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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Jan-24 1:39 PM View:  | Opko Health, Inc. (OPK) | 05-Jan-24 | Private Purchase | 10,000 | $0.87 | $8,669.00 | < 1% 6.18M to 6.19M | |
| 04-Dec-23 6:30 PM View: | Red Violet, Inc. (RDVT) | 30-Nov-23 | Grant | 10,800 | -- | -- | 8% 132.34K to 143.14K | |
| 13-Nov-23 8:21 AM View: | Opko Health, Inc. (OPK) | 10-Nov-23 | Private Purchase | 10,000 | $1.30 | $13,000.00 | < 1% 6.17M to 6.18M | |
| 30-May-23 4:13 PM View: | ChromaDex Corporation (CDXC) | 25-May-23 | Private Purchase | 7,000 | $1.46 | $10,220.00 | 100% 0 to 7.0K | |
| 13-Oct-22 6:56 PM View: | Red Violet, Inc. (RDVT) | 12-Oct-22 | Grant | 10,800 | -- | -- | 9% 121.54K to 132.34K | |
| 27-Sep-21 6:30 PM View: | Red Violet, Inc. (RDVT) | 24-Sep-21 | Grant | 8,900 | -- | -- | 8% 112.64K to 121.54K | |
| 24-Nov-20 5:00 PM View: | Red Violet, Inc. (RDVT) | 20-Nov-20 | Grant | 7,000 | -- | -- | 7% 105.64K to 112.64K | |
| 27-Aug-20 8:40 AM View: | Opko Health, Inc. (OPK) | 26-Aug-20 | Market Purchase | 10,000 | $3.99 | $39,943.00 | < 1% 6.16M to 6.17M | 6% |
| 30-Oct-19 5:35 PM View: | Red Violet, Inc. (RDVT) | 28-Oct-19 | Grant | 12,500 | -- | -- | 13% 93.14K to 105.64K | |
| 25-Oct-19 2:46 PM View: | Opko Health, Inc. (OPK) | 25-Oct-19 | Market Purchase | 15,000 | $1.50 | $22,500.00 | < 1% 25.82M to 25.84M | 185% |
| 09-Oct-19 8:40 PM View: | Castle Brands Inc. (ROX) | 08-Oct-19 | Disposition | 22,500 | $1.27 | $28,575.00 | (17%) 131.0K to 108.5K | |
| 09-Oct-19 8:40 PM View: | Castle Brands Inc. (ROX) | 08-Oct-19 | Disposition (change in control) | 108,500 | $1.27 | $137,795.00 | (100%) 108.5K to 0 | |
| 05-Aug-19 8:17 PM View: | Red Violet, Inc. (RDVT) | 01-Aug-19 | Grant | 33,334 | -- | -- | 77% 43.14K to 76.47K | |
| 10-May-19 6:16 AM View: | Opko Health, Inc. (OPK) | 09-May-19 | Market Purchase | 10,000 | $2.14 | $21,442.00 | < 1% 25.81M to 25.82M | 101% |
| 07-Mar-19 9:45 AM View: | Opko Health, Inc. (OPK) | 06-Mar-19 | Market Purchase | 8,000 | $2.56 | $20,452.20 | < 1% 25.8M to 25.81M | 68% |
| 01-Mar-19 5:05 PM View: | Castle Brands Inc. (ROX) | 27-Feb-19 | Grant | 15,000 | -- | -- | 13% 116.0K to 131.0K | |
| 05-Feb-19 4:33 PM View: | Opko Health, Inc. (OPK) | 01-Feb-19 | Payment of Exercise | 5,645 | $3.59 | $20,265.50 | (< 1%) 25.81M to 25.8M | (20%) |
| 05-Feb-19 4:33 PM View: | Opko Health, Inc. (OPK) | 01-Feb-19 | Option Exercise | 24,877 | $0.66 | $16,418.80 | < 1% 25.78M to 25.81M | |
| 18-Jan-19 7:26 AM View: | Castle Brands Inc. (ROX) | 16-Jan-19 | Option Exercise | 100,000 | $0.23 | $23,000.00 | 625% 16.0K to 116.0K | |
| 18-Jun-18 10:52 AM View: | Vbi Vaccines Inc/bc (VBIV) | 14-Jun-18 | Option Exercise | 18,750 | -- | -- | 50% 37.5K to 56.25K | |
| 02-Apr-18 7:57 AM View: | Red Violet, Inc. (RDVT) | 29-Mar-18 | Grant | 20,000 | -- | -- | 62% 32.14K to 52.14K | |
| 08-Mar-18 6:49 AM View: | Opko Health, Inc. (OPK) | 07-Mar-18 | Market Purchase | 6,000 | $3.25 | $19,500.00 | < 1% 25.78M to 25.78M | 32% |
| 05-Mar-18 5:06 PM View: | Castle Brands Inc. (ROX) | 01-Mar-18 | Grant | 15,000 | -- | -- | 1500% 1.0K to 16.0K | |
| 16-Jun-17 6:01 PM View: | Vbi Vaccines Inc/bc (VBIV) | 14-Jun-17 | Option Exercise | 18,750 | -- | -- | 100% 18.75K to 37.5K | |
| 01-Jun-17 9:27 AM View: | Opko Health, Inc. (OPK) | 31-May-17 | Market Purchase | 2,000 | $6.10 | $12,200.00 | < 1% 25.77M to 25.78M | (30%) |
| 11-May-17 2:17 PM View: | Opko Health, Inc. (OPK) | 11-May-17 | Market Purchase | 2,000 | $6.91 | $13,814.20 | < 1% 25.77M to 25.77M | (38%) |
| 17-Apr-17 4:39 PM View: | IDI, Inc. (FLNT) | 13-Apr-17 | Grant | 25,000 | -- | -- | 500% 5.0K to 30.0K | |
| 13-Apr-17 4:25 PM View: | Opko Health, Inc. (OPK) | 12-Apr-17 | Payment of Exercise | 158,336 | $7.66 | $1,212,850.00 | (< 1%) 25.93M to 25.77M | 44% |
| 13-Apr-17 4:25 PM View: | Opko Health, Inc. (OPK) | 12-Apr-17 | Option Exercise | 265,000 | $2.36 | $625,400.00 | 1% 25.67M to 25.93M | |
| 09-Feb-17 7:46 AM View: | Opko Health, Inc. (OPK) | 08-Feb-17 | Market Purchase | 2,000 | $8.11 | $16,214.00 | < 1% 25.66M to 25.67M | (47%) |
| 03-Jan-17 7:56 AM View: | Opko Health, Inc. (OPK) | 30-Dec-16 | Market Purchase | 2,000 | $9.18 | $18,352.60 | < 1% 25.66M to 25.66M | (53%) |
| 12-Aug-16 6:54 PM View: | clickNsettle.com Inc. (BCDA;BCDAW) | 11-Aug-16 | Grant | 200,000 | -- | -- | 195% 102.82K to 302.82K | |
| 03-Jun-16 6:38 PM View: | IDI, Inc. (FLNT) | 01-Jun-16 | Grant | 100,000 | -- | -- | 133% 75.0K to 175.0K | |
| 05-May-16 5:20 PM View: | Opko Health, Inc. (OPK) | 03-May-16 | Payment of Exercise | 134,918 | $10.34 | $1,395,050.00 | (< 1%) 25.78M to 25.65M | 58% |
| 05-May-16 5:20 PM View: | Opko Health, Inc. (OPK) | 03-May-16 | Option Exercise | 250,000 | $1.16 | $290,000.00 | < 1% 25.53M to 25.78M | |
| 31-Mar-16 6:04 AM View: | Opko Health, Inc. (OPK) | 30-Mar-16 | Market Purchase | 1,000 | $10.17 | $10,166.20 | < 1% 25.53M to 25.53M | (58%) |
| 17-Mar-16 4:05 PM View: | Cocrystal Pharma, Inc. (COCP) | 15-Mar-16 | Private Purchase | 39,216 | $0.51 | $20,000.20 | 72% 54.35K to 93.56K | |
| 25-Sep-15 7:13 PM View: | IDI, Inc. (FLNT) | 24-Sep-15 | Option Exercise | 73,000 | -- | -- | 44% 165.25K to 238.25K | |
| 20-Aug-15 5:09 PM View: | Opko Health, Inc. (OPK) | 20-Aug-15 | Market Purchase | 2,000 | $12.40 | $24,799.00 | < 1% 25.53M to 25.53M | (65%) |
| 30-Jul-15 7:08 PM View: | IDI, Inc. (FLNT) | 28-Jul-15 | Option Exercise | 27,000 | -- | -- | 20% 138.25K to 165.25K | |
| 03-Jun-15 9:14 PM View: | IDI, Inc. (FLNT) | 02-Jun-15 | Grant | 75,000 | -- | -- | 119% 63.26K to 138.25K | |
| 27-Mar-15 4:20 PM View: | Cocrystal Pharma, Inc. (COCP) | 25-Mar-15 | Purchase | 54,348 | $0.92 | $50,000.20 | 8% 639.92K to 694.27K | |
| 05-Mar-15 5:45 PM View: | Cocrystal Pharma, Inc. (COCP) | 03-Mar-15 | Option Exercise | 109,920 | -- | -- | 21% 530.0K to 639.92K | |
| 02-Feb-15 6:02 AM View: | Opko Health, Inc. (OPK) | 31-Jan-15 | Payment of Exercise | 75,299 | $11.78 | $886,796.00 | (< 1%) 25.8M to 25.73M | 64% |
| 02-Feb-15 6:02 AM View: | Opko Health, Inc. (OPK) | 31-Jan-15 | Payment of Exercise Duplicate | 195,642 | $11.76 | $2,300,610.00 | (< 1%) 25.73M to 25.53M | 63% |
| 02-Feb-15 6:02 AM View: | Opko Health, Inc. (OPK) | 31-Jan-15 | Option Exercise | 1,036,440 | $0.86 | $886,744.00 | 5% 19.97M to 21.01M | |
| 02-Feb-15 6:02 AM View: | Opko Health, Inc. (OPK) | 31-Jan-15 | Option Exercise | 4,796,160 | $0.48 | $2,300,550.00 | 23% 21.01M to 25.8M | |
| 15-Apr-14 6:19 PM View: | Opko Health, Inc. (OPK) | 15-Apr-14 | Market Option Sale | 79,300 | $8.10 | $642,615.00 | (< 1%) 20.05M to 19.97M | 47% |
| 15-Apr-14 6:19 PM View: | Opko Health, Inc. (OPK) | 14-Apr-14 | Market Option Sale | 100,000 | $8.58 | $857,700.00 | (< 1%) 20.15M to 20.05M | 50% |
| 15-Apr-14 6:19 PM View: | Opko Health, Inc. (OPK) | 11-Apr-14 | Payment of Exercise | 312,289 | $8.87 | $2,770,000.00 | (2%) 20.46M to 20.15M | 52% |