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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Jun-23 4:44 PM View:  | Wisdomtree, Inc. (WT) | 26-Jun-23 | Grant | 14,662 | -- | -- | 100% 0 to 14.66K | |
| 07-Jun-22 5:15 PM View: | Landec Corp. (LFCR) | 04-Jun-22 | Grant | 7,059 | $9.50 | $67,060.50 | 13% 52.54K to 59.6K | 6% |
| 03-Jan-22 8:48 AM View: | Harris & Harris Group, Inc. (TINY) | 31-Dec-21 | Purchase | 683 | $7.32 | $4,997.58 | 19% 3.58K to 4.27K | |
| 03-Jun-21 8:09 PM View: | Landec Corp. (LFCR) | 01-Jun-21 | Grant | 8,303 | $11.64 | $96,646.90 | 19% 44.24K to 52.54K | 7% |
| 01-Apr-21 9:04 AM View: | Harris & Harris Group, Inc. (TINY) | 31-Mar-21 | Purchase | 677 | $7.37 | $4,989.49 | 23% 2.91K to 3.58K | |
| 15-Mar-21 9:07 AM View: | Harris & Harris Group, Inc. (TINY) | 12-Mar-21 | Purchase | 1,365 | $7.32 | $9,993.85 | 88% 1.54K to 2.91K | |
| 31-Dec-20 8:46 AM View: | Harris & Harris Group, Inc. (TINY) | 30-Dec-20 | Purchase | 4,629 | $2.16 | $9,995.86 | 100% 0 to 4.63K | |
| 20-Oct-20 3:18 PM View: | Landec Corp. (LFCR) | 15-Oct-20 | Grant | 2,200 | $10.36 | $22,792.00 | 5% 42.04K to 44.24K | 9% |
| 29-May-20 3:44 PM View: | Landec Corp. (LFCR) | 28-May-20 | Grant | 6,000 | $10.99 | $65,940.00 | 17% 36.04K to 42.04K | 3% |
| 14-Nov-19 2:11 PM View: | Landec Corp. (LFCR) | 12-Nov-19 | Option Exercise | 3,333 | $9.01 | $30,030.30 | 10% 32.7K to 36.04K | 6% |
| 30-May-19 8:40 PM View: | Landec Corp. (LFCR) | 30-May-19 | Option Exercise | 4,240 | $9.91 | $42,018.40 | 15% 28.46K to 32.7K | 14% |
| 28-May-19 9:55 PM View: | Landec Corp. (LFCR) | 24-May-19 | Option Exercise | 3,334 | $9.01 | $30,039.30 | 13% 25.13K to 28.46K | 26% |
| 25-May-18 5:38 PM View: | Landec Corp. (LFCR) | 23-May-18 | Option Exercise | 4,286 | $13.65 | $58,503.90 | 21% 20.84K to 25.13K | (17%) |
| 26-May-17 7:04 PM View: | Landec Corp. (LFCR) | 25-May-17 | Option Exercise | 5,282 | $13.50 | $71,307.00 | 34% 15.56K to 20.84K | (16%) |
| 31-May-16 2:22 PM View: | Landec Corp. (LFCR) | 28-May-16 | Option Exercise | 3,475 | $11.46 | $39,823.50 | 29% 12.09K to 15.56K | (1%) |
| 23-Nov-15 1:30 PM View: | Landec Corp. (LFCR) | 23-Nov-15 | Option Exercise | 3,333 | $11.93 | $39,762.70 | 38% 8.75K to 12.09K | (5%) |
| 11-Aug-15 4:01 PM View: | Landec Corp. (LFCR) | 07-Aug-15 | Option Exercise | 3,333 | $13.09 | $43,629.00 | 43% 7.71K to 11.05K | (14%) |
| 11-Aug-15 4:01 PM View: | Landec Corp. (LFCR) | 07-Aug-15 | Option Exercise | 2,294 | $13.09 | $30,028.50 | (21%) 11.05K to 8.75K | 14% |
| 29-May-15 6:54 PM View: | Landec Corp. (LFCR) | 29-May-15 | Option Exercise | 4,219 | $14.29 | $60,289.50 | 121% 3.5K to 7.71K | (21%) |
| 10-Jun-14 1:24 PM View: | Landec Corp. (LFCR) | 06-Jun-14 | Option Exercise | 3,496 | $11.52 | $40,273.90 | 100% 0 to 3.5K | (2%) |
| 17-Jun-08 9:05 PM View: | TICC Capital Corp. (OXSQ) | 13-Jun-08 | Exercise (in-the money or at-the-money) | 513 | $5.20 | $2,667.60 | 10% 5.14K to 5.65K | 9% |
| 08-Jun-05 4:48 PM View: | TICC Capital Corp. (OXSQ) | 06-Jun-05 | Market Sale | 2,165 | $15.00 | $32,475.00 | (33%) 6.58K to 4.42K | 25% |
| 08-Jun-05 4:48 PM View: | TICC Capital Corp. (OXSQ) | 02-Jun-05 | Market Sale | 2,249 | $15.07 | $33,902.40 | (25%) 8.83K to 6.58K | 26% |