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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 24-Aug-18 9:02 PM View:  | Southcross Energy Partners,... (SXE) | 22-Aug-18 | Option Exercise | 12,739 | -- | -- | 100% 0 to 12.74K | |
| 19-Sep-16 7:14 PM View: | Questar Corp. (STR) | 16-Sep-16 | Disposition | 28,000 | $25.00 | $700,000.00 | (100%) 28.0K to 0 | (< 1%) |
| 15-Apr-16 11:14 AM View: | Cleco Corp. (CNL) | 13-Apr-16 | Disposition | 204,623 | $50.41 | $10,314,800.00 | (100%) 204.62K to 0 | |
| 01-Feb-16 1:30 PM View: | Cleco Corp. (CNL) | 28-Jan-16 | Disposition | 14,204 | -- | -- | (6%) 227.89K to 213.68K | |
| 01-Feb-16 1:30 PM View: | Cleco Corp. (CNL) | 28-Jan-16 | Payment of Exercise | 9,712 | -- | -- | (5%) 213.68K to 203.97K | |
| 09-Mar-15 6:56 PM View: | Questar Corp. (STR) | 06-Mar-15 | Market Purchase | 22,000 | $22.75 | $500,500.00 | 367% 6.0K to 28.0K | 16% |
| 02-Feb-15 12:29 PM View: | Cleco Corp. (CNL) | 29-Jan-15 | Grant | 39,444 | -- | -- | 21% 189.84K to 229.28K | |
| 02-Feb-15 12:29 PM View: | Cleco Corp. (CNL) | 29-Jan-15 | Payment of Exercise | 2,446 | -- | -- | (1%) 229.28K to 226.84K | |
| 05-Jan-15 1:03 PM View: | Cleco Corp. (CNL) | 31-Dec-14 | Payment of Exercise | 17,392 | -- | -- | (8%) 207.08K to 189.69K | |
| 02-Jul-14 9:49 AM View: | Cleco Corp. (CNL) | 30-Jun-14 | Payment of Exercise | 12,272 | -- | -- | (6%) 219.26K to 206.99K | |
| 04-Feb-14 4:10 PM View: | Cleco Corp. (CNL) | 31-Jan-14 | Grant | 63,260 | -- | -- | 35% 182.98K to 246.24K | |
| 04-Feb-14 4:10 PM View: | Cleco Corp. (CNL) | 31-Jan-14 | Payment of Exercise | 27,679 | -- | -- | (11%) 246.24K to 218.56K | |
| 28-Jan-13 3:31 PM View: | Cleco Corp. (CNL) | 24-Jan-13 | Grant | 50,583 | -- | -- | 39% 131.19K to 181.77K | |
| 30-Apr-12 12:46 PM View: | Cleco Corp. (CNL) | 27-Apr-12 | Grant | 5,000 | -- | -- | 4% 126.13K to 131.13K | |
| 30-Jan-12 12:56 PM View: | Cleco Corp. (CNL) | 27-Jan-12 | Grant | 36,964 | -- | -- | 42% 88.11K to 125.07K | |
| 10-Aug-11 11:32 AM View: | Cleco Corp. (CNL) | 09-Aug-11 | Market Purchase | 22,000 | $31.73 | $698,139.00 | 33% 66.11K to 88.11K | 100% |
| 05-Jul-11 10:00 AM View: | Cleco Corp. (CNL) | 05-Jul-11 | Grant | 66,110 | -- | -- | 100% 0 to 66.11K | |
| 08-Mar-11 5:48 PM View: | Dynegy Inc. (DYN) | 06-Mar-11 | Payment of Exercise | 8,866 | $5.60 | $49,649.60 | (3%) 328.77K to 319.91K | (113%) |
| 15-Mar-11 2:49 PM View: | Dynegy Inc. (DYN) | 04-Feb-11 | Disposition | 318,584 | $5.55 | $1,768,140.00 | (50%) 638.7K to 320.11K | (115%) |
| 15-Mar-11 2:49 PM View: | Dynegy Inc. (DYN) | 04-Feb-11 | Payment of Exercise | 46,055 | $5.55 | $255,605.00 | (14%) 320.11K to 274.06K | (115%) |
| 15-Mar-11 2:49 PM View: | Dynegy Inc. (DYN) | 04-Feb-11 | Option Exercise | 318,584 | -- | -- | 100% 320.11K to 638.7K | |
| 06-Apr-10 3:52 PM View: | Dynegy Inc. (DYN) | 02-Apr-10 | Payment of Exercise | 68,583 | $1.25 | $85,728.80 | (4%) 1.7M to 1.64M | (866%) |
| 05-Mar-10 3:49 PM View: | Dynegy Inc. (DYN) | 03-Mar-10 | Grant | 555,556 | -- | -- | 48% 1.15M to 1.7M | |
| 11-Aug-08 1:06 PM View: | Dynegy Inc. (DYN) | 11-Aug-08 | Market Purchase | 20,000 | $6.10 | $122,000.00 | 2% 1.12M to 1.14M | (< 1%) |
| 30-Jul-08 12:50 PM View: | Questar Corp. (STR) | 30-Jul-08 | Market Purchase | 2,000 | $53.33 | $106,660.00 | 50% 4.0K to 6.0K | 35% |
| 10-Mar-08 6:12 PM View: | Dynegy Inc. (DYN) | 06-Mar-08 | Grant | 106,952 | -- | -- | 11% 1.01M to 1.12M | |
| 04-Apr-07 8:02 PM View: | Dynegy Inc. (DYN) | 02-Apr-07 | Disposition | 963,451 | -- | -- | (99%) 973.67K to 10.22K | |
| 04-Apr-07 8:02 PM View: | Dynegy Inc. (DYN) | 02-Apr-07 | Disposition | 10,217 | -- | -- | (100%) 10.22K to 0 | |
| 04-Apr-07 9:28 PM View: | Dynegy Inc. (DYN) | 02-Apr-07 | Grant | 963,451 | -- | -- | 100% 0 to 963.45K | |
| 04-Apr-07 9:28 PM View: | Dynegy Inc. (DYN) | 02-Apr-07 | Grant | 10,217 | -- | -- | 1% 963.45K to 973.67K | |
| 04-Apr-07 9:28 PM View: | Dynegy Inc. (DYN) | 02-Apr-07 | Grant | 165,461 | -- | -- | 17% 973.67K to 1.14M | |
| 04-Apr-07 9:28 PM View: | Dynegy Inc. (DYN) | 02-Apr-07 | Payment of Exercise | 131,941 | $9.67 | $1,275,870.00 | (12%) 1.14M to 1.01M | (37%) |
| 13-Feb-07 4:30 PM View: | Dynegy Inc. (DYN) | 09-Feb-07 | Payment of Exercise | 146,078 | $7.47 | $1,091,200.00 | (13%) 1.12M to 973.6K | (10%) |
| 17-Mar-06 5:01 PM View: | Dynegy Inc. (DYN) | 16-Mar-06 | Grant | 163,935 | -- | -- | 17% 954.21K to 1.12M | |
| 25-Feb-05 3:05 PM View: | Dynegy Inc. (DYN) | 23-Feb-05 | Grant | 196,326 | -- | -- | 26% 755.57K to 951.9K | |
| 03-Mar-04 10:00 PM View: | Dynegy Inc. (DYN) | 02-Mar-04 | Option Exercise | 666,667 | $0.88 | $586,667.00 | 152% 438.6K to 1.11M | |
| 03-Mar-04 10:00 PM View: | Dynegy Inc. (DYN) | 02-Mar-04 | Market Option Sale | 352,667 | $4.32 | $1,522,750.00 | (32%) 1.11M to 752.6K | (91%) |
| 01-Mar-04 10:00 PM View: | Dynegy Inc. (DYN) | 01-Mar-04 | Grant | 435,268 | -- | -- | 13051% 3.33K to 438.6K |