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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 08-Jun-23 4:49 PM View:  | Regional Management Corp. (RM) | 07-Jun-23 | Option Exercise | 17,941 | $16.09 | $288,671.00 | 11% 162.55K to 180.49K | |
| 30-May-23 4:52 PM View: | Regional Management Corp. (RM) | 25-May-23 | Grant | 5,450 | -- | -- | 3% 157.1K to 162.55K | |
| 01-Jul-22 6:37 PM View: | Sofi Technologies, Inc. (SOFI) | 29-Jun-22 | Option Exercise | 31,122 | -- | -- | 10% 313.56K to 344.69K | |
| 27-May-22 4:29 PM View: | Regional Management Corp. (RM) | 26-May-22 | Grant | 2,908 | -- | -- | 2% 154.19K to 157.1K | |
| 24-Nov-21 4:36 PM View: | Sofi Technologies, Inc. (SOFI) | 22-Nov-21 | Gift | 140,000 | -- | -- | (31%) 453.56K to 313.56K | |
| 24-Jun-21 4:24 PM View: | Mastercard Inc (MA) | 22-Jun-21 | Grant | 622 | -- | -- | 4% 14.47K to 15.09K | |
| 04-Jun-21 4:26 PM View: | Regional Management Corp. (RM) | 02-Jun-21 | Market Sale | 2,406 | $49.97 | $120,228.00 | (2%) 156.59K to 154.19K | 4% |
| 02-Jun-21 9:20 PM View: | Sofi Technologies, Inc. (SOFI) | 28-May-21 | Grant | 453,563 | -- | -- | (15118800%) (-3) to 453.56K | |
| 01-Jun-21 4:19 PM View: | Regional Management Corp. (RM) | 27-May-21 | Grant | 2,478 | -- | -- | 2% 154.12K to 156.59K | |
| 18-Jun-20 4:13 PM View: | Mastercard Inc (MA) | 16-Jun-20 | Grant | 707 | -- | -- | 5% 13.76K to 14.47K | |
| 02-Jun-20 6:54 PM View: | Regional Management Corp. (RM) | 29-May-20 | Grant | 7,870 | -- | -- | 5% 146.25K to 154.12K | |
| 27-May-20 1:02 PM View: | Mastercard Inc (MA) | 26-May-20 | Market Sale | 4,230 | $303.98 | $1,285,820.00 | (13%) 32.99K to 28.76K | (12%) |
| 27-May-20 1:02 PM View: | Mastercard Inc (MA) | 26-May-20 | Market Sale | 15,000 | $304.25 | $4,563,700.00 | (52%) 28.76K to 13.76K | (12%) |
| 13-Dec-19 11:02 AM View: | Mastercard Inc (MA) | 12-Dec-19 | Gift | 23,384 | -- | -- | 71% 32.99K to 56.37K | |
| 13-Dec-19 11:02 AM View: | Mastercard Inc (MA) | 12-Dec-19 | Gift | 23,384 | -- | -- | (41%) 56.37K to 32.99K | |
| 27-Jun-19 3:22 PM View: | Mastercard Inc (MA) | 25-Jun-19 | Grant | 828 | -- | -- | 3% 32.16K to 32.99K | |
| 06-May-19 4:22 PM View: | Regional Management Corp. (RM) | 02-May-19 | Grant | 4,714 | -- | -- | 3% 141.53K to 146.25K | |
| 28-Jun-18 12:03 PM View: | Mastercard Inc (MA) | 26-Jun-18 | Grant | 993 | -- | -- | 3% 31.17K to 32.16K | |
| 04-May-18 4:21 PM View: | Regional Management Corp. (RM) | 02-May-18 | Grant | 3,369 | -- | -- | 2% 138.16K to 141.53K | |
| 29-Jun-17 3:27 PM View: | Mastercard Inc (MA) | 27-Jun-17 | Grant | 1,508 | -- | -- | 5% 29.66K to 31.17K | |
| 05-May-17 8:53 PM View: | Regional Management Corp. (RM) | 04-May-17 | Grant | 5,755 | -- | -- | 4% 132.41K to 138.16K | |
| 29-Jun-16 5:04 PM View: | Mastercard Inc (MA) | 28-Jun-16 | Grant | 2,047 | -- | -- | 7% 27.61K to 29.66K | |
| 06-May-16 7:46 PM View: | Regional Management Corp. (RM) | 04-May-16 | Grant | 3,775 | -- | -- | 3% 128.63K to 132.41K | |
| 27-Aug-15 6:21 PM View: | Regional Management Corp. (RM) | 25-Aug-15 | Market Purchase | 30,000 | $14.70 | $441,000.00 | 30% 98.63K to 128.63K | 93% |
| 10-Aug-15 5:17 PM View: | Regional Management Corp. (RM) | 07-Aug-15 | Market Purchase | 9,594 | $18.99 | $182,190.00 | 11% 89.04K to 98.63K | 49% |
| 10-Aug-15 5:17 PM View: | Regional Management Corp. (RM) | 06-Aug-15 | Market Purchase | 6,832 | $19.33 | $132,063.00 | 8% 82.21K to 89.04K | 46% |
| 05-Aug-15 8:01 PM View: | Regional Management Corp. (RM) | 05-Aug-15 | Market Purchase | 10,000 | $19.50 | $195,000.00 | 14% 72.21K to 82.21K | 45% |
| 05-Aug-15 8:01 PM View: | Regional Management Corp. (RM) | 04-Aug-15 | Market Purchase | 4,854 | $19.47 | $94,507.40 | 7% 67.35K to 72.21K | 45% |
| 05-Aug-15 8:01 PM View: | Regional Management Corp. (RM) | 03-Aug-15 | Market Purchase | 18,208 | $19.50 | $355,056.00 | 37% 49.15K to 67.35K | 45% |
| 11-Jun-15 1:34 PM View: | Mastercard Inc (MA) | 09-Jun-15 | Grant | 2,009 | -- | -- | 8% 25.61K to 27.61K | |
| 29-May-15 9:06 PM View: | Regional Management Corp. (RM) | 27-May-15 | Market Purchase | 15,000 | $17.80 | $267,000.00 | 62% 24.14K to 39.15K | 59% |
| 29-May-15 9:06 PM View: | Regional Management Corp. (RM) | 27-May-15 | Market Purchase | 10,000 | $17.80 | $178,000.00 | 26% 39.15K to 49.15K | 59% |
| 01-May-15 7:14 PM View: | Regional Management Corp. (RM) | 29-Apr-15 | Grant | 3,680 | -- | -- | 18% 20.46K to 24.14K | |
| 16-Mar-15 5:15 PM View: | Regional Management Corp. (RM) | 16-Mar-15 | Market Purchase | 10,000 | $15.20 | $152,000.00 | 96% 10.46K to 20.46K | 86% |
| 16-Mar-15 5:15 PM View: | Regional Management Corp. (RM) | 13-Mar-15 | Market Purchase | 4,589 | $15.43 | $70,808.30 | 78% 5.88K to 10.46K | 83% |
| 06-Nov-14 4:34 PM View: | Mastercard Inc (MA) | 06-Nov-14 | Market Sale | 20,000 | $85.98 | $1,719,550.00 | (44%) 45.6K to 25.61K | (299%) |
| 14-Jul-14 5:35 PM View: | Regional Management Corp. (RM) | 10-Jul-14 | Grant | 5,876 | -- | -- | 100% 0 to 5.88K | |
| 05-Jun-14 5:05 PM View: | Mastercard Inc (MA) | 03-Jun-14 | Grant | 1,965 | -- | -- | 5% 43.64K to 45.6K | |
| 20-Jun-13 4:30 PM View: | Mastercard Inc (MA) | 18-Jun-13 | Grant | 257 | -- | -- | 6% 4.11K to 4.36K | |
| 07-Jun-12 9:17 PM View: | Mastercard Inc (MA) | 05-Jun-12 | Grant | 319 | -- | -- | 8% 3.79K to 4.11K | |
| 13-Feb-12 6:31 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Feb-12 | Payment of Exercise | 7,733 | $9.15 | $70,756.90 | (1%) 564.48K to 556.75K | (420%) |
| 13-Feb-12 6:31 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-12 | Grant | 328,587 | -- | -- | 139% 235.89K to 564.48K | |
| 10-Aug-11 6:00 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Aug-11 | Market Purchase | 93,000 | $10.89 | $1,012,770.00 | 65% 142.89K to 235.89K | 338% |
| 09-Jun-11 4:34 PM View: | Mastercard Inc (MA) | 07-Jun-11 | Grant | 365 | -- | -- | 11% 3.42K to 3.79K | |
| 14-Feb-11 8:01 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Feb-11 | Grant | 85,750 | -- | -- | 150% 57.14K to 142.89K | |
| 23-Sep-10 4:40 PM View: | Mastercard Inc (MA) | 21-Sep-10 | Grant | 461 | -- | -- | 16% 2.96K to 3.42K | |
| 05-May-10 6:08 PM View: | E*TRADE Financial Corporation (ETFC) | 04-May-10 | Market Purchase | 571,429 | $1.75 | $1,000,000.00 | 100% 0 to 571.43K | 172% |
| 11-Jun-09 6:00 PM View: | Mastercard Inc (MA) | 09-Jun-09 | Grant | 595 | -- | -- | 25% 2.37K to 2.96K | |
| 22-Jan-09 5:17 PM View: | Citigroup Inc. (C) | 20-Jan-09 | Payment of Exercise | 35,322 | $3.19 | $112,677.00 | (5%) 711.63K to 676.31K | (96%) |
| 16-Jan-09 9:27 PM View: | Citigroup Inc. (C) | 14-Jan-09 | Grant | 208,690 | -- | -- | 41% 502.94K to 711.63K |