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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Mar-22 12:58 PM View:  | Caterpillar Inc. (CAT) | 01-Mar-22 | Payment of Exercise | 293 | $184.43 | $54,038.00 | (3%) 8.68K to 8.38K | |
| 08-Dec-21 5:36 PM View: | Abbott Laboratories (ABT) | 12-Nov-21 | Gift | 10,400 | -- | -- | (< 1%) 3.14M to 3.13M | |
| 08-Dec-21 5:36 PM View: | Abbott Laboratories (ABT) | 10-Nov-21 | Gift | 693 | -- | -- | (< 1%) 3.14M to 3.14M | |
| 13-Aug-21 5:15 PM View: | Abbott Laboratories (ABT) | 06-Aug-21 | Gift | 1,250 | -- | -- | (< 1%) 3.14M to 3.14M | |
| 03-Mar-21 2:51 PM View: | Caterpillar Inc. (CAT) | 02-Mar-21 | Payment of Exercise | 507 | -- | -- | (6%) 9.17K to 8.66K | |
| 03-Mar-21 2:51 PM View: | Caterpillar Inc. (CAT) | 01-Mar-21 | Grant | 683 | -- | -- | 8% 8.48K to 9.17K | |
| 02-Mar-21 8:08 PM View: | Abbott Laboratories (ABT) | 26-Feb-21 | Payment of Exercise | 43,292 | $121.58 | $5,263,440.00 | (1%) 3.18M to 3.14M | (< 1%) |
| 23-Feb-21 7:20 PM View: | Abbott Laboratories (ABT) | 19-Feb-21 | Grant | 44,340 | -- | -- | 1% 3.14M to 3.18M | |
| 23-Feb-21 7:20 PM View: | Abbott Laboratories (ABT) | 16-Feb-21 | Gift | 2,000 | -- | -- | (< 1%) 3.14M to 3.14M | |
| 18-Dec-20 7:07 PM View: | Abbott Laboratories (ABT) | 07-Dec-20 | Gift | 1,844 | -- | -- | (< 1%) 3.14M to 3.14M | |
| 18-Dec-20 7:07 PM View: | Abbott Laboratories (ABT) | 04-Dec-20 | Gift | 64,978 | -- | -- | (2%) 3.21M to 3.14M | |
| 18-Dec-20 7:07 PM View: | Abbott Laboratories (ABT) | 03-Dec-20 | Gift | 7,974 | -- | -- | (< 1%) 3.22M to 3.21M | |
| 12-Jun-20 5:06 PM View: | Abbott Laboratories (ABT) | 04-Jun-20 | Gift | 1,100 | -- | -- | (< 1%) 3.22M to 3.22M | |
| 05-Mar-20 3:00 PM View: | Caterpillar Inc. (CAT) | 04-Mar-20 | Payment of Exercise | 469 | $125.88 | $59,037.70 | (5%) 8.92K to 8.45K | (39%) |
| 03-Mar-20 6:37 PM View: | Caterpillar Inc. (CAT) | 02-Mar-20 | Grant | 1,176 | -- | -- | 15% 7.75K to 8.92K | |
| 03-Mar-20 5:26 PM View: | Abbott Laboratories (ABT) | 28-Feb-20 | Payment of Exercise | 46,827 | $79.19 | $3,708,230.00 | (1%) 3.26M to 3.22M | (35%) |
| 25-Feb-20 5:12 PM View: | Abbott Laboratories (ABT) | 21-Feb-20 | Grant | 68,399 | -- | -- | 2% 3.2M to 3.26M | |
| 30-Dec-19 6:40 PM View: | Abbott Laboratories (ABT) | 23-Dec-19 | Gift | 298 | -- | -- | (< 1%) 3.19M to 3.19M | |
| 30-Dec-19 6:40 PM View: | Abbott Laboratories (ABT) | 13-Dec-19 | Gift | 12,382 | -- | -- | (< 1%) 3.21M to 3.19M | |
| 30-Dec-19 6:40 PM View: | Abbott Laboratories (ABT) | 12-Dec-19 | Gift | 507 | -- | -- | < 1% 3.21M to 3.21M | |
| 30-Dec-19 6:40 PM View: | Abbott Laboratories (ABT) | 12-Dec-19 | Gift | 1,014 | -- | -- | (< 1%) 3.21M to 3.21M | |
| 30-Dec-19 6:40 PM View: | Abbott Laboratories (ABT) | 12-Dec-19 | Gift | 507 | -- | -- | (< 1%) 3.21M to 3.21M | |
| 20-Mar-19 5:29 PM View: | Abbott Laboratories (ABT) | 18-Mar-19 | Option Exercise | 589,700 | $24.29 | $14,324,300.00 | 19% 3.17M to 3.76M | |
| 20-Mar-19 5:29 PM View: | Abbott Laboratories (ABT) | 18-Mar-19 | Market Option Sale | 75,739 | $78.61 | $5,953,960.00 | (2%) 3.76M to 3.69M | (35%) |
| 20-Mar-19 5:29 PM View: | Abbott Laboratories (ABT) | 18-Mar-19 | Market Sale | 74,222 | $78.62 | $5,835,400.00 | (2%) 3.69M to 3.61M | (35%) |
| 20-Mar-19 5:30 PM View: | Abbott Laboratories (ABT) | 18-Mar-19 | Market Sale | 76,719 | $78.51 | $6,023,150.00 | (2%) 3.61M to 3.54M | (35%) |
| 20-Mar-19 5:31 PM View: | Abbott Laboratories (ABT) | 18-Mar-19 | Market Sale | 128,315 | $78.65 | $10,092,400.00 | (2%) 6.95M to 6.82M | (35%) |
| 20-Mar-19 5:31 PM View: | Abbott Laboratories (ABT) | 18-Mar-19 | Market Sale | 1,100 | $79.56 | $87,516.00 | < 1% 3.41M to 3.41M | 34% |
| 20-Mar-19 5:31 PM View: | Abbott Laboratories (ABT) | 18-Mar-19 | Market Sale | 81,580 | $78.52 | $6,405,780.00 | (2%) 3.41M to 3.33M | (35%) |
| 20-Mar-19 5:31 PM View: | Abbott Laboratories (ABT) | 18-Mar-19 | Market Sale | 75,956 | $78.57 | $5,967,840.00 | (2%) 3.33M to 3.25M | (35%) |
| 20-Mar-19 5:33 PM View: | Abbott Laboratories (ABT) | 18-Mar-19 | Market Sale | 76,069 | $78.55 | $5,974,990.00 | (2%) 3.28M to 3.21M | (35%) |
| 06-Mar-19 6:05 PM View: | Caterpillar Inc. (CAT) | 05-Mar-19 | Payment of Exercise | 427 | $137.73 | $58,810.70 | (5%) 8.89K to 8.46K | (25%) |
| 06-Mar-19 6:05 PM View: | Caterpillar Inc. (CAT) | 04-Mar-19 | Grant | 1,084 | -- | -- | 14% 7.78K to 8.87K | |
| 04-Mar-19 5:35 PM View: | Abbott Laboratories (ABT) | 28-Feb-19 | Payment of Exercise | 52,302 | $77.23 | $4,039,280.00 | (2%) 3.26M to 3.21M | (38%) |
| 26-Feb-19 10:00 PM View: | Abbott Laboratories (ABT) | 22-Feb-19 | Grant | 99,637 | -- | -- | 3% 3.16M to 3.26M | |
| 21-Dec-18 5:04 PM View: | Abbott Laboratories (ABT) | 19-Dec-18 | Gift | 6,071 | -- | -- | (< 1%) 3.17M to 3.16M | |
| 21-Dec-18 5:04 PM View: | Abbott Laboratories (ABT) | 18-Dec-18 | Gift | 642 | -- | -- | < 1% 3.17M to 3.17M | |
| 21-Dec-18 5:04 PM View: | Abbott Laboratories (ABT) | 18-Dec-18 | Gift | 1,284 | -- | -- | (< 1%) 3.17M to 3.17M | |
| 21-Dec-18 5:04 PM View: | Abbott Laboratories (ABT) | 18-Dec-18 | Gift | 642 | -- | -- | (< 1%) 3.17M to 3.17M | |
| 30-Nov-18 5:02 PM View: | Abbott Laboratories (ABT) | 28-Nov-18 | Option Exercise | 325,000 | $26.01 | $8,454,880.00 | 10% 3.13M to 3.46M | |
| 30-Nov-18 5:02 PM View: | Abbott Laboratories (ABT) | 28-Nov-18 | Market Option Sale | 142,341 | $72.35 | $10,298,600.00 | (4%) 3.46M to 3.32M | (47%) |
| 30-Nov-18 5:03 PM View: | Abbott Laboratories (ABT) | 28-Nov-18 | Market Sale | 177,140 | $72.49 | $12,840,600.00 | (5%) 3.32M to 3.14M | (47%) |
| 30-Nov-18 5:03 PM View: | Abbott Laboratories (ABT) | 28-Nov-18 | Market Sale | 5,519 | $72.58 | $400,582.00 | (< 1%) 3.17M to 3.17M | (47%) |
| 07-Jun-18 5:09 PM View: | Abbott Laboratories (ABT) | 06-Jun-18 | Gift | 23,923 | -- | -- | (< 1%) 3.19M to 3.17M | |
| 07-Mar-18 7:07 PM View: | Caterpillar Inc. (CAT) | 06-Mar-18 | Payment of Exercise | 549 | $153.33 | $84,178.20 | (7%) 8.31K to 7.76K | (11%) |
| 07-Mar-18 7:07 PM View: | Caterpillar Inc. (CAT) | 05-Mar-18 | Grant | 993 | -- | -- | 14% 7.31K to 8.31K | |
| 02-Mar-18 5:16 PM View: | Abbott Laboratories (ABT) | 28-Feb-18 | Payment of Exercise | 53,462 | $60.55 | $3,237,120.00 | (2%) 3.24M to 3.19M | (74%) |
| 21-Feb-18 6:20 PM View: | Abbott Laboratories (ABT) | 16-Feb-18 | Grant | 125,125 | -- | -- | 4% 3.12M to 3.24M | |
| 05-Jan-18 5:47 PM View: | Abbott Laboratories (ABT) | 22-Dec-17 | Gift | 440 | -- | -- | (< 1%) 3.13M to 3.13M | |
| 19-Dec-17 5:15 PM View: | Abbott Laboratories (ABT) | 15-Dec-17 | Gift | 455 | -- | -- | (< 1%) 3.13M to 3.13M |