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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Apr-23 5:26 PM View:  | AP Pharma Inc. (HRTX) | 13-Apr-23 | Payment of Exercise | 1,417 | $2.88 | $4,080.96 | (5%) 29.75K to 28.33K | |
| 17-Apr-23 5:26 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-23 | Option Exercise | 5,814 | -- | -- | 24% 23.93K to 29.75K | |
| 17-Jan-23 5:34 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-23 | Payment of Exercise | 2,012 | $3.17 | $6,378.04 | (8%) 25.95K to 23.93K | |
| 17-Jan-23 5:34 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-23 | Option Exercise | 5,814 | -- | -- | 29% 20.13K to 25.95K | |
| 17-Jan-23 5:34 PM View: | AP Pharma Inc. (HRTX) | 31-Oct-22 | Acquisition (other) | 1,655 | $3.27 | $5,415.99 | 9% 18.48K to 20.13K | |
| 17-Oct-22 4:36 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-22 | Payment of Exercise | 2,012 | $3.76 | $7,565.12 | (10%) 20.49K to 18.48K | |
| 17-Oct-22 4:36 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-22 | Option Exercise | 5,814 | -- | -- | 40% 14.67K to 20.49K | |
| 15-Jul-22 4:55 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-22 | Payment of Exercise | 2,012 | $3.01 | $6,056.12 | (12%) 16.69K to 14.67K | |
| 15-Jul-22 4:55 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-22 | Option Exercise | 5,814 | -- | -- | 53% 10.87K to 16.69K | |
| 04-May-22 7:01 PM View: | AP Pharma Inc. (HRTX) | 03-May-22 | Sale (Planned) | 1,504 | $4.76 | $7,153.63 | (12%) 12.38K to 10.87K | |
| 04-May-22 7:01 PM View: | AP Pharma Inc. (HRTX) | 29-Apr-22 | Acquisition (other) | 1,504 | $3.84 | $5,778.37 | 14% 10.87K to 12.38K | |
| 15-Apr-22 5:03 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-22 | Payment of Exercise | 2,012 | $6.07 | $12,212.80 | (16%) 12.88K to 10.87K | |
| 15-Apr-22 5:03 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-22 | Option Exercise | 5,814 | -- | -- | 82% 7.07K to 12.88K | |
| 14-Jan-22 5:05 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-22 | Payment of Exercise | 2,012 | $8.30 | $16,699.60 | (22%) 9.08K to 7.07K | |
| 14-Jan-22 5:05 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-22 | Option Exercise | 5,814 | -- | -- | 178% 3.27K to 9.08K | |
| 15-Oct-21 4:22 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-21 | Payment of Exercise | 433 | $10.55 | $4,568.15 | (12%) 3.7K to 3.27K | |
| 15-Oct-21 4:22 PM View: | AP Pharma Inc. (HRTX) | 13-Oct-21 | Option Exercise | 1,250 | -- | -- | 51% 2.45K to 3.7K | |
| 15-Jul-21 4:47 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-21 | Payment of Exercise | 433 | $13.48 | $5,836.84 | (15%) 2.88K to 2.45K | |
| 15-Jul-21 4:47 PM View: | AP Pharma Inc. (HRTX) | 13-Jul-21 | Option Exercise | 1,250 | -- | -- | 76% 1.63K to 2.88K | |
| 04-May-21 6:03 PM View: | AP Pharma Inc. (HRTX) | 03-May-21 | Sale (Planned) | 1,529 | $17.66 | $27,008.70 | (48%) 3.16K to 1.63K | |
| 04-May-21 6:03 PM View: | AP Pharma Inc. (HRTX) | 30-Apr-21 | Acquisition (other) | 1,529 | $13.90 | $21,249.30 | 94% 1.63K to 3.16K | |
| 15-Apr-21 4:51 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-21 | Payment of Exercise | 433 | $16.66 | $7,213.78 | (21%) 2.07K to 1.63K | |
| 15-Apr-21 4:51 PM View: | AP Pharma Inc. (HRTX) | 13-Apr-21 | Option Exercise | 1,250 | -- | -- | 153% 0.82K to 2.07K | |
| 15-Jan-21 4:25 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-21 | Payment of Exercise | 433 | $18.16 | $7,863.28 | (35%) 1.25K to 0.82K | |
| 15-Jan-21 4:25 PM View: | AP Pharma Inc. (HRTX) | 13-Jan-21 | Option Exercise | 1,250 | -- | -- | 100% 0 to 1.25K | |
| 23-Dec-20 4:23 PM View: | AP Pharma Inc. (HRTX) | 22-Dec-20 | Option Exercise | 10,000 | $13.00 | $130,000.00 | 100% 0 to 10.0K | |
| 23-Dec-20 4:23 PM View: | AP Pharma Inc. (HRTX) | 22-Dec-20 | Planned Option Sale | 10,000 | $20.00 | $200,000.00 | (100%) 10.0K to 0 | |
| 01-May-20 6:48 PM View: | AP Pharma Inc. (HRTX) | 01-May-20 | Sale (Planned) | 1,158 | $13.97 | $16,175.80 | (100%) 1.16K to 0 | |
| 01-May-20 6:48 PM View: | AP Pharma Inc. (HRTX) | 30-Apr-20 | Acquisition (other) | 1,158 | $12.12 | $14,036.10 | 100% 0 to 1.16K | |
| 03-Dec-19 6:30 PM View: | AP Pharma Inc. (HRTX) | 29-Nov-19 | Option Exercise | 24,000 | $13.00 | $312,000.00 | 100% 0 to 24.0K | |
| 03-Dec-19 6:30 PM View: | AP Pharma Inc. (HRTX) | 29-Nov-19 | Planned Option Sale | 24,000 | $26.00 | $624,000.00 | (100%) 24.0K to 0 | |
| 02-May-19 8:40 PM View: | AP Pharma Inc. (HRTX) | 01-May-19 | Market Sale (Planned) | 1,109 | $18.86 | $20,918.10 | (100%) 1.11K to 0 | |
| 02-May-19 8:40 PM View: | AP Pharma Inc. (HRTX) | 30-Apr-19 | Acquisition (other) | 1,109 | $18.43 | $20,436.70 | 100% 0 to 1.11K | |
| 02-Nov-18 9:17 PM View: | AP Pharma Inc. (HRTX) | 02-Nov-18 | Market Sale (Planned) | 494 | $30.62 | $15,124.90 | (100%) 0.49K to 0 | 10% |
| 02-Nov-18 9:17 PM View: | AP Pharma Inc. (HRTX) | 31-Oct-18 | Acquisition (other) | 494 | $23.60 | $11,656.40 | 100% 0 to 0.49K | |
| 02-Oct-18 9:12 PM View: | AP Pharma Inc. (HRTX) | 01-Oct-18 | Option Exercise | 6,000 | $13.00 | $78,000.00 | 100% 0 to 6.0K | |
| 02-Oct-18 9:12 PM View: | AP Pharma Inc. (HRTX) | 01-Oct-18 | Market Option Sale (Planned) | 6,000 | $32.07 | $192,433.00 | (100%) 6.0K to 0 | 14% |
| 03-Jul-18 9:05 PM View: | AP Pharma Inc. (HRTX) | 02-Jul-18 | Option Exercise | 6,000 | $13.00 | $78,000.00 | 100% 0 to 6.0K | |
| 03-Jul-18 9:05 PM View: | AP Pharma Inc. (HRTX) | 02-Jul-18 | Market Option Sale (Planned) | 6,000 | $37.53 | $225,179.00 | (100%) 6.0K to 0 | 26% |
| 19-Mar-18 7:24 PM View: | AP Pharma Inc. (HRTX) | 19-Mar-18 | Option Exercise | 18,000 | $13.00 | $234,000.00 | 100% 0 to 18.0K | |
| 19-Mar-18 7:24 PM View: | AP Pharma Inc. (HRTX) | 19-Mar-18 | Market Option Sale (Planned) | 18,000 | $30.00 | $540,000.00 | (100%) 18.0K to 0 | 8% |
| 12-Jan-18 4:21 PM View: | AP Pharma Inc. (HRTX) | 10-Jan-18 | Option Exercise | 7,584 | $13.00 | $98,592.00 | 100% 0 to 7.58K | |
| 12-Jan-18 4:21 PM View: | AP Pharma Inc. (HRTX) | 10-Jan-18 | Market Option Sale (Planned) | 7,584 | $20.00 | $151,680.00 | (100%) 7.58K to 0 | (38%) |
| 24-Apr-17 8:58 PM View: | AP Pharma Inc. (HRTX) | 24-Apr-17 | Option Exercise | 21,542 | $8.99 | $193,643.00 | 100% 0 to 21.54K | |
| 24-Apr-17 8:58 PM View: | AP Pharma Inc. (HRTX) | 24-Apr-17 | Market Option Sale (Planned) | 21,542 | $15.33 | $330,263.00 | (100%) 21.54K to 0 | (80%) |
| 03-Jun-15 6:46 PM View: | AP Pharma Inc. (HRTX) | 02-Jun-15 | Option Exercise | 10,500 | $8.80 | $92,400.00 | 100% 0 to 10.5K | |
| 03-Jun-15 6:46 PM View: | AP Pharma Inc. (HRTX) | 02-Jun-15 | Market Option Sale | 10,500 | $23.58 | $247,590.00 | (100%) 10.5K to 0 | (17%) |
| 03-Jun-15 6:46 PM View: | AP Pharma Inc. (HRTX) | 01-Jun-15 | Option Exercise | 2,708 | $9.05 | $24,507.40 | 100% 0 to 2.71K | |
| 03-Jun-15 6:46 PM View: | AP Pharma Inc. (HRTX) | 01-Jun-15 | Market Option Sale | 2,708 | $21.17 | $57,328.40 | (100%) 2.71K to 0 | (30%) |
| 20-Jun-12 8:40 PM View: | Ardea Biosciences, Inc. (RDEA) | 19-Jun-12 | Disposition | 10,200 | $32.00 | $326,400.00 | (100%) 10.2K to 0 | < 1% |