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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 20-Mar-24 1:43 PM View:  | Clough Global Equity Fund (GLQ) | 20-Mar-24 | Private Purchase | 20,000 | $6.42 | $128,400.00 | 5% 370.29K to 390.29K | |
| 20-Mar-24 1:48 PM View: | Clough Global Opportunities... (GLO) | 20-Mar-24 | Private Purchase | 20,000 | $5.01 | $100,200.00 | 7% 280.44K to 300.44K | |
| 13-Feb-24 11:49 AM View: | Clough Global Equity Fund (GLQ) | 12-Feb-24 | Private Purchase | 20,000 | $6.39 | $127,800.00 | 6% 350.29K to 370.29K | |
| 13-Feb-24 11:53 AM View: | Clough Global Opportunities... (GLO) | 12-Feb-24 | Private Purchase | 20,000 | $5.04 | $100,782.00 | 8% 260.44K to 280.44K | |
| 09-Aug-23 11:51 AM View: | Clough Global Equity Fund (GLQ) | 09-Aug-23 | Private Purchase | 15,000 | $6.27 | $94,050.00 | 4% 385.43K to 400.43K | |
| 09-Aug-23 11:46 AM View: | Clough Global Opportunities... (GLO) | 09-Aug-23 | Private Purchase | 15,000 | $5.04 | $75,600.00 | 6% 245.44K to 260.44K | |
| 16-Jun-23 11:47 AM View: | Clough Global Equity Fund (GLQ) | 15-Jun-23 | Private Purchase | 20,000 | $6.20 | $123,900.00 | 5% 375.43K to 395.43K | |
| 16-Jun-23 11:42 AM View: | Clough Global Opportunities... (GLO) | 15-Jun-23 | Private Purchase | 20,000 | $4.94 | $98,800.00 | 8% 235.44K to 255.44K | |
| 11-May-23 9:45 AM View: | Clough Global Equity Fund (GLQ) | 10-May-23 | Private Purchase | 7,635 | $5.89 | $44,970.10 | 2% 367.79K to 375.43K | |
| 11-May-23 9:40 AM View: | Clough Global Opportunities... (GLO) | 10-May-23 | Private Purchase | 10,000 | $4.75 | $47,462.00 | 4% 225.44K to 235.44K | |
| 10-May-23 9:53 AM View: | Clough Global Equity Fund (GLQ) | 08-May-23 | Private Purchase | 12,500 | $6.00 | $75,000.00 | 4% 355.29K to 367.79K | |
| 10-May-23 9:47 AM View: | Clough Global Opportunities... (GLO) | 08-May-23 | Private Purchase | 10,000 | $4.81 | $48,095.00 | 5% 215.44K to 225.44K | |
| 09-May-23 10:25 AM View: | Clough Global Equity Fund (GLQ) | 05-May-23 | Private Purchase | 5,000 | $5.93 | $29,667.50 | 1% 350.29K to 355.29K | |
| 09-May-23 10:19 AM View: | Clough Global Opportunities... (GLO) | 05-May-23 | Private Purchase | 5,000 | $4.78 | $23,901.50 | 2% 210.44K to 215.44K | |
| 02-Jul-21 10:47 AM View: | Clough Global Allocation Fund (GLV) | 30-Jun-21 | Exercise (in-the money or at-the-money) | 27,573 | $10.15 | $279,866.00 | 33% 82.72K to 110.29K | |
| 02-Jul-21 10:55 AM View: | Clough Global Equity Fund (GLQ) | 30-Jun-21 | Exercise (in-the money or at-the-money) | 43,203 | $13.56 | $585,833.00 | 14% 307.09K to 350.29K | |
| 02-Jul-21 11:05 AM View: | Clough Global Opportunities... (GLO) | 30-Jun-21 | Exercise (in-the money or at-the-money) | 50,577 | $11.59 | $586,187.00 | 28% 177.87K to 228.44K | 6% |
| 02-Jul-21 11:05 AM View: | Clough Global Opportunities... (GLO) | 30-Jun-21 | Exercise (in-the money or at-the-money) | 6,000 | $11.59 | $69,540.00 | 3% 228.44K to 234.44K | 6% |
| 06-Nov-20 12:48 PM View: | Clough Global Equity Fund (GLQ) | 05-Nov-20 | Market Purchase | 34,000 | $11.63 | $395,403.00 | 15% 221.07K to 255.07K | 22% |
| 06-Nov-20 12:48 PM View: | Clough Global Equity Fund (GLQ) | 05-Nov-20 | Market Purchase | 52,000 | $11.63 | $604,734.00 | 20% 255.07K to 307.07K | 22% |
| 03-Sep-19 3:53 PM View: | Clough Global Allocation Fund (GLV) | 29-Aug-19 | Exercise (in-the money or at-the-money) | 12,044 | $10.42 | $125,498.00 | 20% 60.65K to 72.69K | |
| 03-Sep-19 4:02 PM View: | Clough Global Equity Fund (GLQ) | 29-Aug-19 | Exercise (in-the money or at-the-money) | 28,549 | $11.24 | $320,891.00 | 18% 158.68K to 187.23K | 10% |
| 03-Sep-19 4:02 PM View: | Clough Global Equity Fund (GLQ) | 29-Aug-19 | Exercise (in-the money or at-the-money) | 33,642 | $11.24 | $378,136.00 | 18% 187.23K to 220.87K | 10% |
| 04-May-17 2:40 PM View: | Clough Global Opportunities... (GLO) | 03-May-17 | Market Purchase | 6,200 | $10.62 | $65,873.00 | 2% 291.55K to 297.75K | (28%) |
| 04-May-17 2:40 PM View: | Clough Global Opportunities... (GLO) | 02-May-17 | Market Purchase | 11,200 | $10.63 | $119,089.00 | 4% 280.85K to 292.05K | (28%) |
| 10-Apr-17 8:13 AM View: | Clough Global Allocation Fund (GLV) | 07-Apr-17 | Market Purchase | 6,900 | $13.51 | $93,203.60 | 15% 45.93K to 52.83K | (37%) |
| 10-Apr-17 8:13 AM View: | Clough Global Allocation Fund (GLV) | 06-Apr-17 | Market Purchase | 6,021 | $13.34 | $80,322.80 | 15% 39.91K to 45.93K | (37%) |
| 06-Apr-17 11:09 AM View: | Clough Global Allocation Fund (GLV) | 05-Apr-17 | Market Purchase | 5,825 | $13.35 | $77,773.20 | 17% 34.09K to 39.91K | (37%) |
| 06-Apr-17 11:09 AM View: | Clough Global Allocation Fund (GLV) | 04-Apr-17 | Market Purchase | 609 | $13.32 | $8,111.79 | 2% 33.48K to 34.09K | (37%) |
| 04-Apr-17 2:45 PM View: | Clough Global Allocation Fund (GLV) | 03-Apr-17 | Market Purchase | 7,000 | $13.30 | $93,121.00 | 26% 26.48K to 33.48K | (37%) |
| 04-Apr-17 2:45 PM View: | Clough Global Allocation Fund (GLV) | 31-Mar-17 | Market Purchase | 1,300 | $13.30 | $17,295.00 | 5% 25.18K to 26.48K | (37%) |
| 04-Apr-17 3:21 PM View: | Clough Global Equity Fund (GLQ) | 31-Mar-17 | Market Purchase | 7,414 | $12.41 | $92,006.80 | 5% 151.08K to 158.49K | (21%) |
| 29-Nov-16 12:37 PM View: | Clough Global Opportunities... (GLO) | 25-Nov-16 | Market Purchase | 22,300 | $8.95 | $199,679.00 | 21% 108.21K to 130.51K | (11%) |
| 12-Mar-15 10:18 AM View: | Clough Global Equity Fund (GLQ) | 11-Mar-15 | Market Purchase | 7,000 | $15.13 | $105,910.00 | 5% 143.66K to 150.66K | (19%) |
| 11-Mar-15 9:44 AM View: | Clough Global Equity Fund (GLQ) | 10-Mar-15 | Market Purchase | 5,000 | $15.12 | $75,600.00 | 4% 138.66K to 143.66K | (19%) |
| 10-Mar-15 9:31 AM View: | Clough Global Equity Fund (GLQ) | 09-Mar-15 | Market Purchase | 3,000 | $15.25 | $45,750.00 | 2% 135.66K to 138.66K | (20%) |
| 09-Mar-15 10:32 AM View: | Clough Global Equity Fund (GLQ) | 06-Mar-15 | Market Purchase | 10,000 | $15.21 | $152,100.00 | 8% 125.66K to 135.66K | (19%) |
| 06-Mar-15 3:39 PM View: | Clough Global Equity Fund (GLQ) | 05-Mar-15 | Market Purchase | 10,000 | $15.24 | $152,360.00 | 9% 115.66K to 125.66K | (20%) |
| 05-Mar-15 2:24 PM View: | Clough Global Equity Fund (GLQ) | 04-Mar-15 | Market Purchase | 3,400 | $15.10 | $51,340.00 | 3% 112.26K to 115.66K | (19%) |
| 21-Dec-12 1:57 PM View: | Clough Global Equity Fund (GLQ) | 19-Dec-12 | Market Purchase | 11,500 | $12.75 | $146,625.00 | 13% 89.56K to 101.06K | 18% |
| 24-Oct-12 2:15 PM View: | Clough Global Opportunities... (GLO) | 23-Oct-12 | Market Purchase | 2,755 | $11.22 | $30,911.10 | 3% 97.03K to 99.79K | 7% |
| 18-Oct-12 12:01 PM View: | Clough Global Opportunities... (GLO) | 18-Oct-12 | Market Purchase | 6,000 | $11.50 | $69,000.00 | 7% 91.03K to 97.03K | 5% |
| 18-Oct-12 12:01 PM View: | Clough Global Opportunities... (GLO) | 16-Oct-12 | Market Purchase | 6,000 | $11.75 | $70,500.00 | 7% 85.03K to 91.03K | 5% |
| 11-Oct-12 2:58 PM View: | Clough Global Opportunities... (GLO) | 10-Oct-12 | Market Purchase | 6,000 | $11.60 | $69,598.80 | 8% 79.03K to 85.03K | 6% |
| 11-Oct-12 2:58 PM View: | Clough Global Opportunities... (GLO) | 09-Oct-12 | Market Purchase | 2,900 | $11.77 | $34,130.70 | 4% 76.13K to 79.03K | 5% |
| 14-Oct-10 11:01 AM View: | Clough Global Opportunities... (GLO) | 13-Oct-10 | Market Purchase | 4,000 | $13.20 | $52,796.10 | 6% 72.13K to 76.13K | 11% |
| 13-Oct-10 11:44 AM View: | Clough Global Equity Fund (GLQ) | 11-Oct-10 | Market Purchase | 5,000 | $14.72 | $73,617.00 | 6% 84.56K to 89.56K | 24% |
| 05-Oct-10 4:16 PM View: | Clough Global Equity Fund (GLQ) | 09-Sep-10 | Market Purchase | 200 | $13.60 | $2,720.00 | (< 1%) 84.76K to 84.56K | (34%) |
| 19-Mar-10 3:10 PM View: | Clough Global Opportunities... (GLO) | 16-Mar-10 | Market Purchase | 18,993 | $12.95 | $245,943.00 | 36% 53.14K to 72.13K | 19% |
| 31-Dec-08 4:33 PM View: | Clough Global Opportunities... (GLO) | 29-Dec-08 | Market Purchase | 4,100 | $8.79 | $36,056.70 | 8% 49.04K to 53.14K | 96% |