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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 12-Apr-24 5:16 PM View:  | Hewlett Packard Enterprise Co (HPE) | 10-Apr-24 | Option Exercise | 17,390 | -- | -- | 14% 125.26K to 142.65K | |
| 08-Apr-24 2:23 PM View: | Broadridge Financial Soluti... (BR) | 05-Apr-24 | Grant | 18 | -- | -- | < 1% 4.61K to 4.63K | |
| 09-Jan-24 12:27 PM View: | Broadridge Financial Soluti... (BR) | 05-Jan-24 | Grant | 18 | -- | -- | < 1% 4.59K to 4.61K | |
| 13-Nov-23 3:20 PM View: | Broadridge Financial Soluti... (BR) | 09-Nov-23 | Grant | 538 | -- | -- | 13% 4.06K to 4.59K | |
| 10-Oct-23 9:05 AM View: | Broadridge Financial Soluti... (BR) | 05-Oct-23 | Grant | 18 | -- | -- | < 1% 4.04K to 4.06K | |
| 10-Jul-23 12:17 PM View: | Broadridge Financial Soluti... (BR) | 06-Jul-23 | Grant | 17 | -- | -- | < 1% 4.02K to 4.04K | |
| 05-Apr-23 3:03 PM View: | Broadridge Financial Soluti... (BR) | 05-Apr-23 | Grant | 20 | -- | -- | < 1% 4.0K to 4.02K | |
| 07-Apr-23 9:01 PM View: | Hewlett Packard Enterprise Co (HPE) | 05-Apr-23 | Option Exercise | 15,118 | -- | -- | 14% 109.18K to 124.29K | |
| 09-Jan-23 12:13 PM View: | Broadridge Financial Soluti... (BR) | 05-Jan-23 | Grant | 20 | -- | -- | < 1% 3.98K to 4.0K | |
| 14-Nov-22 12:56 PM View: | Broadridge Financial Soluti... (BR) | 09-Nov-22 | Grant | 627 | -- | -- | 19% 3.35K to 3.98K | |
| 07-Oct-22 12:39 PM View: | Broadridge Financial Soluti... (BR) | 05-Oct-22 | Grant | 14 | -- | -- | < 1% 3.34K to 3.35K | |
| 07-Jul-22 4:35 PM View: | Broadridge Financial Soluti... (BR) | 06-Jul-22 | Grant | 14 | -- | -- | < 1% 3.33K to 3.34K | |
| 07-Apr-22 2:11 PM View: | Broadridge Financial Soluti... (BR) | 05-Apr-22 | Grant | 13 | -- | -- | < 1% 3.31K to 3.33K | |
| 07-Apr-22 6:02 PM View: | Hewlett Packard Enterprise Co (HPE) | 05-Apr-22 | Option Exercise | 14,479 | -- | -- | 15% 93.62K to 108.1K | |
| 07-Jan-22 12:26 PM View: | Broadridge Financial Soluti... (BR) | 05-Jan-22 | Grant | 11 | -- | -- | < 1% 3.3K to 3.31K | |
| 22-Nov-21 12:05 PM View: | Broadridge Financial Soluti... (BR) | 18-Nov-21 | Grant | 485 | -- | -- | 17% 2.82K to 3.3K | |
| 06-Oct-21 2:56 PM View: | Broadridge Financial Soluti... (BR) | 05-Oct-21 | Grant | 10 | -- | -- | < 1% 2.81K to 2.82K | |
| 06-Jul-21 11:30 AM View: | Broadridge Financial Soluti... (BR) | 02-Jul-21 | Grant | 9 | -- | -- | < 1% 2.8K to 2.81K | |
| 15-Apr-21 5:45 PM View: | Hewlett Packard Enterprise Co (HPE) | 14-Apr-21 | Option Exercise | 24,745 | -- | -- | 36% 68.11K to 92.86K | |
| 05-Apr-21 2:46 PM View: | Broadridge Financial Soluti... (BR) | 02-Apr-21 | Grant | 10 | -- | -- | < 1% 2.79K to 2.8K | |
| 07-Jan-21 9:59 AM View: | Broadridge Financial Soluti... (BR) | 05-Jan-21 | Grant | 10 | -- | -- | < 1% 2.78K to 2.79K | |
| 23-Nov-20 11:54 AM View: | Broadridge Financial Soluti... (BR) | 19-Nov-20 | Grant | 565 | -- | -- | 26% 2.21K to 2.78K | |
| 07-Oct-20 9:57 AM View: | Broadridge Financial Soluti... (BR) | 05-Oct-20 | Grant | 9 | -- | -- | < 1% 2.21K to 2.21K | |
| 07-Jul-20 4:08 PM View: | Broadridge Financial Soluti... (BR) | 02-Jul-20 | Grant | 9 | -- | -- | < 1% 2.2K to 2.21K | |
| 06-Apr-20 1:01 PM View: | Broadridge Financial Soluti... (BR) | 03-Apr-20 | Grant | 12 | -- | -- | < 1% 2.18K to 2.2K | |
| 02-Apr-20 7:10 PM View: | Hewlett Packard Enterprise Co (HPE) | 01-Apr-20 | Option Exercise | 14,444 | -- | -- | 28% 51.72K to 66.16K | |
| 13-Feb-20 4:28 PM View: | CSX Corp. (CSX) | 12-Feb-20 | Grant | 2,226 | $79.49 | $176,945.00 | 5% 46.16K to 48.38K | 13% |
| 06-Jan-20 2:34 PM View: | Broadridge Financial Soluti... (BR) | 03-Jan-20 | Grant | 9 | -- | -- | < 1% 2.17K to 2.18K | |
| 18-Nov-19 11:10 AM View: | Broadridge Financial Soluti... (BR) | 14-Nov-19 | Grant | 648 | -- | -- | 42% 1.53K to 2.17K | |
| 07-Oct-19 11:20 AM View: | Broadridge Financial Soluti... (BR) | 03-Oct-19 | Grant | 6 | -- | -- | < 1% 1.52K to 1.53K | |
| 08-Jul-19 10:41 AM View: | Broadridge Financial Soluti... (BR) | 03-Jul-19 | Grant | 5 | -- | -- | < 1% 1.52K to 1.52K | |
| 05-Apr-19 9:50 AM View: | Broadridge Financial Soluti... (BR) | 03-Apr-19 | Grant | 6 | -- | -- | < 1% 1.51K to 1.52K | |
| 04-Apr-19 7:00 PM View: | Hewlett Packard Enterprise Co (HPE) | 03-Apr-19 | Option Exercise | 12,777 | -- | -- | 34% 37.89K to 50.67K | |
| 08-Feb-19 4:12 PM View: | CSX Corp. (CSX) | 06-Feb-19 | Grant | 2,426 | $68.09 | $165,186.00 | 6% 43.73K to 46.16K | 32% |
| 04-Jan-19 3:44 PM View: | Broadridge Financial Soluti... (BR) | 03-Jan-19 | Grant | 7 | -- | -- | < 1% 1.5K to 1.51K | |
| 18-Dec-18 1:15 PM View: | Enbridge Inc (ENB) | 17-Dec-18 | Grant | 1,007 | -- | -- | 2% 41.55K to 42.56K | |
| 18-Dec-18 1:15 PM View: | Enbridge Inc (ENB) | 14-Dec-18 | Grant | 455 | -- | -- | 1% 41.1K to 41.55K | |
| 13-Nov-18 10:28 AM View: | Broadridge Financial Soluti... (BR) | 08-Nov-18 | Grant | 630 | -- | -- | 72% 0.87K to 1.5K | |
| 04-Oct-18 2:40 PM View: | Broadridge Financial Soluti... (BR) | 03-Oct-18 | Grant | 3 | -- | -- | < 1% 0.87K to 0.87K | |
| 25-Sep-18 11:28 AM View: | Enbridge Inc (ENB) | 21-Sep-18 | Grant | -- | -- | -- | 0% 41.1K | |
| 05-Jul-18 10:03 AM View: | Broadridge Financial Soluti... (BR) | 03-Jul-18 | Grant | 2 | -- | -- | < 1% 0.87K to 0.87K | |
| 19-Jun-18 2:18 PM View: | Enbridge Inc (ENB) | 15-Jun-18 | Grant | 475 | -- | -- | 1% 40.2K to 40.67K | |
| 05-Apr-18 9:05 PM View: | Hewlett Packard Enterprise Co (HPE) | 04-Apr-18 | Option Exercise Duplicate | 15,351 | -- | -- | 71% 21.67K to 37.02K | |
| 04-Apr-18 11:04 AM View: | Broadridge Financial Soluti... (BR) | 03-Apr-18 | Grant | 2 | -- | -- | < 1% 0.87K to 0.87K | |
| 27-Mar-18 6:04 PM View: | Enbridge Inc (ENB) | 23-Mar-18 | Grant | 468 | -- | -- | 1% 39.73K to 40.2K | |
| 09-Feb-18 1:18 PM View: | CSX Corp. (CSX) | 07-Feb-18 | Grant | 2,741 | $52.97 | $145,191.00 | 7% 40.99K to 43.73K | 68% |
| 04-Jan-18 4:45 PM View: | Broadridge Financial Soluti... (BR) | 03-Jan-18 | Grant | 3 | -- | -- | < 1% 0.86K to 0.87K | |
| 20-Nov-17 3:13 PM View: | Broadridge Financial Soluti... (BR) | 16-Nov-17 | Grant | 863 | -- | -- | 100% 0 to 0.86K | |
| 23-Mar-17 7:51 PM View: | Hewlett Packard Enterprise Co (HPE) | 22-Mar-17 | Option Exercise Duplicate | 10,253 | -- | -- | 248% 4.13K to 14.38K | |
| 28-Feb-17 10:00 PM View: | Spectra Energy Corp. (SE) | 27-Feb-17 | Disposition | 40,376 | -- | -- | (100%) 40.38K to 0 |