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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 16-Jun-15 7:52 PM View:  | Arena Pharmaceuticals, Inc. (ARNA) | 12-Jun-15 | Grant | 40,145 | -- | -- | 37% 108.26K to 148.41K | |
| 11-Feb-15 3:55 PM View: | Sequenom Inc. (SQNM) | 10-Feb-15 | Option Exercise | 60,938 | -- | -- | 27% 222.86K to 283.79K | |
| 16-Jun-14 8:53 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 13-Jun-14 | Grant | 25,384 | -- | -- | 31% 82.88K to 108.26K | |
| 24-Apr-14 6:14 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 22-Apr-14 | Option Exercise | 36,900 | $4.11 | $151,659.00 | 45% 82.88K to 119.78K | |
| 24-Apr-14 6:14 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 22-Apr-14 | Market Option Sale (Planned) | 36,900 | $6.31 | $232,754.00 | (31%) 119.78K to 82.88K | (20%) |
| 12-Feb-14 12:36 PM View: | Sequenom Inc. (SQNM) | 10-Feb-14 | Grant | 20,438 | -- | -- | 10% 211.36K to 231.8K | |
| 12-Feb-14 12:36 PM View: | Sequenom Inc. (SQNM) | 10-Feb-14 | Payment of Exercise | 8,946 | $2.34 | $20,933.60 | (4%) 231.8K to 222.86K | (2%) |
| 17-Jan-14 7:20 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 20-Dec-13 | Gift | 7,619 | -- | -- | (8%) 90.5K to 82.88K | |
| 17-Jan-14 7:20 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 18-Dec-13 | Gift | 7,619 | -- | -- | 8% 98.11K to 105.73K | |
| 17-Jan-14 7:20 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 18-Dec-13 | Gift | 15,236 | -- | -- | (14%) 105.73K to 90.5K | |
| 20-Jun-13 5:14 PM View: | Sequenom Inc. (SQNM) | 19-Jun-13 | Grant | 75,000 | -- | -- | 48% 155.34K to 230.34K | |
| 20-Jun-13 5:14 PM View: | Sequenom Inc. (SQNM) | 19-Jun-13 | Payment of Exercise | 28,185 | $4.22 | $118,941.00 | (12%) 230.34K to 202.15K | 43% |
| 11-Jun-13 9:41 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 10-Jun-13 | Grant | 18,728 | -- | -- | 24% 79.38K to 98.11K | |
| 01-Feb-13 6:00 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 08-Aug-12 | Gift | 10,616 | -- | -- | (11%) 95.31K to 84.69K | |
| 01-Feb-13 6:00 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 08-Aug-12 | Gift | 5,309 | -- | -- | (6%) 84.69K to 79.38K | |
| 02-Aug-12 5:47 PM View: | Sequenom Inc. (SQNM) | 01-Aug-12 | Market Purchase | 50,000 | $2.92 | $146,150.00 | 50% 100.16K to 150.16K | (18%) |
| 08-Feb-12 6:06 PM View: | Sequenom Inc. (SQNM) | 07-Feb-12 | Grant | 22,501 | -- | -- | 30% 75.69K to 98.19K | |
| 16-Nov-11 7:16 PM View: | Sequenom Inc. (SQNM) | 16-Nov-11 | Market Purchase | 50,000 | $4.19 | $209,400.00 | 224% 22.35K to 72.35K | (43%) |
| 19-Jul-11 1:55 PM View: | Sequenom Inc. (SQNM) | 18-Jul-11 | Grant | 12,498 | -- | -- | 160% 7.8K to 20.3K | |
| 07-Jan-10 4:46 PM View: | Sequenom Inc. (SQNM) | 07-Jan-10 | Disposition | 685 | -- | -- | (25%) 2.74K to 2.06K | |
| 07-Oct-09 3:04 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 06-Oct-09 | Grant Duplicate | 343 | -- | -- | < 1% 42.79K to 43.13K | |
| 16-Sep-09 7:31 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 15-Sep-09 | Grant | 1,459 | -- | -- | 4% 41.33K to 42.79K | |
| 16-Sep-09 7:29 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 14-Sep-09 | Grant Duplicate | 1,350 | -- | -- | 3% 39.98K to 41.33K | |
| 14-Aug-09 2:36 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 13-Aug-09 | Grant Duplicate | 252 | -- | -- | < 1% 39.73K to 39.98K | |
| 15-Jun-09 4:35 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 11-Jun-09 | Market Purchase | 25,000 | $2.33 | $58,250.00 | 170% 14.73K to 39.73K | (99%) |
| 08-Jun-09 2:02 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 04-Jun-09 | Grant Duplicate | 1,369 | -- | -- | 10% 13.36K to 14.73K | |
| 14-May-09 8:20 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 14-May-09 | Market Purchase | 60,000 | $2.67 | $160,440.00 | 200% 30.0K to 90.0K | 174% |
| 15-May-09 12:52 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 14-May-09 | Grant Duplicate | 231 | -- | -- | 2% 13.13K to 13.36K | |
| 08-May-09 1:32 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 07-May-09 | Grant Duplicate | 256 | -- | -- | 2% 12.87K to 13.13K | |
| 28-Apr-09 4:20 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 24-Apr-09 | Grant | 220 | -- | -- | 2% 12.65K to 12.87K | |
| 01-Apr-09 1:43 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 30-Mar-09 | Grant | 236 | -- | -- | 2% 12.41K to 12.65K | |
| 30-Mar-09 11:34 AM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 26-Mar-09 | Grant | 1,357 | -- | -- | 12% 11.06K to 12.41K | |
| 23-Mar-09 2:21 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 19-Mar-09 | Grant | 363 | -- | -- | 3% 10.7K to 11.06K | |
| 12-Mar-09 12:49 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 10-Mar-09 | Grant | 2,093 | -- | -- | 24% 8.6K to 10.7K | |
| 30-Jan-09 2:04 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 28-Jan-09 | Grant | 363 | -- | -- | 4% 8.24K to 8.6K | |
| 16-Jan-09 4:35 PM View: | NovaBay Pharmaceuticals, Inc. (NBY) | 14-Jan-09 | Grant | 8,239 | -- | -- | 100% 0 to 8.24K | |
| 06-Jan-09 5:30 PM View: | Sequenom Inc. (SQNM) | 02-Jan-09 | Grant | 2,740 | -- | -- | 100% 0 to 2.74K | |
| 10-Jun-08 7:37 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 10-Jun-08 | Market Purchase | 20,000 | $4.69 | $93,740.00 | 200% 10.0K to 30.0K | 44% |
| 21-Sep-05 3:12 PM View: | Arena Pharmaceuticals, Inc. (ARNA) | 21-Sep-05 | Market Purchase | 10,000 | $8.96 | $89,600.00 | 100% 0 to 10.0K | (25%) |