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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Oct-23 10:00 PM View:  | Dell Technologies Inc. (DELL) | 28-Sep-23 | Grant | 4,785 | -- | -- | 8% 57.35K to 62.14K | |
| 23-May-23 7:26 PM View: | Amgen Inc. (AMGN) | 19-May-23 | Grant | 939 | -- | -- | 9% 10.27K to 11.21K | |
| 10-Nov-22 9:18 PM View: | Amgen Inc. (AMGN) | 08-Nov-22 | Grant | 222 | -- | -- | 2% 9.89K to 10.11K | |
| 22-Sep-22 6:29 PM View: | Dell Technologies Inc. (DELL) | 20-Sep-22 | Grant | 8,795 | -- | -- | 18% 48.56K to 57.35K | |
| 11-Aug-22 5:40 PM View: | Amgen Inc. (AMGN) | 09-Aug-22 | Grant | 131 | -- | -- | 1% 9.68K to 9.81K | |
| 19-May-22 9:56 PM View: | Amgen Inc. (AMGN) | 17-May-22 | Grant | 855 | -- | -- | 10% 8.75K to 9.61K | |
| 04-May-22 7:37 PM View: | Amgen Inc. (AMGN) | 02-May-22 | Grant | 141 | -- | -- | 2% 8.61K to 8.75K | |
| 09-Nov-21 8:16 PM View: | Amgen Inc. (AMGN) | 05-Nov-21 | Grant | 152 | -- | -- | 2% 8.32K to 8.48K | |
| 04-Oct-21 7:59 PM View: | Dell Technologies Inc. (DELL) | 30-Sep-21 | Grant | 3,123 | -- | -- | 13% 23.65K to 26.77K | |
| 10-Aug-21 7:00 PM View: | Amgen Inc. (AMGN) | 06-Aug-21 | Grant | 282 | -- | -- | 4% 7.98K to 8.26K | |
| 19-May-21 9:20 PM View: | Amgen Inc. (AMGN) | 18-May-21 | Grant | 837 | -- | -- | 12% 7.09K to 7.93K | |
| 03-May-21 9:41 PM View: | Amgen Inc. (AMGN) | 30-Apr-21 | Grant | 136 | -- | -- | 2% 6.96K to 7.09K | |
| 08-Feb-21 8:32 PM View: | Amgen Inc. (AMGN) | 05-Feb-21 | Grant | 17 | -- | -- | < 1% 6.89K to 6.91K | |
| 04-Nov-20 6:57 PM View: | Amgen Inc. (AMGN) | 02-Nov-20 | Grant | 141 | -- | -- | 2% 6.71K to 6.85K | |
| 29-Sep-20 5:35 PM View: | Dell Technologies Inc. (DELL) | 25-Sep-20 | Grant | 4,943 | -- | -- | 26% 18.71K to 23.65K | |
| 03-Aug-20 6:43 PM View: | Amgen Inc. (AMGN) | 31-Jul-20 | Grant | 241 | -- | -- | 4% 6.42K to 6.66K | |
| 07-May-20 8:45 PM View: | Amgen Inc. (AMGN) | 05-May-20 | Grant | 977 | -- | -- | 18% 5.4K to 6.38K | |
| 05-Nov-19 6:43 PM View: | Amgen Inc. (AMGN) | 01-Nov-19 | Grant | 261 | -- | -- | 5% 5.07K to 5.33K | |
| 01-Oct-19 4:32 PM View: | Dell Technologies Inc. (DELL) | 27-Sep-19 | Grant | 3,680 | -- | -- | 24% 15.03K to 18.71K | |
| 06-Aug-19 6:19 PM View: | Amgen Inc. (AMGN) | 02-Aug-19 | Grant | 160 | -- | -- | 3% 4.88K to 5.04K | |
| 07-May-19 6:29 PM View: | Amgen Inc. (AMGN) | 03-May-19 | Grant | 1,301 | -- | -- | 37% 3.54K to 4.84K | |
| 04-Apr-19 5:29 PM View: | Dell Technologies Inc. (DELL) | 02-Apr-19 | Grant | 3,060 | -- | -- | 26% 11.97K to 15.03K | |
| 05-Feb-19 7:39 PM View: | Amgen Inc. (AMGN) | 01-Feb-19 | Grant | 187 | -- | -- | 6% 3.33K to 3.52K | |
| 02-Jan-19 5:15 PM View: | Dell Technologies Inc. (DELL) | 28-Dec-18 | Acquisition (other) | 5,695 | -- | -- | 60% 9.43K to 15.12K | |
| 02-Jan-19 5:15 PM View: | Dell Technologies Inc. (DELL) | 28-Dec-18 | Disposition (other) | 3,153 | -- | -- | (21%) 15.12K to 11.97K | |
| 30-Nov-18 4:16 PM View: | United Technologies Corp. (RTX) | 28-Nov-18 | Grant | 6 | -- | -- | 100% 0 to 6 | |
| 06-Nov-18 6:18 PM View: | Amgen Inc. (AMGN) | 02-Nov-18 | Grant | 149 | -- | -- | 5% 3.16K to 3.31K | |
| 02-Aug-18 6:33 PM View: | Amgen Inc. (AMGN) | 31-Jul-18 | Grant | 152 | -- | -- | 5% 2.99K to 3.14K | |
| 01-May-18 6:52 PM View: | Amgen Inc. (AMGN) | 27-Apr-18 | Grant | 1,301 | -- | -- | 78% 1.67K to 2.97K | |
| 02-Oct-17 7:13 PM View: | Dell Technologies Inc. (DELL) | 28-Sep-17 | Grant | 6,219 | -- | -- | 194% 3.21K to 9.43K | |
| 03-May-17 8:36 PM View: | Amgen Inc. (AMGN) | 01-May-17 | Grant | 1,230 | -- | -- | 300% 0.41K to 1.64K | |
| 03-Nov-16 5:23 PM View: | Amgen Inc. (AMGN) | 01-Nov-16 | Grant | 355 | -- | -- | 645% 55 to 0.41K | |
| 16-Sep-16 4:01 PM View: | Dell Technologies Inc. (DELL) | 14-Sep-16 | Grant | 3,208 | -- | -- | 100% 0 to 3.21K | |
| 15-Sep-15 4:27 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 11-Sep-15 | Grant | 673 | $48.44 | $32,580.70 | < 1% 474.12K to 474.79K | 79% |
| 16-Jun-15 3:23 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 12-Jun-15 | Grant | 581 | $69.12 | $40,161.90 | < 1% 473.54K to 474.12K | 26% |
| 17-Mar-15 4:57 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 13-Mar-15 | Grant | 476 | $80.50 | $38,299.10 | < 1% 473.06K to 473.54K | 9% |
| 04-Mar-15 5:16 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 02-Mar-15 | Grant | 22,241 | -- | -- | 5% 461.9K to 484.14K | |
| 04-Mar-15 5:16 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 02-Mar-15 | Payment of Exercise | 11,077 | $78.05 | $864,506.00 | (2%) 484.14K to 473.06K | (12%) |
| 11-Feb-15 5:09 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 09-Feb-15 | Payment of Exercise | 23,284 | $75.70 | $1,762,710.00 | (5%) 485.26K to 461.98K | (16%) |
| 11-Feb-15 5:09 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 09-Feb-15 | Payment of Exercise | 80 | $75.97 | $6,078.00 | (< 1%) 461.98K to 461.9K | (16%) |
| 06-Feb-15 5:09 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 04-Feb-15 | Grant | 31,361 | -- | -- | 7% 453.9K to 485.26K | |
| 16-Dec-14 5:36 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 12-Dec-14 | Grant | 694 | $69.35 | $48,128.00 | < 1% 453.2K to 453.9K | 27% |
| 16-Dec-14 5:36 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 12-Dec-14 | Grant | 2 | $69.35 | $114.19 | < 1% 453.9K to 453.9K | 27% |
| 26-Sep-14 4:30 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 24-Sep-14 | Option Exercise | 86,439 | $33.49 | $2,894,840.00 | 19% 453.2K to 539.64K | |
| 26-Sep-14 4:30 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 24-Sep-14 | Market Option Sale (Planned) | 86,439 | $72.00 | $6,223,610.00 | (16%) 539.64K to 453.2K | (23%) |
| 22-Sep-14 5:33 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 18-Sep-14 | Option Exercise | 446,767 | $26.71 | $11,932,200.00 | 99% 453.2K to 899.97K | |
| 22-Sep-14 5:33 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 18-Sep-14 | Market Option Sale (Planned) | 446,767 | $70.05 | $31,296,200.00 | (50%) 899.97K to 453.2K | (27%) |
| 16-Sep-14 4:05 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 12-Sep-14 | Grant | 738 | $64.78 | $47,781.30 | < 1% 452.46K to 453.2K | 37% |
| 16-Sep-14 4:05 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 12-Sep-14 | Grant | 2 | $64.78 | $113.37 | < 1% 453.2K to 453.2K | 37% |
| 16-Jun-14 4:54 PM View: | EI DuPont de Nemours & Co. (CTAPRA,B) | 12-Jun-14 | Grant | 668 | $68.08 | $45,447.70 | < 1% 451.8K to 452.46K | 31% |