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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-May-23 5:05 PM View:  | Abbvie Inc. (ABBV) | 05-May-23 | Grant | 1,450 | -- | -- | 6% 24.98K to 26.43K | |
| 09-May-22 5:14 PM View: | Abbvie Inc. (ABBV) | 06-May-22 | Grant | 1,421 | -- | -- | 6% 23.56K to 24.98K | |
| 11-May-21 5:07 PM View: | Abbvie Inc. (ABBV) | 07-May-21 | Grant | 1,681 | -- | -- | 8% 21.88K to 23.56K | |
| 29-Oct-20 12:36 PM View: | International Business Mach... (IBM) | 28-Oct-20 | Market Purchase | 1,000 | $107.50 | $107,496.00 | 36% 2.76K to 3.76K | 13% |
| 12-May-20 5:05 PM View: | Abbvie Inc. (ABBV) | 08-May-20 | Grant | 2,333 | -- | -- | 12% 19.55K to 21.88K | |
| 07-May-19 4:55 PM View: | Abbvie Inc. (ABBV) | 03-May-19 | Grant | 2,419 | -- | -- | 14% 17.13K to 19.55K | |
| 24-Jan-19 12:06 PM View: | Northern Trust Corp. (NTRS) | 22-Jan-19 | Grant | 70,332 | -- | -- | 15% 465.64K to 535.97K | |
| 24-Jan-19 12:06 PM View: | Northern Trust Corp. (NTRS) | 22-Jan-19 | Payment of Exercise | 29,546 | $90.42 | $2,671,550.00 | (6%) 535.97K to 506.43K | (3%) |
| 11-Dec-18 6:45 PM View: | Northern Trust Corp. (NTRS) | 07-Dec-18 | Payment of Exercise | 542 | $90.36 | $48,975.10 | (< 1%) 465.86K to 465.32K | (2%) |
| 09-Nov-18 6:21 PM View: | Northern Trust Corp. (NTRS) | 08-Nov-18 | Gift | 1,051 | -- | -- | (< 1%) 466.91K to 465.86K | |
| 05-Nov-18 8:55 AM View: | International Business Mach... (IBM) | 01-Nov-18 | Market Purchase | 2,153 | $115.99 | $249,722.00 | 353% 0.61K to 2.76K | < 1% |
| 06-Aug-18 6:55 PM View: | Northern Trust Corp. (NTRS) | 03-Aug-18 | Gift | 2,196 | -- | -- | (< 1%) 468.92K to 466.72K | |
| 13-Feb-19 8:12 PM View: | Northern Trust Corp. (NTRS) | 03-Aug-18 | Gift | 48 | -- | -- | (< 1%) 506.4K to 506.35K | |
| 01-Jun-18 5:55 PM View: | Northern Trust Corp. (NTRS) | 01-Jun-18 | Gift | 722 | -- | -- | (< 1%) 469.5K to 468.78K | |
| 08-May-18 6:39 PM View: | Northern Trust Corp. (NTRS) | 08-May-18 | Gift | 242 | -- | -- | (< 1%) 469.74K to 469.5K | |
| 07-May-18 8:29 PM View: | Abbvie Inc. (ABBV) | 04-May-18 | Grant | 1,899 | -- | -- | 12% 15.23K to 17.13K | |
| 02-May-18 5:16 PM View: | Northern Trust Corp. (NTRS) | 01-May-18 | Gift | 9,972 | -- | -- | (2%) 479.71K to 469.74K | |
| 27-Apr-18 5:27 PM View: | Northern Trust Corp. (NTRS) | 26-Apr-18 | Gift | 2,000 | -- | -- | (< 1%) 481.71K to 479.71K | |
| 22-Feb-18 5:09 PM View: | Northern Trust Corp. (NTRS) | 20-Feb-18 | Grant | 13,369 | -- | -- | 3% 473.45K to 486.82K | |
| 22-Feb-18 5:09 PM View: | Northern Trust Corp. (NTRS) | 20-Feb-18 | Payment of Exercise | 5,246 | $105.15 | $551,617.00 | (1%) 486.82K to 481.58K | 13% |
| 14-Feb-18 6:34 PM View: | Northern Trust Corp. (NTRS) | 12-Feb-18 | Payment of Exercise | 6,052 | $98.88 | $598,422.00 | (1%) 479.51K to 473.45K | 8% |
| 01-Feb-18 6:55 PM View: | Northern Trust Corp. (NTRS) | 01-Feb-18 | Gift | 5,728 | -- | -- | (1%) 485.24K to 479.51K | |
| 01-Feb-18 4:18 PM View: | International Business Mach... (IBM) | 31-Jan-18 | Market Purchase | 610 | $163.38 | $99,659.10 | 100% 0 to 0.61K | (31%) |
| 25-Jan-18 6:06 PM View: | Northern Trust Corp. (NTRS) | 23-Jan-18 | Grant | 52,899 | $106.71 | $5,644,850.00 | 12% 454.68K to 507.58K | (15%) |
| 25-Jan-18 6:06 PM View: | Northern Trust Corp. (NTRS) | 23-Jan-18 | Payment of Exercise | 22,347 | $106.71 | $2,384,650.00 | (4%) 507.58K to 485.24K | 15% |
| 25-Jan-18 6:06 PM View: | Northern Trust Corp. (NTRS) | 15-Dec-17 | Payment of Exercise | 780 | $97.29 | $75,886.20 | (< 1%) 486.01K to 485.24K | 6% |
| 13-Dec-17 6:17 PM View: | Northern Trust Corp. (NTRS) | 12-Dec-17 | Gift | 1,345 | -- | -- | (< 1%) 456.69K to 455.34K | |
| 30-Nov-17 7:07 PM View: | Northern Trust Corp. (NTRS) | 29-Nov-17 | Option Exercise | 44,658 | $52.69 | $2,353,030.00 | 10% 456.69K to 501.35K | |
| 30-Nov-17 7:07 PM View: | Northern Trust Corp. (NTRS) | 29-Nov-17 | Market Option Sale (Planned) | 44,658 | $97.95 | $4,374,270.00 | (9%) 501.35K to 456.69K | 7% |
| 25-Oct-17 8:16 PM View: | Northern Trust Corp. (NTRS) | 23-Oct-17 | Gift | 4,052 | -- | -- | (< 1%) 460.74K to 456.69K | |
| 20-Oct-17 4:37 PM View: | Northern Trust Corp. (NTRS) | 18-Oct-17 | Option Exercise | 177,964 | $52.65 | $9,370,520.00 | 39% 460.74K to 638.7K | |
| 20-Oct-17 4:37 PM View: | Northern Trust Corp. (NTRS) | 18-Oct-17 | Market Option Sale (Planned) | 177,964 | $95.64 | $17,020,100.00 | (28%) 638.7K to 460.74K | 5% |
| 28-Sep-17 5:04 PM View: | Northern Trust Corp. (NTRS) | 27-Sep-17 | Option Exercise | 100,000 | $52.64 | $5,264,000.00 | 22% 460.56K to 560.56K | |
| 28-Sep-17 5:04 PM View: | Northern Trust Corp. (NTRS) | 27-Sep-17 | Market Option Sale (Planned) | 100,000 | $92.00 | $9,200,000.00 | (18%) 560.56K to 460.56K | 1% |
| 18-Aug-17 6:51 PM View: | Northern Trust Corp. (NTRS) | 17-Aug-17 | Gift | 517 | -- | -- | (< 1%) 461.08K to 460.56K | |
| 26-Jul-17 4:43 PM View: | Northern Trust Corp. (NTRS) | 25-Jul-17 | Gift | 2,735 | -- | -- | (< 1%) 463.81K to 461.08K | |
| 09-May-17 6:53 PM View: | Northern Trust Corp. (NTRS) | 09-May-17 | Gift | 1,962 | -- | -- | (< 1%) 465.67K to 463.7K | |
| 09-May-17 6:53 PM View: | Northern Trust Corp. (NTRS) | 08-May-17 | Gift | 11,040 | -- | -- | (2%) 476.7K to 465.67K | |
| 05-May-17 7:11 PM View: | Northern Trust Corp. (NTRS) | 05-May-17 | Option Exercise | 205,923 | $50.99 | $10,500,000.00 | 44% 465.67K to 671.59K | |
| 05-May-17 7:11 PM View: | Northern Trust Corp. (NTRS) | 05-May-17 | Market Option Sale | 205,923 | $90.46 | $18,627,800.00 | (31%) 671.59K to 465.67K | < 1% |
| 09-May-17 5:23 PM View: | Abbvie Inc. (ABBV) | 05-May-17 | Grant | 2,770 | -- | -- | 22% 12.46K to 15.23K | |
| 28-Apr-17 7:20 PM View: | Northern Trust Corp. (NTRS) | 27-Apr-17 | Gift | 8,504 | -- | -- | (2%) 474.17K to 465.67K | |
| 15-Mar-17 7:22 PM View: | Northern Trust Corp. (NTRS) | 14-Mar-17 | Gift | 60 | -- | -- | (< 1%) 474.08K to 474.02K | |
| 23-Feb-17 7:16 PM View: | Northern Trust Corp. (NTRS) | 21-Feb-17 | Grant | 18,397 | -- | -- | 4% 455.68K to 474.08K | |
| 14-Feb-17 9:52 PM View: | Northern Trust Corp. (NTRS) | 11-Feb-17 | Payment of Exercise | 7,210 | $86.31 | $622,259.00 | (2%) 462.89K to 455.68K | (5%) |
| 14-Feb-17 9:52 PM View: | Northern Trust Corp. (NTRS) | 10-Feb-17 | Payment of Exercise | 6,244 | $85.65 | $534,830.00 | (1%) 477.7K to 471.46K | (6%) |
| 26-Jan-17 6:49 PM View: | Northern Trust Corp. (NTRS) | 26-Jan-17 | Gift | 36 | -- | -- | (< 1%) 469.17K to 469.13K | |
| 26-Jan-17 6:49 PM View: | Northern Trust Corp. (NTRS) | 24-Jan-17 | Gift | 10,028 | -- | -- | (2%) 479.2K to 469.17K | |
| 26-Jan-17 6:49 PM View: | Northern Trust Corp. (NTRS) | 23-Jan-17 | Gift | 1,300 | -- | -- | (< 1%) 480.5K to 479.2K | |
| 18-Jan-17 8:43 PM View: | Northern Trust Corp. (NTRS) | 17-Jan-17 | Grant | 58,249 | -- | -- | 12% 472.29K to 530.54K |