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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 27-Nov-23 8:05 PM View:  | Hercules Technology Growth ... (HTGC) | 22-Nov-23 | Grant | 149 | $15.87 | $2,364.63 | < 1% 90.03K to 90.18K | |
| 27-Nov-23 8:05 PM View: | Hercules Technology Growth ... (HTGC) | 22-Nov-23 | Grant | 5,800 | -- | -- | 6% 90.18K to 95.98K | |
| 27-Nov-23 8:05 PM View: | Hercules Technology Growth ... (HTGC) | 22-Nov-23 | Disposition | 5,800 | -- | -- | (6%) 95.98K to 90.18K | |
| 11-Sep-23 5:15 PM View: | Hercules Technology Growth ... (HTGC) | 08-Sep-23 | Grant | 5,656 | $15.90 | $89,930.40 | 112% 5.06K to 10.72K | |
| 28-Aug-23 5:03 PM View: | Hercules Technology Growth ... (HTGC) | 25-Aug-23 | Grant | 144 | $16.41 | $2,363.04 | < 1% 84.23K to 84.37K | 4% |
| 28-Aug-23 5:03 PM View: | Hercules Technology Growth ... (HTGC) | 25-Aug-23 | Grant | 1,377 | -- | -- | 2% 84.37K to 85.75K | |
| 28-Aug-23 5:03 PM View: | Hercules Technology Growth ... (HTGC) | 25-Aug-23 | Disposition | 1,377 | -- | -- | (2%) 85.75K to 84.37K | |
| 25-May-23 4:17 PM View: | Hercules Technology Growth ... (HTGC) | 23-May-23 | Grant | 218 | $13.09 | $2,853.62 | < 1% 84.01K to 84.23K | |
| 25-May-23 4:17 PM View: | Hercules Technology Growth ... (HTGC) | 23-May-23 | Grant | 186 | -- | -- | < 1% 84.23K to 84.42K | |
| 25-May-23 4:17 PM View: | Hercules Technology Growth ... (HTGC) | 23-May-23 | Disposition | 186 | -- | -- | (< 1%) 84.42K to 84.23K | |
| 13-Mar-23 4:14 PM View: | Hercules Technology Growth ... (HTGC) | 10-Mar-23 | Grant | 10,000 | $12.75 | $127,500.00 | 14% 74.01K to 84.01K | |
| 13-Mar-23 4:14 PM View: | Hercules Technology Growth ... (HTGC) | 09-Mar-23 | Grant | 187 | $15.32 | $2,864.84 | < 1% 73.83K to 74.01K | |
| 13-Mar-23 4:14 PM View: | Hercules Technology Growth ... (HTGC) | 09-Mar-23 | Grant | 220 | -- | -- | < 1% 74.01K to 74.23K | |
| 13-Mar-23 4:14 PM View: | Hercules Technology Growth ... (HTGC) | 09-Mar-23 | Disposition | 220 | -- | -- | (< 1%) 74.23K to 74.01K | |
| 21-Nov-22 4:08 PM View: | Hercules Technology Growth ... (HTGC) | 17-Nov-22 | Grant | 220 | $14.06 | $3,093.20 | < 1% 73.61K to 73.83K | |
| 21-Nov-22 4:08 PM View: | Hercules Technology Growth ... (HTGC) | 17-Nov-22 | Grant | 202 | -- | -- | < 1% 73.83K to 74.03K | |
| 21-Nov-22 4:08 PM View: | Hercules Technology Growth ... (HTGC) | 17-Nov-22 | Disposition | 202 | -- | -- | (< 1%) 74.03K to 73.83K | |
| 18-Aug-22 4:03 PM View: | Hercules Technology Growth ... (HTGC) | 16-Aug-22 | Grant | 202 | $15.13 | $3,056.26 | < 1% 73.4K to 73.61K | |
| 18-Aug-22 4:03 PM View: | Hercules Technology Growth ... (HTGC) | 16-Aug-22 | Grant | 5,496 | -- | -- | 7% 73.61K to 79.1K | |
| 18-Aug-22 4:03 PM View: | Hercules Technology Growth ... (HTGC) | 16-Aug-22 | Disposition | 5,496 | -- | -- | (7%) 79.1K to 73.61K | |
| 01-Aug-22 4:43 PM View: | Hercules Technology Growth ... (HTGC) | 01-Aug-22 | Grant | 4,339 | $16.13 | $69,995.90 | 6% 69.06K to 73.4K | |
| 01-Aug-22 4:43 PM View: | Hercules Technology Growth ... (HTGC) | 01-Aug-22 | Grant | 230 | -- | -- | < 1% 73.4K to 73.63K | |
| 01-Aug-22 4:43 PM View: | Hercules Technology Growth ... (HTGC) | 01-Aug-22 | Disposition | 230 | -- | -- | (< 1%) 73.63K to 73.4K | |
| 26-May-22 5:26 PM View: | Hercules Technology Growth ... (HTGC) | 24-May-22 | Grant | 230 | $15.06 | $3,463.80 | 3% 7.23K to 7.46K | |
| 13-May-22 4:11 PM View: | Hercules Technology Growth ... (HTGC) | 12-May-22 | Disposition | 7,231 | -- | -- | (10%) 76.07K to 68.83K | |
| 13-May-22 4:11 PM View: | Hercules Technology Growth ... (HTGC) | 12-May-22 | Private Purchase | 10,000 | $14.88 | $148,800.00 | 15% 66.07K to 76.07K | |
| 18-Mar-22 4:07 PM View: | Hercules Technology Growth ... (HTGC) | 16-Mar-22 | Grant | 205 | $16.99 | $3,482.95 | < 1% 58.63K to 58.84K | < 1% |
| 27-Dec-21 4:21 PM View: | Hercules Technology Growth ... (HTGC) | 22-Dec-21 | Grant | 185 | $17.24 | $3,189.67 | < 1% 58.45K to 58.63K | (4%) |
| 19-Nov-21 4:54 PM View: | Hercules Technology Growth ... (HTGC) | 17-Nov-21 | Grant | 166 | $17.33 | $2,876.78 | < 1% 58.28K to 58.45K | (3%) |
| 19-Aug-21 4:49 PM View: | Hercules Technology Growth ... (HTGC) | 18-Aug-21 | Grant | 165 | $16.98 | $2,801.70 | < 1% 58.11K to 58.28K | < 1% |
| 02-Aug-21 5:44 PM View: | Hercules Technology Growth ... (HTGC) | 02-Aug-21 | Grant | 4,013 | $17.44 | $69,986.70 | 7% 54.1K to 58.11K | 0% |
| 28-Jun-21 4:03 PM View: | Hercules Technology Growth ... (HTGC) | 24-Jun-21 | Grant | 3,472 | $17.28 | $59,996.20 | 7% 50.63K to 54.1K | (< 1%) |
| 04-Jun-21 7:42 PM View: | Infinera Corp. (INFN) | 03-Jun-21 | Market Sale | 172,564 | $10.12 | $1,746,640.00 | (10%) 1.7M to 1.53M | (< 1%) |
| 21-May-21 5:20 PM View: | Hercules Technology Growth ... (HTGC) | 19-May-21 | Grant | 92 | $15.98 | $1,470.16 | < 1% 50.54K to 50.63K | 6% |
| 07-May-21 7:03 PM View: | Infinera Corp. (INFN) | 05-May-21 | Payment of Exercise | 31,972 | $8.58 | $274,320.00 | (2%) 1.73M to 1.7M | |
| 07-May-21 7:03 PM View: | Infinera Corp. (INFN) | 05-May-21 | Option Exercise | 64,485 | -- | -- | 4% 1.67M to 1.73M | |
| 03-May-21 4:51 PM View: | Hercules Technology Growth ... (HTGC) | 03-May-21 | Payment of Exercise | 9,400 | $17.53 | $164,782.00 | (16%) 59.94K to 50.54K | |
| 03-May-21 4:51 PM View: | Hercules Technology Growth ... (HTGC) | 03-May-21 | Option Exercise | 10,000 | $16.34 | $163,400.00 | 20% 49.94K to 59.94K | |
| 16-Mar-21 4:23 PM View: | Hercules Technology Growth ... (HTGC) | 15-Mar-21 | Grant | 90 | $16.60 | $1,494.00 | < 1% 49.85K to 49.94K | 0% |
| 16-Mar-21 4:23 PM View: | Hercules Technology Growth ... (HTGC) | 15-Mar-21 | Option Exercise | 15,000 | $11.44 | $171,600.00 | 30% 49.94K to 64.94K | |
| 16-Mar-21 4:23 PM View: | Hercules Technology Growth ... (HTGC) | 15-Mar-21 | Market Option Sale | 15,000 | $16.56 | $248,400.00 | (23%) 64.94K to 49.94K | |
| 16-Mar-21 5:27 PM View: | Infinera Corp. (INFN) | 12-Mar-21 | Market Sale | 35,065 | $9.82 | $344,166.00 | (2%) 1.71M to 1.67M | (3%) |
| 03-Mar-21 7:42 PM View: | Infinera Corp. (INFN) | 01-Mar-21 | Market Sale | 64,935 | $10.00 | $649,350.00 | (4%) 1.77M to 1.71M | 6% |
| 11-Feb-21 6:37 PM View: | Infinera Corp. (INFN) | 09-Feb-21 | Payment of Exercise | 143,684 | $10.47 | $1,504,370.00 | (8%) 1.91M to 1.77M | |
| 11-Feb-21 6:37 PM View: | Infinera Corp. (INFN) | 09-Feb-21 | Option Exercise | 316,415 | -- | -- | 20% 1.6M to 1.91M | |
| 08-Dec-20 7:05 PM View: | Infinera Corp. (INFN) | 04-Dec-20 | Payment of Exercise | 256,826 | $8.78 | $2,254,930.00 | (14%) 1.85M to 1.6M | (25%) |
| 08-Dec-20 7:05 PM View: | Infinera Corp. (INFN) | 04-Dec-20 | Option Exercise | 259,976 | $8.58 | $2,230,590.00 | 16% 1.59M to 1.85M | 28% |
| 18-Nov-20 5:07 PM View: | Hercules Technology Growth ... (HTGC) | 16-Nov-20 | Grant | 111 | $11.49 | $1,275.39 | < 1% 49.74K to 49.85K | |
| 10-Nov-20 4:16 PM View: | Hercules Technology Growth ... (HTGC) | 06-Nov-20 | Grant | 4,379 | $11.40 | $49,920.60 | 10% 45.36K to 49.74K | 24% |
| 19-Aug-20 5:06 PM View: | Hercules Technology Growth ... (HTGC) | 17-Jul-20 | Grant | 100 | $11.93 | $1,193.00 | < 1% 45.25K to 45.35K |