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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Dec-18 2:51 PM View:  | Flaherty & Crumrine Dynamic... (DFP) | 20-Dec-18 | Market Purchase | 2,500 | $19.50 | $48,750.00 | 10% 24.18K to 26.68K | 19% |
| 17-Dec-18 1:26 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 14-Dec-18 | Market Purchase | 2,500 | $20.38 | $50,940.40 | 12% 21.68K to 24.18K | 13% |
| 18-Dec-18 10:00 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 05-Dec-18 | txn.W.title | 463 | $26.73 | $12,367.70 | 1274% 36 to 0.5K | (5%) |
| 11-Oct-18 12:41 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 10-Oct-18 | Market Purchase | 2,500 | $21.88 | $54,688.90 | 13% 18.89K to 21.39K | 4% |
| 19-Dec-18 10:00 PM View: | Flaherty & Crumrine Preferr... (PFD) | 05-Dec-17 | txn.W.title | 463 | $26.73 | $12,367.70 | 1274% 36 to 0.5K | |
| 19-Jan-18 10:00 PM View: | Flaherty & Crumrine Preferr... (PFO) | 03-Aug-17 | txn.W.title | 1,608 | $12.22 | $19,643.90 | 31% 5.14K to 6.75K | (20%) |
| 14-Nov-16 4:29 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 14-Nov-16 | Market Purchase | 2,500 | $21.95 | $54,875.00 | 18% 13.87K to 16.37K | (8%) |
| 08-Nov-16 6:03 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 02-Nov-16 | Market Purchase | 2,500 | $23.91 | $59,784.90 | 22% 11.37K to 13.87K | (15%) |
| 18-Feb-16 1:34 PM View: | Flaherty & Crumrine/Claymor... (FLC) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 2.5K | |
| 17-Feb-16 6:34 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 2.07K | |
| 17-Feb-16 5:12 PM View: | Flaherty & Crumrine Preferr... (PFD) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 1.74K | |
| 17-Feb-16 5:55 PM View: | Flaherty & Crumrine Preferr... (PFO) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 5.11K | |
| 18-Feb-16 1:58 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 30-Nov-15 | Acquisition (other) | -- | -- | -- | 0% 10.57K | |
| 23-Jun-15 3:18 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 22-Jun-15 | Market Purchase | 2,000 | $21.90 | $43,798.80 | 25% 8.14K to 10.14K | 3% |
| 25-Nov-13 3:30 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 22-Nov-13 | Market Purchase | 2,500 | $19.74 | $49,349.40 | 50% 5.0K to 7.5K | 28% |
| 13-Sep-13 2:43 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 13-Sep-13 | Market Purchase | 2,500 | $20.00 | $50,000.00 | 100% 2.5K to 5.0K | 29% |
| 22-Aug-13 12:53 PM View: | Flaherty & Crumrine Dynamic... (DFP) | 21-Aug-13 | Market Purchase | 2,500 | $20.50 | $51,250.00 | 100% 0 to 2.5K | 26% |
| 04-Jun-13 8:41 AM View: | Flaherty & Crumrine/Claymor... (FLC) | 03-Jun-13 | Market Purchase | 1,500 | $19.50 | $29,247.90 | 150% 1.0K to 2.5K | 21% |
| 30-May-13 4:55 PM View: | Flaherty & Crumrine/Claymor... (FLC) | 28-May-13 | Market Purchase | 1,000 | $20.76 | $20,760.00 | 100% 0 to 1.0K | 14% |
| 20-Aug-07 1:27 PM View: | Flaherty & Crumrine Preferr... (PFO) | 20-Aug-07 | Market Purchase | 1,000 | $10.00 | $10,000.00 | 25% 4.0K to 5.0K | (72%) |
| 28-Dec-06 12:44 PM View: | Flaherty & Crumrine/Claymor... (FLC) | 26-Dec-06 | Acquisition (other) Duplicate | 4,198 | $21.60 | $90,676.80 | 100% 0 to 4.2K | 5% |
| 28-Dec-06 12:39 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 26-Dec-06 | Acquisition (other) Duplicate | 4,346 | $21.57 | $93,743.20 | 100% 0 to 4.35K | 2% |
| 28-Dec-06 12:21 PM View: | Flaherty & Crumrine Preferr... (PFD) | 26-Dec-06 | Acquisition (other) Duplicate | 7,169 | $16.95 | $121,515.00 | 100% 0 to 7.17K | (23%) |
| 28-Dec-06 12:29 PM View: | Flaherty & Crumrine Preferr... (PFO) | 26-Dec-06 | Acquisition (other) Duplicate | 8,603 | $12.30 | $105,817.00 | 100% 0 to 8.6K | 12% |
| 21-Dec-05 9:40 AM View: | Flaherty & Crumrine Preferr... (PFO) | 20-Dec-05 | Market Purchase | 3,000 | $11.08 | $33,240.00 | 300% 1.0K to 4.0K | (71%) |
| 06-Apr-04 10:00 PM View: | Flaherty & Crumrine Preferr... (PFD) | 06-Apr-04 | Market Purchase | 700 | $16.47 | $11,532.00 | 70% 1.0K to 1.7K | (76%) |
| 06-Apr-04 10:00 PM View: | Flaherty & Crumrine Preferr... (PFD) | 05-Apr-04 | Market Purchase | 1,000 | $16.90 | $16,900.00 | 100% 0 to 1.0K | (77%) |
| 06-Apr-04 10:00 PM View: | Flaherty & Crumrine Preferr... (PFO) | 05-Apr-04 | Market Purchase | 1,000 | $12.95 | $12,950.00 | 100% 0 to 1.0K | (72%) |
| 05-Jan-04 10:00 PM View: | Flaherty & Crumrine/Claymor... (FFC) | 31-Dec-03 | Acquisition (other) | 71 | $25.42 | $1,800.00 | 4% 2.0K to 2.07K |