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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Mar-19 4:15 PM View:  | Athenex, Inc. (ATNX) | 13-Mar-19 | Market Sale | 4,432 | $11.82 | $52,386.20 | (< 1%) 9.23M to 9.22M | (< 1%) |
| 14-Mar-19 4:15 PM View: | Athenex, Inc. (ATNX) | 12-Mar-19 | Market Sale | 83,381 | $11.89 | $991,400.00 | (< 1%) 9.31M to 9.23M | < 1% |
| 14-Mar-19 4:15 PM View: | Athenex, Inc. (ATNX) | 11-Mar-19 | Market Sale | 32,240 | $11.85 | $382,044.00 | (< 1%) 9.34M to 9.31M | < 1% |
| 03-Dec-18 4:14 PM View: | Athenex, Inc. (ATNX) | 30-Nov-18 | Market Sale | 600,000 | $13.10 | $7,860,000.00 | (10%) 5.92M to 5.32M | 10% |
| 03-Dec-18 4:14 PM View: | Athenex, Inc. (ATNX) | 29-Nov-18 | Market Sale | 400,000 | $13.23 | $5,292,000.00 | (6%) 6.32M to 5.92M | 11% |
| 30-Aug-18 6:28 PM View: | Athenex, Inc. (ATNX) | 29-Aug-18 | Market Sale | 44,686 | $16.56 | $740,000.00 | (< 1%) 6.36M to 6.32M | 29% |
| 30-Aug-18 6:28 PM View: | Athenex, Inc. (ATNX) | 28-Aug-18 | Market Sale | 6,343 | $16.95 | $107,514.00 | (< 1%) 6.37M to 6.36M | 30% |
| 28-Aug-18 6:01 PM View: | Athenex, Inc. (ATNX) | 27-Aug-18 | Market Sale | 30,302 | $17.06 | $516,952.00 | (< 1%) 6.4M to 6.37M | 31% |
| 28-Aug-18 6:01 PM View: | Athenex, Inc. (ATNX) | 24-Aug-18 | Market Sale | 23,137 | $17.17 | $397,262.00 | (< 1%) 6.42M to 6.4M | 31% |
| 27-Aug-18 4:13 PM View: | Athenex, Inc. (ATNX) | 23-Aug-18 | Market Sale | 25,748 | $17.28 | $444,925.00 | (< 1%) 6.45M to 6.42M | 32% |
| 23-Aug-18 4:22 PM View: | Athenex, Inc. (ATNX) | 22-Aug-18 | Market Sale | 56,176 | $17.38 | $976,339.00 | (< 1%) 6.5M to 6.45M | 32% |
| 23-Aug-18 4:22 PM View: | Athenex, Inc. (ATNX) | 21-Aug-18 | Market Sale | 46,558 | $17.07 | $794,745.00 | (< 1%) 6.55M to 6.5M | 31% |
| 21-Aug-18 5:23 PM View: | Athenex, Inc. (ATNX) | 20-Aug-18 | Market Sale | 46,000 | $17.11 | $787,060.00 | (< 1%) 6.6M to 6.55M | 31% |
| 21-Aug-18 5:23 PM View: | Athenex, Inc. (ATNX) | 17-Aug-18 | Market Sale | 70,133 | $17.18 | $1,204,880.00 | (1%) 6.67M to 6.6M | 31% |
| 17-Aug-18 4:19 PM View: | Athenex, Inc. (ATNX) | 16-Aug-18 | Market Sale | 61,207 | $16.74 | $1,024,610.00 | (< 1%) 6.77M to 6.71M | 29% |
| 17-Aug-18 4:19 PM View: | Athenex, Inc. (ATNX) | 15-Aug-18 | Market Sale | 43,845 | $16.53 | $724,758.00 | (< 1%) 6.81M to 6.77M | 28% |
| 13-Jun-18 4:11 PM View: | Athenex, Inc. (ATNX) | 12-Jun-18 | Disposition (other) | 71,794 | -- | -- | (1%) 6.78M to 6.71M | |
| 07-Jun-18 4:19 PM View: | Athenex, Inc. (ATNX) | 05-Jun-18 | Disposition (other) | 106,400 | -- | -- | (2%) 6.88M to 6.78M | |
| 01-Jun-18 4:10 PM View: | Athenex, Inc. (ATNX) | 30-May-18 | Market Sale | 29,416 | $16.11 | $473,892.00 | (< 1%) 6.91M to 6.88M | 27% |
| 01-Jun-18 4:10 PM View: | Athenex, Inc. (ATNX) | 29-May-18 | Market Sale | 70,584 | $16.07 | $1,134,280.00 | (1%) 6.98M to 6.91M | 26% |
| 29-May-18 4:47 PM View: | Athenex, Inc. (ATNX) | 25-May-18 | Market Sale | 5,739 | $16.51 | $94,750.90 | (< 1%) 6.99M to 6.98M | 28% |
| 29-May-18 4:47 PM View: | Athenex, Inc. (ATNX) | 24-May-18 | Market Sale | 3,853 | $16.76 | $64,576.30 | (< 1%) 6.99M to 6.99M | 29% |
| 23-May-18 5:14 PM View: | Athenex, Inc. (ATNX) | 17-May-18 | Market Sale | 26,250 | $16.87 | $442,838.00 | (< 1%) 7.02M to 6.99M | 30% |
| 23-May-18 5:14 PM View: | Athenex, Inc. (ATNX) | 16-May-18 | Market Sale | 44,506 | $16.84 | $749,481.00 | (< 1%) 7.07M to 7.02M | 30% |
| 23-May-18 5:14 PM View: | Athenex, Inc. (ATNX) | 15-May-18 | Market Sale | 29,244 | $16.93 | $495,101.00 | (< 1%) 7.09M to 7.07M | 30% |
| 30-Apr-18 10:00 PM View: | Athenex, Inc. (ATNX) | 25-Apr-18 | Disposition (other) | 60,000 | -- | -- | (< 1%) 13.16M to 13.1M | |
| 30-Apr-18 10:00 PM View: | Athenex, Inc. (ATNX) | 23-Apr-18 | Disposition (other) | 300,000 | -- | -- | (2%) 13.46M to 13.16M | |
| 06-Feb-18 6:42 PM View: | Athenex, Inc. (ATNX) | 02-Feb-18 | Disposition (other) | 4,000 | -- | -- | (< 1%) 7.46M to 7.45M | |
| 22-Jan-18 6:23 PM View: | Athenex, Inc. (ATNX) | 18-Jan-18 | Disposition (other) | 168,000 | -- | -- | (2%) 7.63M to 7.46M | |
| 18-Jan-18 6:25 PM View: | Athenex, Inc. (ATNX) | 16-Jan-18 | Disposition (other) | 328,000 | -- | -- | (4%) 7.95M to 7.63M | |
| 21-Jun-17 3:11 PM View: | Athenex, Inc. (ATNX) | 19-Jun-17 | Conversion Duplicate | 227,273 | -- | -- | 3% 7.4M to 7.63M | |
| 21-Jun-17 3:11 PM View: | Athenex, Inc. (ATNX) | 19-Jun-17 | Purchase | 328,637 | $11.00 | $3,615,010.00 | 4% 7.63M to 7.96M | |
| 12-Jul-18 4:16 PM View: | Athenex, Inc. (ATNX) | 29-Jun-16 | Grant | 107,181 | -- | -- | 2% 6.71M to 6.81M |