | Grant | 3,408 | -- | -- | 54% 6.29K to 9.69K | |
| 06-Jul-16 1:01 PM View: | Spectra Energy Corp. (SE) | 01-Jul-16 | Disposition | 3,408 | -- | -- | (35%) 9.69K to 6.29K | |
| 30-Jul-15 4:38 PM View: | Hartford Financial Services... (HIG) | 29-Jul-15 | Grant | 5,454 | $47.67 | $260,000.00 | 9% 62.95K to 68.41K | 2% |
| 06-Jul-15 9:41 PM View: | Spectra Energy Corp. (SE) | 01-Jul-15 | Grant | 3,925 | -- | -- | 62% 6.29K to 10.21K | |
| 06-Jul-15 9:41 PM View: | Spectra Energy Corp. (SE) | 01-Jul-15 | Disposition | 3,925 | -- | -- | (38%) 10.21K to 6.29K | |
| 05-Aug-14 7:16 PM View: | Hartford Financial Services... (HIG) | 01-Aug-14 | Grant | 7,641 | $34.03 | $260,023.00 | 14% 55.15K to 62.79K | 45% |
| 21-Jul-14 3:40 PM View: | Alcoa, Inc. (HWM) | 21-Jul-14 | Market Purchase | 30,120 | $16.54 | $498,215.00 | 100% 0 to 30.12K | (32%) |
| 02-Jul-14 1:03 PM View: | Spectra Energy Corp. (SE) | 01-Jul-14 | Grant | 2,827 | $42.45 | $120,006.00 | 82% 3.46K to 6.29K | (57%) |
| 11-Dec-13 1:35 PM View: | American Electric Power Co.... (AEP) | 09-Dec-13 | Disposition | 149,000 | $46.67 | $6,954,280.00 | (36%) 417.29K to 268.29K | (109%) |
| 11-Dec-13 1:35 PM View: | American Electric Power Co.... (AEP) | 09-Dec-13 | Option Exercise | 149,000 | $30.76 | $4,583,240.00 | 56% 268.29K to 417.29K | |
| 02-Aug-13 6:30 PM View: | Hartford Financial Services... (HIG) | 31-Jul-13 | Grant | 6,968 | $30.86 | $215,032.00 | 15% 48.02K to 54.99K | 63% |
| 02-Jul-13 1:53 PM View: | Spectra Energy Corp. (SE) | 01-Jul-13 | Grant | 3,460 | $34.68 | $119,993.00 | 100% 0 to 3.46K | (46%) |
| 01-Jul-13 4:04 PM View: | Hartford Financial Services... (HIG) | 28-Jun-13 | Grant | 16 | $30.92 | $500.01 | < 1% 47.97K to 47.99K | 63% |
| 02-Apr-13 4:14 PM View: | Hartford Financial Services... (HIG) | 28-Mar-13 | Grant | 131 | $25.80 | $3,375.00 | < 1% 47.81K to 47.94K | 96% |
| 03-Jan-13 5:12 PM View: | Hartford Financial Services... (HIG) | 31-Dec-12 | Grant | 100 | $22.44 | $2,249.99 | < 1% 47.67K to 47.77K | 126% |
| 03-Oct-12 5:07 PM View: | Limited Brands Inc. (BBWI) | 02-Oct-12 | Market Purchase | 10,110 | $49.43 | $499,737.00 | 100% 0 to 10.11K | 71% |
| 02-Oct-12 4:07 PM View: | Hartford Financial Services... (HIG) | 28-Sep-12 | Grant | 90 | $19.44 | $1,750.01 | < 1% 47.53K to 47.63K | 162% |
| 07-Aug-12 4:03 PM View: | Hartford Financial Services... (HIG) | 03-Aug-12 | Grant | 8,871 | $16.91 | $150,009.00 | 23% 38.66K to 47.54K | 201% |
| 02-Jul-12 4:01 PM View: | Hartford Financial Services... (HIG) | 29-Jun-12 | Grant | 1,078 | $17.63 | $19,000.00 | 3% 37.54K to 38.62K | 189% |
| 03-Apr-12 4:01 PM View: | Hartford Financial Services... (HIG) | 30-Mar-12 | Grant | 190 | $21.08 | $3,999.99 | < 1% 37.32K to 37.51K | 143% |
| 03-Jan-12 3:26 PM View: | American Electric Power Co.... (AEP) | 30-Dec-11 | Payment of Exercise | 8,188 | $41.31 | $338,246.00 | (43%) 18.91K to 10.72K | (131%) |
| 04-Jan-12 4:09 PM View: | Hartford Financial Services... (HIG) | 30-Dec-11 | Grant | 238 | $16.25 | $3,875.01 | < 1% 37.04K to 37.28K | 217% |
| 01-Dec-11 3:16 PM View: | American Electric Power Co.... (AEP) | 30-Nov-11 | Payment of Exercise | 28,867 | $39.68 | $1,145,440.00 | (11%) 269.2K to 240.34K | (140%) |
| 04-Oct-11 4:05 PM View: | Hartford Financial Services... (HIG) | 30-Sep-11 | Grant | 170 | $16.14 | $2,750.00 | < 1% 36.82K to 36.99K | 221% |
| 09-Aug-11 4:03 PM View: | Hartford Financial Services... (HIG) | 05-Aug-11 | Grant | 7,293 | $20.57 | $150,017.00 | 25% 29.53K to 36.83K | 153% |
| 05-Jul-11 4:02 PM View: | Hartford Financial Services... (HIG) | 30-Jun-11 | Grant | 934 | $26.37 | $24,625.00 | 3% 28.58K to 29.51K | 97% |
| 01-Apr-11 4:53 PM View: | Hartford Financial Services... (HIG) | 31-Mar-11 | Grant | 102 | $26.93 | $2,750.01 | < 1% 28.45K to 28.56K | 94% |
| 04-Jan-11 4:07 PM View: | Hartford Financial Services... (HIG) | 31-Dec-10 | Grant | 104 | $26.49 | $2,750.01 | < 1% 28.34K to 28.44K | 96% |
| 02-Dec-10 9:34 AM View: | American Electric Power Co.... (AEP) | 30-Nov-10 | Payment of Exercise | 28,867 | $35.60 | $1,027,670.00 | (10%) 289.39K to 260.53K | (182%) |