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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 17-Mar-21 12:41 PM View:  | Associated Banc-Corp (ASB) | 15-Mar-21 | Grant | 362 | $22.92 | $8,297.04 | < 1% 108.87K to 109.23K | (< 1%) |
| 03-Feb-21 5:13 PM View: | Associated Banc-Corp (ASB) | 01-Feb-21 | Grant | 6,644 | $18.06 | $119,991.00 | 6% 108.56K to 115.2K | 27% |
| 17-Dec-20 10:29 AM View: | Western Asset High Income O... (HIO) | 16-Dec-20 | Market Sale | 7,536 | $5.02 | $37,830.70 | (100%) 7.54K to 0 | < 1% |
| 17-Dec-20 11:17 AM View: | Associated Banc-Corp (ASB) | 15-Dec-20 | Grant | 485 | $16.79 | $8,143.15 | < 1% 108.08K to 108.56K | 37% |
| 07-Dec-20 8:54 AM View: | Clearbridge Mlp & Midstream... (CEM) | 04-Dec-20 | Private Sale | 1,400 | $18.77 | $26,278.00 | (100%) 1.4K to 0 | |
| 16-Sep-20 5:36 PM View: | Associated Banc-Corp (ASB) | 15-Sep-20 | Grant | 607 | $13.27 | $8,054.89 | < 1% 107.47K to 108.08K | 71% |
| 17-Jun-20 2:09 PM View: | Associated Banc-Corp (ASB) | 15-Jun-20 | Grant | 544 | $14.65 | $7,969.60 | < 1% 106.92K to 107.47K | 53% |
| 18-Mar-20 3:39 PM View: | Associated Banc-Corp (ASB) | 16-Mar-20 | Grant | 628 | $12.52 | $7,862.56 | < 1% 106.3K to 106.92K | 77% |
| 09-Mar-20 2:03 PM View: | Associated Banc-Corp (ASB) | 09-Mar-20 | Market Purchase | 5,000 | $13.34 | $66,686.00 | 5% 96.3K to 101.3K | 66% |
| 09-Mar-20 5:21 PM View: | Associated Banc-Corp (ASB) | 09-Mar-20 | Market Purchase | 5,000 | $13.17 | $65,850.00 | 5% 101.3K to 106.3K | 68% |
| 04-Feb-20 3:35 PM View: | Associated Banc-Corp (ASB) | 01-Feb-20 | Grant | 6,021 | $19.93 | $119,999.00 | 6% 95.95K to 101.97K | 10% |
| 09-Jan-20 1:27 PM View: | Western Asset Emerging Mark... (EMD) | 09-Jan-20 | Market Sale | 2,640 | $14.64 | $38,654.90 | (100%) 2.64K to 0 | 5% |
| 07-Jan-20 4:32 PM View: | Western Asset Emerging Mark... (EMD) | 06-Jan-20 | Market Sale | 2,000 | $14.61 | $29,220.00 | (43%) 4.64K to 2.64K | 5% |
| 06-Jan-20 10:55 AM View: | Western Asset Global High I... (EHI) | 03-Jan-20 | Market Sale | 1,600 | $10.02 | $16,035.20 | (100%) 1.6K to 0 | 1% |
| 03-Jan-20 11:39 AM View: | Western Asset Emerging Mark... (EMD) | 02-Jan-20 | Market Sale | 1,000 | $14.33 | $14,330.00 | (18%) 5.64K to 4.64K | 3% |
| 18-Dec-19 5:06 PM View: | Associated Banc-Corp (ASB) | 16-Dec-19 | Grant | 344 | $22.39 | $7,702.16 | < 1% 95.61K to 95.95K | (2%) |
| 18-Sep-19 11:44 AM View: | Associated Banc-Corp (ASB) | 16-Sep-19 | Grant | 349 | $20.66 | $7,210.34 | < 1% 95.26K to 95.61K | 5% |
| 19-Jun-19 5:30 PM View: | Associated Banc-Corp (ASB) | 17-Jun-19 | Grant | 348 | $20.58 | $7,161.84 | < 1% 94.91K to 95.26K | 5% |
| 19-Mar-19 11:01 AM View: | Associated Banc-Corp (ASB) | 15-Mar-19 | Grant | 306 | $23.18 | $7,093.08 | < 1% 94.6K to 94.91K | (6%) |
| 05-Feb-19 5:11 PM View: | Associated Banc-Corp (ASB) | 01-Feb-19 | Grant | 5,499 | $21.82 | $119,988.00 | 6% 89.1K to 94.6K | < 1% |
| 19-Dec-18 4:41 PM View: | Associated Banc-Corp (ASB) | 17-Dec-18 | Grant | 300 | $20.39 | $6,117.00 | < 1% 88.8K to 89.1K | 8% |
| 24-Sep-18 4:51 PM View: | Western Asset High Income F... (HIX) | 24-Sep-18 | Market Sale | 2,000 | $6.35 | $12,700.40 | (13%) 15.04K to 13.04K | 2% |
| 20-Sep-18 9:37 AM View: | Western Asset Global High I... (EHI) | 19-Sep-18 | Market Sale | 400 | $9.13 | $3,652.40 | (20%) 2.0K to 1.6K | 1% |
| 20-Sep-18 9:33 AM View: | LMP Corporate Loan Fund Inc. (TLI) | 19-Sep-18 | Market Sale | 1,774 | $10.04 | $17,806.00 | (100%) 1.77K to 0 | 8% |
| 20-Sep-18 9:27 AM View: | Western Asset Emerging Mark... (EMD) | 19-Sep-18 | Market Sale | 1,160 | $13.50 | $15,664.60 | (17%) 6.8K to 5.64K | 3% |
| 21-Sep-18 3:40 PM View: | Associated Banc-Corp (ASB) | 19-Sep-18 | Market Purchase | 4,000 | $25.00 | $100,000.00 | 100% 0 to 4.0K | (13%) |
| 19-Sep-18 5:07 PM View: | Associated Banc-Corp (ASB) | 17-Sep-18 | Grant | 203 | $26.15 | $5,308.45 | < 1% 88.6K to 88.8K | (17%) |
| 20-Jun-18 4:45 PM View: | Associated Banc-Corp (ASB) | 15-Jun-18 | Grant | 191 | $27.95 | $5,338.45 | < 1% 88.41K to 88.6K | (23%) |
| 15-May-18 10:23 AM View: | Clearbridge Mlp & Midstream... (CEM) | 14-May-18 | Market Purchase | 7,000 | $14.76 | $103,306.00 | 100% 0 to 7.0K | (27%) |
| 18-Apr-18 3:30 PM View: | LMP Capital and Income Fund... (SCD) | 18-Apr-18 | Market Sale | 1,800 | $12.89 | $23,202.00 | (100%) 1.8K to 0 | (10%) |
| 11-Apr-18 4:37 PM View: | LMP Corporate Loan Fund Inc. (TLI) | 11-Apr-18 | Market Sale | 8,226 | $10.44 | $85,896.70 | (82%) 10.0K to 1.77K | 14% |
| 19-Mar-18 5:13 PM View: | Associated Banc-Corp (ASB) | 15-Mar-18 | Grant | 197 | $26.90 | $5,299.30 | < 1% 88.21K to 88.41K | (20%) |
| 02-Mar-18 2:11 PM View: | Associated Banc-Corp (ASB) | 02-Mar-18 | Market Sale | 15,032 | $24.42 | $367,006.00 | (15%) 103.25K to 88.21K | 12% |
| 05-Feb-18 4:14 PM View: | Associated Banc-Corp (ASB) | 01-Feb-18 | Grant | 4,669 | $25.70 | $119,993.00 | 5% 98.58K to 103.25K | (17%) |
| 04-Jan-18 4:28 PM View: | LMP Capital and Income Fund... (SCD) | 04-Jan-18 | Market Sale | 7,200 | $14.15 | $101,899.00 | (80%) 9.0K to 1.8K | (< 1%) |
| 19-Dec-17 1:25 PM View: | Associated Banc-Corp (ASB) | 15-Dec-17 | Grant | 167 | $25.35 | $4,233.45 | < 1% 98.41K to 98.58K | (16%) |
| 15-Dec-17 10:45 AM View: | Western Asset Managed Munic... (MMU) | 13-Dec-17 | Market Sale | 2,000 | $14.25 | $28,502.80 | (14%) 14.74K to 12.74K | 6% |
| 25-Oct-17 3:45 PM View: | Associated Banc-Corp (ASB) | 25-Oct-17 | Market Sale | 4,632 | $25.70 | $119,050.00 | (4%) 103.04K to 98.41K | 17% |
| 19-Sep-17 3:00 PM View: | Associated Banc-Corp (ASB) | 15-Sep-17 | Grant | 159 | $22.90 | $3,641.10 | < 1% 102.88K to 103.04K | (7%) |
| 02-Aug-17 2:50 PM View: | Associated Banc-Corp (ASB) | 01-Aug-17 | Grant | 835 | $23.95 | $19,998.20 | < 1% 102.05K to 102.88K | (12%) |
| 19-Jun-17 3:24 PM View: | Associated Banc-Corp (ASB) | 15-Jun-17 | Grant | 140 | $25.25 | $3,535.00 | < 1% 101.91K to 102.05K | (16%) |
| 17-Mar-17 1:35 PM View: | Associated Banc-Corp (ASB) | 15-Mar-17 | Grant | 140 | $24.95 | $3,493.00 | < 1% 101.77K to 101.91K | (16%) |
| 03-Feb-17 12:36 PM View: | Associated Banc-Corp (ASB) | 01-Feb-17 | Grant | 4,008 | $24.95 | $99,999.60 | 4% 97.76K to 101.77K | (16%) |
| 20-Dec-16 11:33 AM View: | Associated Banc-Corp (ASB) | 15-Dec-16 | Grant | 120 | $25.10 | $3,012.00 | < 1% 97.64K to 97.76K | (16%) |
| 16-Sep-16 4:46 PM View: | Associated Banc-Corp (ASB) | 15-Sep-16 | Grant | 141 | $19.47 | $2,745.27 | < 1% 97.5K to 97.64K | 7% |
| 17-Jun-16 2:54 PM View: | Associated Banc-Corp (ASB) | 15-Jun-16 | Grant | 156 | $17.50 | $2,730.00 | < 1% 97.34K to 97.5K | 18% |
| 01-Jun-16 12:34 PM View: | Associated Banc-Corp (ASB) | 31-May-16 | Market Sale | 5,782 | $18.61 | $107,613.00 | (6%) 103.12K to 97.34K | (11%) |
| 17-Mar-16 5:21 PM View: | Associated Banc-Corp (ASB) | 15-Mar-16 | Grant | 149 | $18.30 | $2,726.70 | < 1% 102.97K to 103.12K | 13% |
| 03-Feb-16 3:25 PM View: | Associated Banc-Corp (ASB) | 01-Feb-16 | Grant | 5,754 | $17.38 | $100,005.00 | 6% 97.22K to 102.97K | 18% |
| 17-Dec-15 4:47 PM View: | Associated Banc-Corp (ASB) | 15-Dec-15 | Grant | 109 | $19.21 | $2,093.89 | < 1% 97.11K to 97.22K | 7% |