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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Jun-23 4:06 PM View:  | Codexis, Inc. (CDXS) | 13-Jun-23 | Grant | 34,602 | -- | -- | 35% 99.84K to 134.44K | |
| 15-Jun-23 4:06 PM View: | Codexis, Inc. (CDXS) | 13-Jun-23 | Gift | 11,273 | -- | -- | (8%) 134.44K to 123.17K | |
| 16-Jun-22 4:11 PM View: | Codexis, Inc. (CDXS) | 14-Jun-22 | Grant | 11,273 | -- | -- | 14% 82.09K to 93.37K | |
| 16-Jun-22 4:11 PM View: | Codexis, Inc. (CDXS) | 14-Jun-22 | Gift | 4,796 | -- | -- | (5%) 93.37K to 88.57K | |
| 14-Jan-22 10:00 PM View: | Codexis, Inc. (CDXS) | 15-Sep-21 | Gift | 4,000 | -- | -- | (5%) 81.3K to 77.3K | |
| 17-Jun-21 4:17 PM View: | Codexis, Inc. (CDXS) | 15-Jun-21 | Grant | 4,796 | -- | -- | 6% 85.45K to 90.25K | |
| 17-Jun-21 4:17 PM View: | Codexis, Inc. (CDXS) | 15-Jun-21 | Gift | 8,952 | -- | -- | (10%) 90.25K to 81.3K | |
| 19-Apr-21 7:57 PM View: | Five Prime Therapeutics, Inc. (FPRX) | 16-Apr-21 | Grant | 66,000 | -- | -- | 90% 72.95K to 138.95K | |
| 19-Apr-21 7:57 PM View: | Five Prime Therapeutics, Inc. (FPRX) | 16-Apr-21 | Disposition | 138,947 | $38.00 | $5,279,990.00 | (100%) 138.95K to 0 | |
| 26-Feb-21 2:31 PM View: | Five Prime Therapeutics, Inc. (FPRX) | 24-Feb-21 | Payment of Exercise | 5,110 | $25.71 | $131,378.00 | (7%) 78.06K to 72.95K | (48%) |
| 15-Dec-20 12:09 PM View: | Five Prime Therapeutics, Inc. (FPRX) | 11-Dec-20 | Payment of Exercise | 11,504 | $16.14 | $185,675.00 | (13%) 89.56K to 78.06K | (135%) |
| 15-Dec-20 12:09 PM View: | Five Prime Therapeutics, Inc. (FPRX) | 11-Dec-20 | Option Exercise | 22,000 | -- | -- | 33% 67.56K to 89.56K | |
| 30-Nov-20 2:49 PM View: | Five Prime Therapeutics, Inc. (FPRX) | 26-Nov-20 | Payment of Exercise | 6,920 | $18.45 | $127,674.00 | (9%) 74.48K to 67.56K | (106%) |
| 13-Nov-20 12:29 PM View: | Five Prime Therapeutics, Inc. (FPRX) | 11-Nov-20 | Payment of Exercise | 10,908 | $18.00 | $196,344.00 | (13%) 85.39K to 74.48K | (111%) |
| 13-Nov-20 12:29 PM View: | Five Prime Therapeutics, Inc. (FPRX) | 11-Nov-20 | Option Exercise | 22,000 | -- | -- | 35% 63.39K to 85.39K | |
| 18-Jun-20 4:13 PM View: | Codexis, Inc. (CDXS) | 16-Jun-20 | Grant | 8,952 | -- | -- | 13% 67.55K to 76.5K | |
| 18-Jun-20 4:13 PM View: | Codexis, Inc. (CDXS) | 11-Jun-20 | Gift | 4,947 | -- | -- | (7%) 72.5K to 67.55K | |
| 11-Mar-20 6:32 PM View: | Five Prime Therapeutics, Inc. (FPRX) | 24-Feb-20 | Grant | 30,000 | -- | -- | 90% 33.39K to 63.39K | |
| 27-Nov-19 3:53 PM View: | Five Prime Therapeutics, Inc. (FPRX) | 26-Nov-19 | Payment of Exercise | 6,611 | $3.77 | $24,923.50 | (17%) 40.0K to 33.39K | (903%) |
| 13-Jun-19 4:13 PM View: | Codexis, Inc. (CDXS) | 11-Jun-19 | Grant | 4,947 | -- | -- | 8% 62.6K to 67.55K | |
| 27-Nov-18 7:21 PM View: | Five Prime Therapeutics, Inc. (FPRX) | 26-Nov-18 | Grant | 40,000 | -- | -- | 100% 0 to 40.0K | |
| 12-Jun-18 9:01 PM View: | Codexis, Inc. (CDXS) | 11-Jun-18 | Grant | 5,923 | -- | -- | 10% 56.68K to 62.6K | |
| 05-Apr-18 1:11 PM View: | Codexis, Inc. (CDXS) | 03-Apr-18 | Market Sale (Planned) | 6,000 | $10.37 | $62,212.80 | (10%) 62.68K to 56.68K | (120%) |
| 16-Jun-17 6:45 PM View: | Codexis, Inc. (CDXS) | 14-Jun-17 | Grant | 17,894 | -- | -- | 40% 44.78K to 62.68K | |
| 17-Jun-16 5:02 PM View: | Codexis, Inc. (CDXS) | 15-Jun-16 | Grant | 20,094 | -- | -- | 81% 24.69K to 44.78K | |
| 24-May-16 1:19 PM View: | Sonus Pharmaceuticals Inc. (ACHV) | 20-May-16 | Option Exercise | 2,500 | -- | -- | 36% 7.0K to 9.5K | |
| 03-Mar-16 6:38 PM View: | Codexis, Inc. (CDXS) | 01-Mar-16 | Grant | 24,691 | -- | -- | 100% 0 to 24.69K | |
| 22-May-15 9:34 AM View: | Sonus Pharmaceuticals Inc. (ACHV) | 20-May-15 | Option Exercise | 2,500 | -- | -- | 56% 4.5K to 7.0K | |
| 09-Jun-14 12:50 PM View: | Sonus Pharmaceuticals Inc. (ACHV) | 05-Jun-14 | Option Exercise | 2,500 | -- | -- | 125% 2.0K to 4.5K | |
| 28-May-13 12:34 PM View: | Sonus Pharmaceuticals Inc. (ACHV) | 23-May-13 | Option Exercise | 2,000 | $10.64 | $21,280.00 | 100% 0 to 2.0K | (100%) |
| 17-Mar-11 5:49 PM View: | Thoratec Corp. (THOR) | 15-Mar-11 | Payment of Exercise | 1,556 | $27.17 | $42,276.50 | (2%) 66.15K to 64.59K | 27% |
| 03-Mar-11 7:52 PM View: | Thoratec Corp. (THOR) | 03-Mar-11 | Payment of Exercise | 1,370 | $28.93 | $39,634.10 | (2%) 67.52K to 66.15K | 31% |
| 03-Mar-11 7:52 PM View: | Thoratec Corp. (THOR) | 01-Mar-11 | Grant | 15,000 | -- | -- | 29% 52.52K to 67.52K | |
| 01-Mar-11 6:56 PM View: | Thoratec Corp. (THOR) | 28-Feb-11 | Payment of Exercise | 1,518 | $27.88 | $42,321.80 | (3%) 54.03K to 52.52K | 29% |
| 01-Mar-11 6:56 PM View: | Thoratec Corp. (THOR) | 25-Feb-11 | Payment of Exercise | 1,289 | $27.87 | $35,924.40 | (2%) 55.32K to 54.03K | 29% |
| 29-Dec-10 7:09 PM View: | Thoratec Corp. (THOR) | 29-Dec-10 | Payment of Exercise | 3,112 | $28.60 | $89,003.20 | (5%) 58.44K to 55.32K | 29% |
| 07-Jun-10 5:01 PM View: | Thoratec Corp. (THOR) | 03-Jun-10 | Option Exercise | 30,000 | $17.58 | $527,400.00 | 51% 58.44K to 88.44K | |
| 07-Jun-10 5:01 PM View: | Thoratec Corp. (THOR) | 03-Jun-10 | Market Option Sale | 30,000 | $44.37 | $1,331,210.00 | (34%) 88.44K to 58.44K | 54% |
| 17-Mar-10 4:24 PM View: | Thoratec Corp. (THOR) | 15-Mar-10 | Payment of Exercise | 1,556 | $33.16 | $51,597.00 | (3%) 59.99K to 58.44K | 39% |
| 05-Mar-10 7:12 PM View: | Thoratec Corp. (THOR) | 03-Mar-10 | Grant | 11,734 | -- | -- | 24% 48.26K to 59.99K | |
| 01-Mar-10 7:27 PM View: | Thoratec Corp. (THOR) | 01-Mar-10 | Payment of Exercise | 1,518 | $28.89 | $43,855.00 | (3%) 49.78K to 48.26K | 30% |
| 01-Mar-10 7:27 PM View: | Thoratec Corp. (THOR) | 25-Feb-10 | Payment of Exercise | 1,272 | $28.63 | $36,417.40 | (2%) 51.05K to 49.78K | 29% |
| 30-Dec-09 6:25 PM View: | Thoratec Corp. (THOR) | 29-Dec-09 | Payment of Exercise | 3,113 | $27.08 | $84,300.00 | (6%) 54.16K to 51.05K | 25% |
| 18-Mar-09 11:35 AM View: | Thoratec Corp. (THOR) | 16-Mar-09 | Payment of Exercise | 1,525 | $22.69 | $34,602.20 | (3%) 55.69K to 54.16K | 9% |
| 27-Feb-09 8:13 PM View: | Thoratec Corp. (THOR) | 27-Feb-09 | Payment of Exercise | 1,487 | $22.84 | $33,963.10 | (3%) 57.17K to 55.69K | 10% |
| 27-Feb-09 8:13 PM View: | Thoratec Corp. (THOR) | 25-Feb-09 | Grant | 10,800 | -- | -- | 23% 46.37K to 57.17K | |
| 31-Dec-08 9:45 AM View: | Thoratec Corp. (THOR) | 29-Dec-08 | Payment of Exercise | 3,051 | $30.55 | $93,208.00 | (6%) 49.42K to 46.37K | 32% |
| 19-Mar-08 4:38 PM View: | Thoratec Corp. (THOR) | 17-Mar-08 | Payment of Exercise | 1,192 | $13.09 | $15,603.30 | (2%) 50.62K to 49.42K | (58%) |
| 28-Feb-08 6:08 PM View: | Thoratec Corp. (THOR) | 27-Feb-08 | Grant | 13,000 | -- | -- | 35% 37.62K to 50.62K | |
| 08-Jan-08 2:37 PM View: | Thoratec Corp. (THOR) | 29-Dec-07 | Payment of Exercise | 2,384 | $18.19 | $43,365.00 | (6%) 40.0K to 37.62K | (13%) |