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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jun-23 4:25 PM View:  | Morgan Stanley (MS) | 01-Jun-23 | Grant | 3,777 | $13.24 | $50,000.00 | 13% 28.09K to 31.87K | |
| 02-Dec-22 4:06 PM View: | Morgan Stanley (MS) | 01-Dec-22 | Grant | 512 | $92.81 | $47,500.00 | 2% 27.16K to 27.67K | |
| 03-Jun-22 4:14 PM View: | Morgan Stanley (MS) | 01-Jun-22 | Grant | 2,945 | -- | -- | 12% 23.81K to 26.75K | |
| 19-Nov-21 4:39 PM View: | CVS Caremark Corp. (CVS) | 17-Nov-21 | Grant | 417 | $92.73 | $38,668.40 | 6% 7.17K to 7.58K | 3% |
| 03-Jun-21 5:50 PM View: | Morgan Stanley (MS) | 01-Jun-21 | Grant | 2,703 | -- | -- | 13% 20.52K to 23.22K | |
| 14-May-21 5:13 PM View: | CVS Caremark Corp. (CVS) | 13-May-21 | Grant | 459 | $84.27 | $38,679.90 | 7% 6.71K to 7.17K | < 1% |
| 20-Nov-20 5:47 PM View: | CVS Caremark Corp. (CVS) | 18-Nov-20 | Grant | 2,336 | $66.35 | $154,994.00 | 53% 4.37K to 6.71K | 3% |
| 03-Jun-20 4:14 PM View: | Morgan Stanley (MS) | 01-Jun-20 | Grant | 6,649 | $7.14 | $47,500.00 | 49% 13.49K to 20.14K | |
| 15-May-20 4:31 PM View: | CVS Caremark Corp. (CVS) | 14-May-20 | Grant | 2,487 | $62.31 | $154,965.00 | 132% 1.89K to 4.37K | 7% |
| 02-Dec-19 4:22 PM View: | Morgan Stanley (MS) | 01-Dec-19 | Grant | 958 | $49.57 | $47,500.00 | 8% 12.33K to 13.29K | 50% |
| 22-Nov-19 4:07 PM View: | CVS Caremark Corp. (CVS) | 20-Nov-19 | Grant | 775 | $74.92 | $58,063.00 | 70% 1.11K to 1.89K | (12%) |
| 04-Jun-19 4:24 PM View: | Morgan Stanley (MS) | 01-Jun-19 | Grant | 7,271 | $6.53 | $47,500.00 | 149% 4.86K to 12.13K | |
| 20-May-19 4:34 PM View: | CVS Caremark Corp. (CVS) | 16-May-19 | Grant | 1,111 | $52.30 | $58,105.30 | 100% 0 to 1.11K | 24% |
| 04-Dec-18 4:17 PM View: | Morgan Stanley (MS) | 01-Dec-18 | Grant | 640 | $44.27 | $28,333.30 | 15% 4.16K to 4.8K | 67% |
| 02-Aug-18 5:02 PM View: | Morgan Stanley (MS) | 01-Aug-18 | Grant | 4,128 | -- | -- | 1601060% 0 to 4.13K | |
| 01-May-15 4:03 PM View: | General Electric Co. (GE) | 30-Apr-15 | Market Purchase | 7,000 | $27.22 | $190,540.00 | 7000% 100 to 7.1K | (59%) |
| 20-Jan-09 7:56 AM View: | Kraft Foods Inc. (MDLZ) | 15-Jan-09 | Disposition | 5,067 | $5.90 | $29,884.70 | (23%) 21.82K to 16.75K | (386%) |
| 20-Jan-09 7:56 AM View: | Kraft Foods Inc. (MDLZ) | 15-Jan-09 | Option Exercise | 1,065 | $28.07 | $29,884.70 | 5% 20.75K to 21.82K | 261% |
| 20-Jan-09 4:51 PM View: | Duke Energy Corp. (DUK) | 15-Jan-09 | Option Exercise | 17,768 | $14.86 | $264,032.00 | 104% 17.05K to 34.82K | 521% |
| 29-Aug-08 12:35 PM View: | Duke Energy Corp. (DUK) | 27-Aug-08 | Option Exercise | 19,500 | $12.46 | $242,970.00 | 114% 17.06K to 36.56K | 49% |
| 29-Aug-08 12:35 PM View: | Duke Energy Corp. (DUK) | 27-Aug-08 | Market Option Sale | 19,500 | $17.72 | $345,576.00 | (53%) 36.56K to 17.06K | (376%) |
| 04-Aug-08 3:49 PM View: | Kraft Foods Inc. (MDLZ) | 31-Jul-08 | Disposition | 7,630 | $31.82 | $242,787.00 | (27%) 28.38K to 20.75K | (225%) |
| 04-Aug-08 3:49 PM View: | Kraft Foods Inc. (MDLZ) | 31-Jul-08 | Option Exercise | 7,630 | $31.82 | $242,787.00 | 37% 20.75K to 28.38K | 225% |
| 15-May-08 4:57 PM View: | Kraft Foods Inc. (MDLZ) | 13-May-08 | Grant | 4,002 | -- | -- | 24% 16.75K to 20.75K | |
| 14-May-07 11:24 AM View: | Duke Energy Corp. (DUK) | 10-May-07 | Grant | 4,960 | $20.15 | $99,944.00 | 41% 12.1K to 17.06K | 344% |
| 26-Apr-07 11:21 AM View: | Kraft Foods Inc. (MDLZ) | 24-Apr-07 | Grant | 3,444 | $33.40 | $115,012.00 | 74% 4.68K to 8.13K | 222% |
| 05-Apr-07 2:47 PM View: | Duke Energy Corp. (DUK) | 03-Apr-07 | Option Exercise | 2,600 | -- | -- | 27% 9.5K to 12.1K | |
| 18-May-06 7:57 PM View: | Duke Energy Corp. (DUK) | 16-May-06 | Option Exercise | 5,839 | -- | -- | 160% 3.66K to 9.5K | |
| 01-May-06 4:42 PM View: | Kraft Foods Inc. (MDLZ) | 27-Apr-06 | Grant | 3,689 | -- | -- | 38% 9.62K to 13.31K | |
| 05-Apr-06 11:26 AM View: | Cinergy Corp (CIN) | 03-Apr-06 | Disposition | 2,345 | -- | -- | (100%) 2.35K to 0 | |
| 28-Apr-05 5:07 PM View: | Kraft Foods Inc. (MDLZ) | 26-Apr-05 | Grant | 3,211 | -- | -- | 50% 6.41K to 9.62K | |
| 08-Feb-05 3:16 PM View: | Cinergy Corp (CIN) | 04-Feb-05 | Market Sale | 4,500 | $40.40 | $181,800.00 | (66%) 6.84K to 2.35K | |
| 03-May-04 10:00 PM View: | Kraft Foods Inc. (MDLZ) | 30-Apr-04 | Grant | 3,018 | -- | -- | 89% 3.39K to 6.41K | |
| 05-Jan-04 10:00 PM View: | Cinergy Corp (CIN) | 01-Jan-04 | Grant | 774 | $38.75 | $29,992.50 | 11% 6.98K to 7.75K |