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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 01-Mar-23 11:34 AM View:  | Cowen Group, Inc. (COWN) | 01-Mar-23 | Grant | 231,286 | -- | -- | 26% 895.04K to 1.13M | |
| 01-Mar-23 11:34 AM View: | Cowen Group, Inc. (COWN) | 01-Mar-23 | Disposition | 1,126,330 | $23.15 | $26,077,500.00 | (100%) 1.13M to 0 | |
| 21-Dec-22 4:22 PM View: | Cowen Group, Inc. (COWN) | 21-Dec-22 | Gift | 100,000 | -- | -- | (10%) 995.05K to 895.05K | |
| 05-Dec-22 4:25 PM View: | Cowen Group, Inc. (COWN) | 01-Dec-22 | Payment of Exercise | 22,426 | $38.59 | $865,419.00 | (2%) 1.02M to 995.05K | |
| 06-Sep-22 4:10 PM View: | Cowen Group, Inc. (COWN) | 01-Sep-22 | Payment of Exercise | 23,753 | $38.46 | $913,540.00 | (2%) 1.04M to 1.02M | |
| 14-Mar-22 4:10 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-22 | Grant | 112,050 | -- | -- | 11% 986.38K to 1.1M | |
| 14-Mar-22 4:10 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-22 | Payment of Exercise | 57,202 | $36.10 | $2,064,740.00 | (5%) 1.1M to 1.04M | |
| 22-Feb-22 4:10 PM View: | Cowen Group, Inc. (COWN) | 18-Feb-22 | Grant | 112,360 | -- | -- | 13% 874.02K to 986.38K | |
| 02-Dec-21 4:42 PM View: | Cowen Group, Inc. (COWN) | 01-Dec-21 | Payment of Exercise | 33,127 | $35.12 | $1,163,420.00 | (4%) 907.14K to 874.02K | (< 1%) |
| 02-Sep-21 4:43 PM View: | Cowen Group, Inc. (COWN) | 01-Sep-21 | Payment of Exercise | 7,954 | $36.44 | $289,844.00 | (< 1%) 915.1K to 907.14K | 0% |
| 15-Jul-21 7:16 PM View: | Cowen Group, Inc. (COWN) | 14-Jul-21 | Market Sale (Planned) | 6,363 | $40.55 | $257,990.00 | (< 1%) 924.33K to 917.97K | 2% |
| 15-Jul-21 7:16 PM View: | Cowen Group, Inc. (COWN) | 13-Jul-21 | Market Sale (Planned) | 15,769 | $40.12 | $632,701.00 | (2%) 940.1K to 924.33K | 1% |
| 03-Jun-21 4:46 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-21 | Payment of Exercise | 4,385 | $40.39 | $177,110.00 | (< 1%) 944.48K to 940.1K | 3% |
| 18-May-21 4:20 PM View: | Cowen Group, Inc. (COWN) | 17-May-21 | Payment of Exercise | 19,694 | $41.27 | $812,771.00 | (2%) 964.18K to 944.48K | (< 1%) |
| 12-Mar-21 4:21 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-21 | Grant | 52,550 | -- | -- | 6% 922.47K to 975.02K | |
| 12-Mar-21 4:21 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-21 | Payment of Exercise | 10,840 | $42.17 | $457,123.00 | (1%) 975.02K to 964.18K | |
| 23-Feb-21 4:16 PM View: | Cowen Group, Inc. (COWN) | 22-Feb-21 | Market Sale (Planned) | 65,000 | $37.19 | $2,417,140.00 | (7%) 987.47K to 922.47K | (1%) |
| 18-Feb-21 4:21 PM View: | Cowen Group, Inc. (COWN) | 17-Feb-21 | Grant | 175,717 | -- | -- | 22% 811.75K to 987.47K | |
| 03-Dec-20 4:10 PM View: | Cowen Group, Inc. (COWN) | 01-Dec-20 | Payment of Exercise | 16,973 | $24.58 | $417,196.00 | (2%) 828.72K to 811.75K | (9%) |
| 04-Nov-20 4:14 PM View: | Cowen Group, Inc. (COWN) | 02-Nov-20 | Market Sale | 10,014 | $22.09 | $221,209.00 | (1%) 838.74K to 828.72K | (21%) |
| 02-Jun-20 5:11 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-20 | Payment of Exercise | 4,384 | $13.05 | $57,211.20 | (< 1%) 843.12K to 838.74K | (105%) |
| 02-Jun-20 5:11 PM View: | Cowen Group, Inc. (COWN) | 15-May-20 | Payment of Exercise | 9,847 | $11.77 | $115,899.00 | (1%) 852.97K to 843.12K | (127%) |
| 12-Mar-20 4:18 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-20 | Grant | 18,248 | -- | -- | 2% 860.67K to 878.92K | |
| 12-Mar-20 4:18 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-20 | Payment of Exercise | 25,954 | $12.18 | $316,120.00 | (3%) 878.92K to 852.97K | (119%) |
| 11-Mar-20 7:57 AM View: | Cowen Group, Inc. (COWN) | 09-Mar-20 | Market Purchase | 10,000 | $12.13 | $121,305.00 | 1% 850.67K to 860.67K | 120% |
| 21-Feb-20 4:18 PM View: | Cowen Group, Inc. (COWN) | 19-Feb-20 | Grant | 129,931 | -- | -- | 18% 720.74K to 850.67K | |
| 03-Dec-19 4:11 PM View: | Cowen Group, Inc. (COWN) | 02-Dec-19 | Payment of Exercise | 9,019 | $15.32 | $138,171.00 | (1%) 729.76K to 720.74K | (74%) |
| 04-Sep-19 4:10 PM View: | Cowen Group, Inc. (COWN) | 03-Sep-19 | Payment of Exercise | 9,847 | $15.61 | $153,712.00 | (1%) 739.61K to 729.76K | (70%) |
| 04-Jun-19 4:31 PM View: | Cowen Group, Inc. (COWN) | 03-Jun-19 | Payment of Exercise | 4,384 | $15.15 | $66,417.60 | (< 1%) 758.99K to 754.61K | (76%) |
| 04-Jun-19 4:31 PM View: | Cowen Group, Inc. (COWN) | 03-Jun-19 | Gift | 15,000 | -- | -- | (2%) 754.61K to 739.61K | |
| 13-Mar-19 4:10 PM View: | Cowen Group, Inc. (COWN) | 11-Mar-19 | Payment of Exercise | 28,383 | $14.45 | $410,134.00 | (4%) 787.38K to 758.99K | (84%) |
| 22-Feb-19 4:43 PM View: | Cowen Group, Inc. (COWN) | 20-Feb-19 | Grant | 160,867 | -- | -- | 26% 626.51K to 787.38K | |
| 06-Dec-18 4:44 PM View: | Cowen Group, Inc. (COWN) | 03-Dec-18 | Payment of Exercise | 9,019 | $15.91 | $143,492.00 | (1%) 635.53K to 626.51K | (67%) |
| 05-Jun-18 4:37 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-18 | Payment of Exercise | 1,754 | $15.15 | $26,573.10 | (< 1%) 637.28K to 635.53K | (76%) |
| 17-May-18 4:35 PM View: | Cowen Group, Inc. (COWN) | 15-May-18 | Payment of Exercise | 12,676 | $15.70 | $199,013.00 | (2%) 649.96K to 637.28K | (69%) |
| 13-Mar-18 4:30 PM View: | Cowen Group, Inc. (COWN) | 12-Mar-18 | Payment of Exercise | 28,380 | $14.40 | $408,672.00 | (4%) 678.34K to 649.96K | (85%) |
| 23-Feb-18 5:51 PM View: | Cowen Group, Inc. (COWN) | 21-Feb-18 | Grant | 73,670 | -- | -- | 12% 604.67K to 678.34K | |
| 05-Jun-17 4:44 PM View: | Cowen Group, Inc. (COWN) | 01-Jun-17 | Payment of Exercise | 2,770 | $15.15 | $41,965.50 | (< 1%) 607.44K to 604.67K | (76%) |
| 17-May-17 4:23 PM View: | Cowen Group, Inc. (COWN) | 15-May-17 | Payment of Exercise | 34,755 | $15.00 | $521,325.00 | (5%) 642.19K to 607.44K | (77%) |
| 14-Mar-17 4:59 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-17 | Payment of Exercise | 5,873 | $13.40 | $78,698.20 | (< 1%) 648.07K to 642.19K | (98%) |
| 01-Mar-17 4:26 PM View: | Cowen Group, Inc. (COWN) | 27-Feb-17 | Grant | 57,888 | -- | -- | 10% 590.18K to 648.07K | |
| 01-Feb-17 4:25 PM View: | Affinity Gaming (NONE) | 31-Jan-17 | Disposition | 33,000 | -- | -- | (100%) 33.0K to 0 | |
| 18-May-16 4:50 PM View: | Cowen Group, Inc. (COWN) | 16-May-16 | Payment of Exercise | 106,906 | $3.24 | $346,375.00 | (4%) 2.47M to 2.36M | (105%) |
| 14-Mar-16 4:30 PM View: | Cowen Group, Inc. (COWN) | 10-Mar-16 | Payment of Exercise | 55,811 | $3.57 | $199,245.00 | (2%) 2.52M to 2.47M | (86%) |
| 03-Mar-16 4:36 PM View: | Cowen Group, Inc. (COWN) | 01-Mar-16 | Market Purchase | 15,000 | $3.52 | $52,833.00 | < 1% 2.51M to 2.52M | 89% |
| 26-Feb-16 5:56 PM View: | Cowen Group, Inc. (COWN) | 24-Feb-16 | Grant | 555,940 | -- | -- | 28% 1.95M to 2.51M | |
| 04-Aug-15 5:30 PM View: | Cowen Group, Inc. (COWN) | 04-Aug-15 | Market Sale | 10,221 | $5.83 | $59,572.10 | (< 1%) 1.96M to 1.95M | (14%) |
| 04-Aug-15 5:30 PM View: | Cowen Group, Inc. (COWN) | 03-Aug-15 | Market Sale | 25,000 | $5.76 | $144,098.00 | (1%) 1.99M to 1.96M | (15%) |
| 04-Aug-15 5:30 PM View: | Cowen Group, Inc. (COWN) | 31-Jul-15 | Market Sale | 36,000 | $5.70 | $205,232.00 | (2%) 2.02M to 1.99M | (17%) |
| 19-May-15 7:16 PM View: | Cowen Group, Inc. (COWN) | 15-May-15 | Payment of Exercise | 71,311 | $5.49 | $391,497.00 | (3%) 2.09M to 2.02M | (21%) |