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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jul-13 1:14 PM View:  | National Financial Partners... (NFP) | 01-Jul-13 | Disposition | 18,856 | $25.35 | $478,000.00 | (100%) 18.86K to 0 | < 1% |
| 20-Feb-13 5:57 PM View: | National Financial Partners... (NFP) | 16-Feb-13 | Option Exercise | 733 | -- | -- | 4% 18.12K to 18.86K | |
| 21-Feb-12 5:21 PM View: | National Financial Partners... (NFP) | 16-Feb-12 | Option Exercise | 3,401 | -- | -- | (16%) 21.52K to 18.12K | |
| 17-Feb-11 7:40 PM View: | National Financial Partners... (NFP) | 16-Feb-11 | Option Exercise | 3,900 | -- | -- | 36% 10.82K to 14.72K | |
| 18-Feb-10 5:00 PM View: | National Financial Partners... (NFP) | 16-Feb-10 | Option Exercise | 3,166 | -- | -- | 41% 7.66K to 10.82K | |
| 17-Nov-09 7:22 PM View: | National Financial Partners... (NFP) | 16-Nov-09 | Option Exercise | 507 | -- | -- | 7% 7.15K to 7.66K | |
| 18-Feb-09 4:50 PM View: | National Financial Partners... (NFP) | 16-Feb-09 | Option Exercise | 500 | -- | -- | 8% 6.65K to 7.15K | |
| 18-Nov-08 6:49 PM View: | National Financial Partners... (NFP) | 16-Nov-08 | Option Exercise | 1,021 | -- | -- | 18% 5.63K to 6.65K | |
| 15-May-08 6:28 PM View: | National Financial Partners... (NFP) | 13-May-08 | Market Purchase | 1,000 | $24.01 | $24,009.20 | 22% 4.63K to 5.63K | (26%) |
| 28-Feb-08 6:48 PM View: | National Financial Partners... (NFP) | 26-Feb-08 | Market Purchase | 1,000 | $27.93 | $27,935.00 | 28% 3.63K to 4.63K | (36%) |
| 16-Nov-07 6:39 PM View: | National Financial Partners... (NFP) | 16-Nov-07 | Option Exercise | 1,021 | -- | -- | 39% 2.61K to 3.63K | |
| 20-Nov-06 10:00 PM View: | National Financial Partners... (NFP) | 16-Nov-06 | Option Exercise | 507 | -- | -- | 24% 2.1K to 2.61K | |
| 18-Aug-06 2:46 PM View: | National Financial Partners... (NFP) | 18-Aug-06 | Market Purchase | 1,100 | $38.46 | $42,306.00 | 110% 1.0K to 2.1K | (53%) |
| 28-Jun-05 9:30 AM View: | National Financial Partners... (NFP) | 24-Jun-05 | Market Purchase | 1,000 | $38.64 | $38,640.00 | 100% 0 to 1.0K | (52%) |
| 04-Nov-03 10:00 PM View: | Neuberger Berman Inc (NEU) | 31-Oct-03 | Disposition | 1,885 | -- | -- | (100%) 1.89K to 0 |