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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-May-20 4:12 PM View:  | Commscope Holding Company, ... (COMM) | 08-May-20 | Grant | 16,100 | -- | -- | 41% 39.1K to 55.2K | |
| 25-Jun-19 4:19 PM View: | Commscope Holding Company, ... (COMM) | 21-Jun-19 | Grant | 11,242 | -- | -- | 40% 27.86K to 39.1K | |
| 16-May-18 4:12 PM View: | Commscope Holding Company, ... (COMM) | 14-May-18 | Market Purchase | 5,000 | $29.90 | $149,500.00 | 22% 22.86K to 27.86K | (24%) |
| 08-May-18 4:17 PM View: | Commscope Holding Company, ... (COMM) | 04-May-18 | Grant | 5,712 | -- | -- | 33% 17.15K to 22.86K | |
| 09-May-17 4:16 PM View: | Commscope Holding Company, ... (COMM) | 05-May-17 | Grant | 4,470 | -- | -- | 35% 12.68K to 17.15K | |
| 28-Feb-17 10:00 PM View: | Spectra Energy Corp. (SE) | 27-Feb-17 | Disposition | 46,676 | -- | -- | (100%) 46.68K to 0 | |
| 02-Aug-16 2:03 PM View: | First Niagara Financial Gro... (FNFG) | 01-Aug-16 | Disposition | 37,879 | -- | -- | (100%) 37.88K to 0 | |
| 03-Aug-16 3:06 PM View: | KeyCorp (KEY) | 01-Aug-16 | Grant | 31,013 | -- | -- | 100% 0 to 31.01K | |
| 06-Jul-16 12:47 PM View: | Spectra Energy Corp. (SE) | 01-Jul-16 | Grant | 3,408 | -- | -- | 7% 46.68K to 50.08K | |
| 06-Jul-16 12:47 PM View: | Spectra Energy Corp. (SE) | 01-Jul-16 | Disposition | 3,408 | -- | -- | (7%) 50.08K to 46.68K | |
| 13-May-16 5:20 PM View: | Commscope Holding Company, ... (COMM) | 06-May-16 | Grant | 4,230 | -- | -- | 50% 8.45K to 12.68K | |
| 03-May-16 4:39 PM View: | First Niagara Financial Gro... (FNFG) | 03-May-16 | Market Purchase | 5,000 | $10.31 | $51,550.00 | 15% 32.88K to 37.88K | (< 1%) |
| 02-May-16 4:52 PM View: | First Niagara Financial Gro... (FNFG) | 02-May-16 | Grant | 7,389 | -- | -- | 29% 25.49K to 32.88K | |
| 05-Oct-15 4:10 PM View: | Commscope Holding Company, ... (COMM) | 01-Oct-15 | Grant | 2,077 | -- | -- | 33% 6.37K to 8.45K | |
| 06-Jul-15 9:37 PM View: | Spectra Energy Corp. (SE) | 01-Jul-15 | Grant | 3,925 | -- | -- | 8% 46.67K to 50.6K | |
| 06-Jul-15 9:37 PM View: | Spectra Energy Corp. (SE) | 01-Jul-15 | Disposition | 3,925 | -- | -- | (8%) 50.6K to 46.68K | |
| 30-Apr-15 4:55 PM View: | First Niagara Financial Gro... (FNFG) | 30-Apr-15 | Grant | 8,361 | -- | -- | 49% 17.13K to 25.49K | |
| 19-Mar-15 4:16 PM View: | First Niagara Financial Gro... (FNFG) | 19-Mar-15 | Grant | 2,809 | -- | -- | 20% 14.32K to 17.13K | |
| 13-Mar-15 8:18 PM View: | Dun & Bradstreet Corp. (DNB) | 11-Mar-15 | Grant | 33 | $127.21 | $4,168.11 | < 1% 11.11K to 11.14K | (84%) |
| 16-Dec-14 5:37 PM View: | Dun & Bradstreet Corp. (DNB) | 12-Dec-14 | Grant | 40 | $114.86 | $4,650.43 | < 1% 11.07K to 11.11K | (82%) |
| 24-Nov-14 4:03 PM View: | First Niagara Financial Gro... (FNFG) | 21-Nov-14 | Market Purchase | 10,000 | $8.16 | $81,600.00 | 231% 4.32K to 14.32K | 32% |
| 28-Oct-14 4:13 PM View: | Commscope Holding Company, ... (COMM) | 25-Oct-14 | Grant | 3,287 | -- | -- | 107% 3.08K to 6.37K | |
| 16-Sep-14 4:47 PM View: | Dun & Bradstreet Corp. (DNB) | 12-Sep-14 | Grant | 40 | $117.04 | $4,633.00 | < 1% 11.03K to 11.07K | (83%) |
| 06-Aug-14 8:06 PM View: | First Niagara Financial Gro... (FNFG) | 04-Aug-14 | Grant | 4,320 | -- | -- | 100% 0 to 4.32K | |
| 01-Jul-14 6:29 PM View: | Spectra Energy Corp. (SE) | 01-Jul-14 | Grant | 2,827 | $42.45 | $120,006.00 | 7% 40.92K to 43.74K | (57%) |
| 18-Sep-14 9:24 AM View: | FNB United Corp. (COB) | 25-Jun-14 | Disposition (other) | 1,212 | $11.22 | $13,598.60 | (10%) 12.23K to 11.02K | (25%) |
| 17-Jun-14 5:13 PM View: | Dun & Bradstreet Corp. (DNB) | 13-Jun-14 | Grant | 45 | $103.94 | $4,632.34 | < 1% 10.98K to 11.03K | (80%) |
| 16-May-14 11:35 AM View: | FNB United Corp. (COB) | 15-May-14 | Grant | 211 | $8.85 | $1,867.35 | 2% 12.02K to 12.23K | 59% |
| 09-May-14 4:59 PM View: | Dun & Bradstreet Corp. (DNB) | 07-May-14 | Grant | 1,141 | -- | -- | 12% 9.84K to 10.98K | |
| 14-Mar-14 4:36 PM View: | Dun & Bradstreet Corp. (DNB) | 12-Mar-14 | Grant | 42 | $98.08 | $4,093.00 | < 1% 9.8K to 9.84K | (80%) |
| 19-Feb-14 2:11 PM View: | FNB United Corp. (COB) | 18-Feb-14 | Grant | 176 | $10.65 | $1,874.40 | 1% 11.85K to 12.02K | 32% |
| 31-Jan-14 1:40 PM View: | FNB United Corp. (COB) | 30-Jan-14 | Grant | 594 | $11.11 | $6,599.34 | 5% 11.25K to 11.85K | 26% |
| 23-Jan-14 4:14 PM View: | Commscope Holding Company, ... (COMM) | 21-Jan-14 | Grant | 3,082 | -- | -- | 100% 0 to 3.08K | |
| 20-Dec-13 1:44 PM View: | FNB United Corp. (COB) | 19-Dec-13 | Market Purchase | 1,224 | $11.55 | $14,137.20 | 12% 10.03K to 11.25K | 22% |
| 17-Dec-13 6:41 PM View: | Dun & Bradstreet Corp. (DNB) | 13-Dec-13 | Grant | 32 | $116.06 | $3,708.12 | < 1% 9.77K to 9.8K | (83%) |
| 18-Nov-13 2:23 PM View: | FNB United Corp. (COB) | 15-Nov-13 | Market Purchase | 169 | $11.07 | $1,870.83 | 2% 9.86K to 10.03K | 27% |
| 09-Oct-13 10:01 AM View: | FNB United Corp. (COB) | 09-Oct-13 | Private Purchase | 255 | $7.35 | $1,874.25 | 3% 9.6K to 9.86K | |
| 20-Sep-13 5:05 PM View: | Dun & Bradstreet Corp. (DNB) | 18-Sep-13 | Grant | 35 | $106.96 | $3,694.30 | < 1% 9.73K to 9.77K | (82%) |
| 21-Aug-13 3:00 PM View: | FNB United Corp. (COB) | 20-Aug-13 | Market Purchase | 229 | $8.17 | $1,870.93 | 2% 9.38K to 9.6K | 72% |
| 12-Feb-14 11:57 AM View: | Spectra Energy Corp. (SE) | 15-Aug-13 | Disposition (other) | 1,125 | -- | -- | (3%) 42.04K to 40.92K | |
| 02-Jul-13 11:39 AM View: | Spectra Energy Corp. (SE) | 01-Jul-13 | Grant | 3,460 | $34.68 | $119,993.00 | 9% 38.58K to 42.04K | (46%) |
| 17-Jun-13 5:52 PM View: | Dun & Bradstreet Corp. (DNB) | 13-Jun-13 | Grant | 37 | $98.79 | $3,679.40 | < 1% 10.7K to 10.74K | (80%) |
| 18-Mar-13 7:55 PM View: | Dun & Bradstreet Corp. (DNB) | 14-Mar-13 | Grant | 45 | $81.23 | $3,661.37 | < 1% 10.65K to 10.7K | (76%) |
| 21-Feb-13 8:45 PM View: | Dun & Bradstreet Corp. (DNB) | 19-Feb-13 | Grant | 1,453 | $82.56 | $119,952.00 | 16% 9.2K to 10.65K | (77%) |
| 17-Dec-12 9:18 PM View: | Dun & Bradstreet Corp. (DNB) | 14-Dec-12 | Gift | 500 | -- | -- | (5%) 9.7K to 9.2K | |
| 17-Dec-12 9:18 PM View: | Dun & Bradstreet Corp. (DNB) | 13-Dec-12 | Grant | 36 | $80.89 | $2,912.49 | < 1% 9.66K to 9.7K | (76%) |
| 20-Sep-12 5:19 PM View: | Dun & Bradstreet Corp. (DNB) | 18-Sep-12 | Grant | 35 | $83.39 | $2,899.28 | < 1% 9.63K to 9.66K | (77%) |
| 03-Jul-12 10:35 AM View: | Spectra Energy Corp. (SE) | 02-Jul-12 | Grant | 4,124 | $29.10 | $120,008.00 | 12% 34.46K to 38.58K | (32%) |
| 15-Jun-12 5:50 PM View: | Dun & Bradstreet Corp. (DNB) | 13-Jun-12 | Grant | 43 | $67.32 | $2,883.00 | < 1% 9.59K to 9.63K | (71%) |
| 16-Mar-12 5:27 PM View: | Dun & Bradstreet Corp. (DNB) | 14-Mar-12 | Grant | 33 | $85.90 | $2,870.31 | < 1% 9.55K to 9.59K | (78%) |