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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Feb-23 3:21 PM View:  | SVB Financial Group (SIVBQ) | 31-Jan-23 | Payment of Exercise | 942 | $302.44 | $284,898.00 | (4%) 26.78K to 25.84K | |
| 20-Jan-23 3:54 PM View: | SVB Financial Group (SIVBQ) | 18-Jan-23 | Grant | 3,612 | -- | -- | 16% 23.17K to 26.78K | |
| 30-Nov-22 5:03 PM View: | SVB Financial Group (SIVBQ) | 28-Nov-22 | Payment of Exercise | 88 | $217.52 | $19,141.80 | (< 1%) 23.25K to 23.17K | |
| 30-Nov-22 5:03 PM View: | SVB Financial Group (SIVBQ) | 28-Nov-22 | Option Exercise | 88 | -- | -- | < 1% 23.17K to 23.25K | |
| 30-Nov-22 5:03 PM View: | SVB Financial Group (SIVBQ) | 30-Jun-22 | Grant | 36 | $335.74 | $12,086.70 | < 1% 23.13K to 23.17K | |
| 05-May-22 6:21 PM View: | SVB Financial Group (SIVBQ) | 03-May-22 | Payment of Exercise | 97 | $512.62 | $49,724.10 | (< 1%) 23.23K to 23.13K | |
| 05-May-22 6:21 PM View: | SVB Financial Group (SIVBQ) | 03-May-22 | Option Exercise | 261 | -- | -- | 1% 22.96K to 23.23K | |
| 04-May-22 9:02 PM View: | SVB Financial Group (SIVBQ) | 01-May-22 | Payment of Exercise | 1,458 | $497.67 | $725,603.00 | (6%) 24.42K to 22.96K | |
| 04-May-22 9:02 PM View: | SVB Financial Group (SIVBQ) | 01-May-22 | Option Exercise | 3,698 | -- | -- | 18% 20.72K to 24.42K | |
| 09-Feb-22 11:42 AM View: | SVB Financial Group (SIVBQ) | 07-Feb-22 | Option Exercise | 975 | $178.39 | $173,930.00 | 4% 21.72K to 22.69K | |
| 09-Feb-22 11:42 AM View: | SVB Financial Group (SIVBQ) | 07-Feb-22 | Option Sale | 975 | $611.55 | $596,261.00 | (4%) 22.69K to 21.72K | |
| 09-Feb-22 11:42 AM View: | SVB Financial Group (SIVBQ) | 07-Feb-22 | Sale | 1,000 | $611.55 | $611,550.00 | (5%) 21.72K to 20.72K | |
| 02-Feb-22 4:37 PM View: | SVB Financial Group (SIVBQ) | 31-Jan-22 | Payment of Exercise | 4,015 | $583.90 | $2,344,360.00 | (16%) 25.73K to 21.72K | |
| 21-Jan-22 6:30 PM View: | SVB Financial Group (SIVBQ) | 19-Jan-22 | Grant | 10,862 | -- | -- | 73% 14.87K to 25.73K | |
| 29-Dec-21 4:48 PM View: | SVB Financial Group (SIVBQ) | 27-Dec-21 | Market Sale | 1,000 | $674.79 | $674,790.00 | (6%) 15.87K to 14.87K | (< 1%) |
| 12-Nov-21 11:19 AM View: | SVB Financial Group (SIVBQ) | 09-Nov-21 | Option Exercise | 1,000 | $178.39 | $178,390.00 | 6% 17.07K to 18.07K | |
| 12-Nov-21 11:19 AM View: | SVB Financial Group (SIVBQ) | 09-Nov-21 | Market Option Sale | 1,000 | $736.09 | $736,090.00 | (6%) 18.07K to 17.07K | |
| 12-Nov-21 11:19 AM View: | SVB Financial Group (SIVBQ) | 09-Nov-21 | Market Sale | 1,200 | $736.09 | $883,308.00 | (7%) 17.07K to 15.87K | |
| 11-Aug-21 11:04 AM View: | SVB Financial Group (SIVBQ) | 09-Aug-21 | Option Exercise | 1,000 | $178.39 | $178,390.00 | 6% 18.07K to 19.07K | |
| 11-Aug-21 11:04 AM View: | SVB Financial Group (SIVBQ) | 09-Aug-21 | Market Option Sale (Planned) | 1,000 | $584.41 | $584,410.00 | (5%) 19.07K to 18.07K | |
| 11-Aug-21 11:04 AM View: | SVB Financial Group (SIVBQ) | 09-Aug-21 | Market Sale (Planned) | 1,000 | $584.41 | $584,410.00 | (6%) 18.07K to 17.07K | |
| 11-Aug-21 11:04 AM View: | SVB Financial Group (SIVBQ) | 30-Jun-21 | Grant | 64 | $329.24 | $21,071.30 | < 1% 18.01K to 18.07K | |
| 16-Jun-21 8:09 PM View: | SVB Financial Group (SIVBQ) | 14-Jun-21 | Option Exercise | 2,000 | $141.79 | $283,570.00 | 10% 20.02K to 22.02K | |
| 16-Jun-21 8:09 PM View: | SVB Financial Group (SIVBQ) | 14-Jun-21 | Market Option Sale | 2,000 | $557.13 | $1,114,260.00 | (9%) 22.02K to 20.02K | |
| 16-Jun-21 8:09 PM View: | SVB Financial Group (SIVBQ) | 14-Jun-21 | Market Sale | 2,012 | $557.13 | $1,120,950.00 | (10%) 20.02K to 18.01K | |
| 05-May-21 6:45 PM View: | SVB Financial Group (SIVBQ) | 02-May-21 | Payment of Exercise | 203 | $564.63 | $114,620.00 | (1%) 20.22K to 20.02K | |
| 05-May-21 6:45 PM View: | SVB Financial Group (SIVBQ) | 02-May-21 | Option Exercise | 515 | -- | -- | 3% 19.71K to 20.22K | |
| 05-May-21 6:45 PM View: | SVB Financial Group (SIVBQ) | 01-May-21 | Payment of Exercise | 648 | $564.63 | $365,880.00 | (3%) 20.87K to 20.22K | |
| 05-May-21 6:45 PM View: | SVB Financial Group (SIVBQ) | 01-May-21 | Option Exercise | 1,642 | -- | -- | 9% 19.23K to 20.87K | |
| 02-Feb-21 3:14 PM View: | SVB Financial Group (SIVBQ) | 29-Jan-21 | Payment of Exercise | 1,559 | $437.78 | $682,499.00 | (8%) 20.27K to 18.71K | (4%) |
| 29-Jan-21 4:09 PM View: | SVB Financial Group (SIVBQ) | 28-Jan-21 | Market Sale | 2,500 | $453.50 | $1,133,750.00 | (11%) 22.77K to 20.27K | |
| 29-Jan-21 4:09 PM View: | SVB Financial Group (SIVBQ) | 27-Jan-21 | Option Exercise | 3,158 | $128.36 | $405,368.00 | 14% 22.77K to 25.93K | |
| 29-Jan-21 4:09 PM View: | SVB Financial Group (SIVBQ) | 27-Jan-21 | Market Option Sale | 3,158 | $471.59 | $1,489,270.00 | (12%) 25.93K to 22.77K | |
| 22-Jan-21 11:57 AM View: | SVB Financial Group (SIVBQ) | 20-Jan-21 | Grant | 3,960 | -- | -- | 21% 18.81K to 22.77K | |
| 10-Nov-20 7:38 PM View: | SVB Financial Group (SIVBQ) | 09-Nov-20 | Market Sale | 2,650 | $332.71 | $881,682.00 | (12%) 21.46K to 18.81K | (13%) |
| 22-Oct-20 6:37 PM View: | SVB Financial Group (SIVBQ) | 20-Oct-20 | Option Exercise | 1,495 | $129.81 | $194,066.00 | 7% 21.46K to 22.96K | |
| 22-Oct-20 6:37 PM View: | SVB Financial Group (SIVBQ) | 20-Oct-20 | Market Option Sale | 1,495 | $280.00 | $418,600.00 | (7%) 22.96K to 21.46K | (34%) |
| 04-Sep-20 6:34 PM View: | SVB Financial Group (SIVBQ) | 02-Sep-20 | Option Exercise | 2,500 | $105.18 | $262,950.00 | 12% 21.46K to 23.96K | |
| 04-Sep-20 6:34 PM View: | SVB Financial Group (SIVBQ) | 02-Sep-20 | Market Option Sale | 2,500 | $260.00 | $650,000.00 | (10%) 23.96K to 21.46K | (45%) |
| 12-Aug-20 11:17 AM View: | SVB Financial Group (SIVBQ) | 10-Aug-20 | Market Sale (Planned) | 2,090 | $238.83 | $499,155.00 | (9%) 23.55K to 21.46K | (57%) |
| 12-Aug-20 11:17 AM View: | SVB Financial Group (SIVBQ) | 30-Jun-20 | Grant | 98 | $183.20 | $17,953.70 | < 1% 23.46K to 23.55K | |
| 13-May-20 11:37 AM View: | SVB Financial Group (SIVBQ) | 11-May-20 | Market Sale | 1,050 | $183.01 | $192,160.00 | (4%) 24.51K to 23.46K | (105%) |
| 06-May-20 11:56 AM View: | SVB Financial Group (SIVBQ) | 02-May-20 | Payment of Exercise | 552 | $182.35 | $100,657.00 | (2%) 25.06K to 24.51K | (106%) |
| 06-May-20 11:56 AM View: | SVB Financial Group (SIVBQ) | 02-May-20 | Option Exercise | 1,222 | -- | -- | 5% 23.84K to 25.06K | |
| 05-May-20 8:39 PM View: | SVB Financial Group (SIVBQ) | 01-May-20 | Payment of Exercise | 416 | $184.86 | $76,901.80 | (2%) 24.25K to 23.84K | (103%) |
| 05-May-20 8:39 PM View: | SVB Financial Group (SIVBQ) | 01-May-20 | Option Exercise | 920 | -- | -- | 4% 23.34K to 24.25K | |
| 03-Feb-20 4:45 PM View: | SVB Financial Group (SIVBQ) | 30-Jan-20 | Payment of Exercise | 1,944 | $248.14 | $482,384.00 | (8%) 25.27K to 23.32K | (52%) |
| 28-Jan-20 6:07 PM View: | SVB Financial Group (SIVBQ) | 24-Jan-20 | Option Exercise | 711 | $107.98 | $76,773.80 | 3% 25.27K to 25.98K | |
| 28-Jan-20 6:07 PM View: | SVB Financial Group (SIVBQ) | 24-Jan-20 | Market Option Sale | 711 | $270.00 | $191,970.00 | (3%) 25.98K to 25.27K | (39%) |
| 24-Jan-20 4:22 PM View: | SVB Financial Group (SIVBQ) | 22-Jan-20 | Grant | 5,497 | -- | -- | 28% 19.77K to 25.27K |