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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Mar-23 10:00 PM View:  | Vivint Smart Home, Inc. (VVNT) | 10-Mar-23 | Disposition | 23,031 | $12.00 | $276,372.00 | (100%) 23.03K to 0 | |
| 03-Jun-22 6:21 PM View: | Vivint Smart Home, Inc. (VVNT) | 01-Jun-22 | Option Exercise | 8,676 | -- | -- | 60% 14.36K to 23.03K | |
| 04-Jun-21 6:52 PM View: | Vivint Smart Home, Inc. (VVNT) | 02-Jun-21 | Payment of Exercise | 2,432 | $13.83 | $33,634.60 | (14%) 16.79K to 14.36K | |
| 04-Jun-21 6:52 PM View: | Vivint Smart Home, Inc. (VVNT) | 02-Jun-21 | Option Exercise | 8,385 | -- | -- | 100% 8.4K to 16.79K | |
| 08-Oct-20 5:33 PM View: | Vivint Solar, Inc. (VSLR) | 08-Oct-20 | Disposition | 29,794 | -- | -- | (100%) 29.79K to 0 | |
| 21-Sep-20 9:21 PM View: | Vivint Smart Home, Inc. (VVNT) | 17-Sep-20 | Conversion | 2,819 | -- | -- | 50% 5.58K to 8.4K | |
| 21-Aug-20 4:43 PM View: | Vivint Solar, Inc. (VSLR) | 20-Aug-20 | Private Sale | 53,138 | $25.24 | $1,341,330.00 | (64%) 82.93K to 29.79K | |
| 11-Jun-20 4:46 PM View: | Vivint Solar, Inc. (VSLR) | 10-Jun-20 | Grant | 13,131 | -- | -- | 17% 75.15K to 88.28K | |
| 11-Jun-20 4:46 PM View: | Vivint Solar, Inc. (VSLR) | 10-Jun-20 | Private Sale (Planned) | 5,346 | $10.08 | $53,898.90 | (6%) 88.28K to 82.93K | |
| 13-Mar-20 8:37 PM View: | Vivint Smart Home, Inc. (VVNT) | 11-Mar-20 | Conversion | 2,792 | -- | -- | 100% 2.79K to 5.58K | |
| 28-Feb-20 8:20 PM View: | Vivint Smart Home, Inc. (VVNT) | 26-Feb-20 | Conversion | 2,791 | -- | -- | 100% 0 to 2.79K | |
| 08-Oct-19 8:42 PM View: | Carbon Black, Inc. (CBLK) | 08-Oct-19 | Disposition | 27,625 | -- | -- | (100%) 27.63K to 0 | |
| 28-Jun-19 4:41 PM View: | Vivint Solar, Inc. (VSLR) | 27-Jun-19 | Grant | 17,808 | -- | -- | 31% 57.34K to 75.15K | |
| 14-Jun-19 4:35 PM View: | Vivint Solar, Inc. (VSLR) | 13-Jun-19 | Market Sale (Planned) | 8,350 | $6.95 | $58,071.70 | (13%) 65.69K to 57.34K | (2%) |
| 14-Jun-19 4:53 PM View: | Carbon Black, Inc. (CBLK) | 13-Jun-19 | Grant | 9,375 | -- | -- | 51% 18.25K to 27.63K | |
| 15-May-19 4:41 PM View: | Casa Systems Inc (CASA) | 13-May-19 | Option Exercise | 1,922 | -- | -- | 9% 21.15K to 23.07K | |
| 15-Feb-19 4:21 PM View: | Casa Systems Inc (CASA) | 13-Feb-19 | Option Exercise | 1,922 | -- | -- | 10% 19.23K to 21.15K | |
| 13-Nov-18 5:17 PM View: | Casa Systems Inc (CASA) | 13-Nov-18 | Option Exercise | 13,460 | -- | -- | 233% 5.77K to 19.23K | |
| 16-Aug-18 5:30 PM View: | Vivint Solar, Inc. (VSLR) | 14-Aug-18 | Market Sale | 20,000 | $5.11 | $102,290.00 | (23%) 85.69K to 65.69K | 3% |
| 13-Aug-18 5:01 PM View: | Casa Systems Inc (CASA) | 13-Aug-18 | Option Exercise | 1,922 | -- | -- | 50% 3.84K to 5.77K | |
| 14-Jun-18 7:50 PM View: | Vivint Solar, Inc. (VSLR) | 13-Jun-18 | Grant | 29,213 | -- | -- | 46% 63.7K to 92.91K | |
| 14-Jun-18 7:50 PM View: | Vivint Solar, Inc. (VSLR) | 13-Jun-18 | Market Sale | 7,225 | $4.11 | $29,685.40 | (8%) 92.91K to 85.69K | (20%) |
| 15-May-18 4:20 PM View: | Casa Systems Inc (CASA) | 13-May-18 | Option Exercise | 1,922 | -- | -- | 100% 1.92K to 3.84K | |
| 10-May-18 7:53 PM View: | Carbon Black, Inc. (CBLK) | 08-May-18 | Grant | 18,250 | -- | -- | 100% 0 to 18.25K | |
| 18-Dec-17 5:59 PM View: | Casa Systems Inc (CASA) | 15-Dec-17 | Grant | 34,614 | -- | -- | 100% 0 to 34.61K | |
| 22-Jun-17 5:01 PM View: | Vivint Solar, Inc. (VSLR) | 21-Jun-17 | Market Option Sale (Planned) | 13,600 | $4.77 | $64,893.80 | (18%) 77.3K to 63.7K | (4%) |
| 22-Jun-17 5:01 PM View: | Vivint Solar, Inc. (VSLR) | 20-Jun-17 | Grant | 25,000 | -- | -- | 199% 12.55K to 37.55K | |
| 22-Jun-17 5:01 PM View: | Vivint Solar, Inc. (VSLR) | 20-Jun-17 | Option Exercise | 39,755 | -- | -- | 106% 37.55K to 77.3K | |
| 09-Jun-16 7:04 PM View: | Vivint Solar, Inc. (VSLR) | 04-Jun-16 | Payment of Exercise | 2,757 | $3.21 | $8,849.97 | (18%) 15.29K to 12.53K | (54%) |
| 09-Jun-16 7:04 PM View: | Vivint Solar, Inc. (VSLR) | 04-Jun-16 | Option Exercise | 9,187 | -- | -- | 151% 6.1K to 15.29K | |
| 05-Jun-15 7:07 PM View: | Vivint Solar, Inc. (VSLR) | 03-Jun-15 | Payment of Exercise | 4,096 | $13.99 | $57,303.00 | (40%) 10.2K to 6.1K | 65% |
| 05-Jun-15 7:07 PM View: | Vivint Solar, Inc. (VSLR) | 03-Jun-15 | Option Exercise | 10,200 | -- | -- | 100% 0 to 10.2K | |
| 10-Feb-15 9:46 PM View: | Sapient Corp. (SAPE) | 06-Feb-15 | Disposition | 382,241 | $25.00 | $9,556,020.00 | (100%) 382.24K to 0 | < 1% |
| 03-Apr-14 8:59 PM View: | Sapient Corp. (SAPE) | 02-Apr-14 | Payment of Exercise | 7,088 | $17.38 | $123,189.00 | (2%) 367.79K to 360.7K | (43%) |
| 03-Apr-14 8:59 PM View: | Sapient Corp. (SAPE) | 01-Apr-14 | Grant | 22,507 | -- | -- | 6% 376.39K to 398.9K | |
| 03-Apr-14 8:59 PM View: | Sapient Corp. (SAPE) | 01-Apr-14 | Payment of Exercise | 31,110 | $17.06 | $530,737.00 | (8%) 398.9K to 367.79K | (46%) |
| 26-Mar-14 6:00 PM View: | Sapient Corp. (SAPE) | 24-Mar-14 | Grant | 8,842 | -- | -- | 2% 367.55K to 376.39K | |
| 14-Aug-13 6:20 PM View: | Sapient Corp. (SAPE) | 12-Aug-13 | Market Sale | 65,000 | $15.74 | $1,023,100.00 | (15%) 432.55K to 367.55K | (58%) |
| 03-Apr-13 5:27 PM View: | Sapient Corp. (SAPE) | 02-Apr-13 | Payment of Exercise | 7,088 | $12.00 | $85,056.00 | (2%) 439.64K to 432.55K | (107%) |
| 03-Apr-13 5:27 PM View: | Sapient Corp. (SAPE) | 01-Apr-13 | Grant | 55,000 | -- | -- | 14% 407.01K to 462.01K | |
| 03-Apr-13 5:27 PM View: | Sapient Corp. (SAPE) | 01-Apr-13 | Payment of Exercise | 22,368 | $12.19 | $272,666.00 | (5%) 462.01K to 439.64K | (104%) |
| 22-Feb-13 6:36 PM View: | Sapient Corp. (SAPE) | 20-Feb-13 | Grant | 7,595 | -- | -- | 2% 399.41K to 407.01K | |
| 20-Nov-12 6:14 PM View: | Sapient Corp. (SAPE) | 16-Nov-12 | Market Sale | 10,000 | $10.58 | $105,800.00 | (2%) 409.41K to 399.41K | (135%) |
| 13-Nov-12 6:55 PM View: | Sapient Corp. (SAPE) | 12-Nov-12 | Market Sale | 20,000 | $11.47 | $229,400.00 | (5%) 429.41K to 409.41K | (117%) |
| 13-Nov-12 6:55 PM View: | Sapient Corp. (SAPE) | 09-Nov-12 | Market Sale | 50,000 | $11.34 | $567,000.00 | (10%) 479.41K to 429.41K | (119%) |
| 03-Apr-12 8:15 PM View: | Sapient Corp. (SAPE) | 02-Apr-12 | Grant | 60,000 | -- | -- | 14% 419.41K to 479.41K | |
| 03-Apr-12 8:15 PM View: | Sapient Corp. (SAPE) | 01-Apr-12 | Payment of Exercise | 21,655 | $12.45 | $269,605.00 | (5%) 441.07K to 419.41K | (99%) |
| 23-Feb-12 9:38 PM View: | Sapient Corp. (SAPE) | 21-Feb-12 | Grant | 9,488 | -- | -- | 2% 431.58K to 441.07K | |
| 15-Nov-11 7:33 PM View: | Sapient Corp. (SAPE) | 11-Nov-11 | Market Sale | 25,112 | $12.42 | $311,883.00 | (5%) 456.69K to 431.58K | (100%) |
| 10-Nov-11 8:43 PM View: | Sapient Corp. (SAPE) | 10-Nov-11 | Market Sale | 5,000 | $12.04 | $60,201.00 | (1%) 461.69K to 456.69K | (106%) |