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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-May-22 7:34 PM View:  | SVB Financial Group (SIVBQ) | 03-May-22 | Payment of Exercise | 37 | $512.62 | $18,966.90 | (< 1%) 5.42K to 5.39K | |
| 05-May-22 7:34 PM View: | SVB Financial Group (SIVBQ) | 03-May-22 | Option Exercise | 78 | -- | -- | 1% 5.35K to 5.42K | |
| 04-May-22 9:00 PM View: | SVB Financial Group (SIVBQ) | 01-May-22 | Payment of Exercise | 780 | $497.67 | $388,183.00 | (13%) 6.13K to 5.35K | |
| 04-May-22 9:00 PM View: | SVB Financial Group (SIVBQ) | 01-May-22 | Option Exercise | 1,570 | -- | -- | 34% 4.56K to 6.13K | |
| 02-Mar-22 1:18 PM View: | SVB Financial Group (SIVBQ) | 28-Feb-22 | Sale | 3,851 | $595.08 | $2,291,650.00 | (46%) 8.37K to 4.51K | |
| 02-Feb-22 4:37 PM View: | SVB Financial Group (SIVBQ) | 31-Jan-22 | Payment of Exercise | 2,018 | $583.90 | $1,178,310.00 | (19%) 10.38K to 8.37K | |
| 21-Jan-22 6:30 PM View: | SVB Financial Group (SIVBQ) | 19-Jan-22 | Grant | 4,565 | -- | -- | 78% 5.82K to 10.38K | |
| 21-Jan-22 6:30 PM View: | SVB Financial Group (SIVBQ) | 30-Dec-21 | Grant | 5 | $480.15 | $2,400.74 | < 1% 5.81K to 5.82K | |
| 09-Nov-21 1:31 PM View: | SVB Financial Group (SIVBQ) | 05-Nov-21 | Payment of Exercise | 68 | $747.52 | $50,831.40 | (1%) 5.88K to 5.82K | |
| 09-Nov-21 1:31 PM View: | SVB Financial Group (SIVBQ) | 05-Nov-21 | Option Exercise | 68 | -- | -- | 1% 5.82K to 5.88K | |
| 09-Nov-21 1:31 PM View: | SVB Financial Group (SIVBQ) | 30-Jun-21 | Grant | 23 | $329.24 | $7,572.50 | < 1% 5.79K to 5.82K | |
| 26-May-21 11:11 AM View: | SVB Financial Group (SIVBQ) | 24-May-21 | Market Sale | 127 | $574.27 | $72,932.30 | (2%) 5.94K to 5.81K | < 1% |
| 05-May-21 6:53 PM View: | SVB Financial Group (SIVBQ) | 02-May-21 | Payment of Exercise | 85 | $564.63 | $47,993.60 | (1%) 6.02K to 5.94K | |
| 05-May-21 6:53 PM View: | SVB Financial Group (SIVBQ) | 02-May-21 | Option Exercise | 171 | -- | -- | 3% 5.85K to 6.02K | |
| 05-May-21 6:53 PM View: | SVB Financial Group (SIVBQ) | 01-May-21 | Payment of Exercise | 270 | $564.63 | $152,450.00 | (4%) 6.29K to 6.02K | |
| 05-May-21 6:53 PM View: | SVB Financial Group (SIVBQ) | 01-May-21 | Option Exercise | 542 | -- | -- | 9% 5.75K to 6.29K | |
| 02-Feb-21 2:51 PM View: | SVB Financial Group (SIVBQ) | 29-Jan-21 | Payment of Exercise | 449 | $437.78 | $196,563.00 | (7%) 6.02K to 5.57K | (4%) |
| 29-Jan-21 4:03 PM View: | SVB Financial Group (SIVBQ) | 27-Jan-21 | Option Exercise | 1,831 | $254.16 | $465,365.00 | 22% 8.26K to 10.09K | |
| 29-Jan-21 4:03 PM View: | SVB Financial Group (SIVBQ) | 27-Jan-21 | Market Option Sale | 1,831 | $465.10 | $851,598.00 | (18%) 10.09K to 8.26K | |
| 29-Jan-21 4:03 PM View: | SVB Financial Group (SIVBQ) | 27-Jan-21 | Market Sale | 2,244 | $465.10 | $1,043,680.00 | (27%) 8.26K to 6.02K | |
| 22-Jan-21 12:59 PM View: | SVB Financial Group (SIVBQ) | 20-Jan-21 | Grant | 1,244 | -- | -- | 18% 7.02K to 8.26K | |
| 22-Jan-21 12:59 PM View: | SVB Financial Group (SIVBQ) | 31-Dec-20 | Grant | 13 | $175.34 | $2,279.39 | < 1% 7.0K to 7.02K | |
| 22-Jan-21 12:59 PM View: | SVB Financial Group (SIVBQ) | 30-Jun-20 | Grant | 32 | $183.20 | $5,862.43 | < 1% 6.97K to 7.0K | |
| 24-Jun-20 11:11 AM View: | SVB Financial Group (SIVBQ) | 22-Jun-20 | Option Exercise | 804 | $105.18 | $84,564.70 | 11% 7.02K to 7.83K | |
| 24-Jun-20 11:11 AM View: | SVB Financial Group (SIVBQ) | 22-Jun-20 | Market Option Sale | 804 | $219.05 | $176,116.00 | (10%) 7.83K to 7.02K | (72%) |
| 06-May-20 11:50 AM View: | SVB Financial Group (SIVBQ) | 02-May-20 | Payment of Exercise | 142 | $182.35 | $25,893.70 | (2%) 7.16K to 7.02K | (106%) |
| 06-May-20 11:50 AM View: | SVB Financial Group (SIVBQ) | 02-May-20 | Option Exercise | 406 | -- | -- | 6% 6.76K to 7.16K | |
| 05-May-20 8:43 PM View: | SVB Financial Group (SIVBQ) | 01-May-20 | Payment of Exercise | 101 | $184.86 | $18,670.90 | (1%) 6.86K to 6.76K | (103%) |
| 05-May-20 8:43 PM View: | SVB Financial Group (SIVBQ) | 01-May-20 | Option Exercise | 290 | -- | -- | 4% 6.57K to 6.86K | |
| 03-Mar-20 11:40 AM View: | SVB Financial Group (SIVBQ) | 28-Feb-20 | Market Sale | 1,174 | $203.12 | $238,463.00 | (15%) 7.64K to 6.46K | (85%) |
| 03-Feb-20 4:38 PM View: | SVB Financial Group (SIVBQ) | 30-Jan-20 | Payment of Exercise | 658 | $248.14 | $163,276.00 | (8%) 8.29K to 7.64K | (52%) |
| 24-Jan-20 4:08 PM View: | SVB Financial Group (SIVBQ) | 22-Jan-20 | Grant | 1,832 | -- | -- | 28% 6.46K to 8.29K | |
| 24-Jan-20 4:08 PM View: | SVB Financial Group (SIVBQ) | 31-Dec-19 | Grant | 11 | $189.86 | $2,088.46 | < 1% 6.45K to 6.46K | |
| 24-Jan-20 4:08 PM View: | SVB Financial Group (SIVBQ) | 28-Jun-19 | Grant | 42 | $166.46 | $6,991.32 | < 1% 6.41K to 6.45K | |
| 07-May-19 12:45 PM View: | SVB Financial Group (SIVBQ) | 03-May-19 | Market Sale | 204 | $256.01 | $52,226.00 | (3%) 6.62K to 6.41K | (47%) |
| 06-May-19 2:52 PM View: | SVB Financial Group (SIVBQ) | 02-May-19 | Payment of Exercise | 204 | $255.42 | $52,105.70 | (2%) 8.34K to 8.14K | (47%) |
| 06-May-19 2:52 PM View: | SVB Financial Group (SIVBQ) | 02-May-19 | Option Exercise | 408 | -- | -- | 6% 6.58K to 6.99K | |
| 06-May-19 2:52 PM View: | SVB Financial Group (SIVBQ) | 02-May-19 | Option Exercise | 1,358 | $134.99 | $183,320.00 | 19% 6.99K to 8.34K | |
| 06-May-19 2:52 PM View: | SVB Financial Group (SIVBQ) | 02-May-19 | Market Option Sale (Planned) | 1,524 | $249.57 | $380,345.00 | (19%) 8.14K to 6.62K | (51%) |
| 03-May-19 3:02 PM View: | SVB Financial Group (SIVBQ) | 01-May-19 | Payment of Exercise | 165 | $250.43 | $41,320.90 | (2%) 7.33K to 7.17K | (50%) |
| 03-May-19 3:02 PM View: | SVB Financial Group (SIVBQ) | 01-May-19 | Option Exercise | 331 | -- | -- | 5% 6.41K to 6.74K | |
| 03-May-19 3:02 PM View: | SVB Financial Group (SIVBQ) | 01-May-19 | Option Exercise | 590 | $129.81 | $76,587.90 | 9% 6.74K to 7.33K | |
| 03-May-19 3:02 PM View: | SVB Financial Group (SIVBQ) | 01-May-19 | Market Option Sale (Planned) | 590 | $251.10 | $148,149.00 | (8%) 7.17K to 6.58K | (50%) |
| 15-Feb-19 12:26 PM View: | SVB Financial Group (SIVBQ) | 14-Feb-19 | Market Sale | 1,721 | $240.70 | $414,245.00 | (21%) 8.09K to 6.37K | (56%) |
| 15-Feb-19 12:26 PM View: | SVB Financial Group (SIVBQ) | 13-Feb-19 | Option Exercise | 1,948 | $133.42 | $259,907.00 | 24% 8.09K to 10.03K | |
| 15-Feb-19 12:26 PM View: | SVB Financial Group (SIVBQ) | 13-Feb-19 | Market Option Sale | 1,948 | $243.88 | $475,088.00 | (19%) 10.03K to 8.09K | (54%) |
| 01-Feb-19 5:56 PM View: | SVB Financial Group (SIVBQ) | 30-Jan-19 | Payment of Exercise | 961 | $240.00 | $230,640.00 | (11%) 9.05K to 8.09K | (57%) |
| 25-Jan-19 4:51 PM View: | SVB Financial Group (SIVBQ) | 23-Jan-19 | Grant | 2,709 | -- | -- | 43% 6.34K to 9.05K | |
| 25-Jan-19 4:51 PM View: | SVB Financial Group (SIVBQ) | 31-Dec-18 | Grant | 13 | $161.43 | $2,098.62 | < 1% 6.33K to 6.34K | |
| 25-Jan-19 4:51 PM View: | SVB Financial Group (SIVBQ) | 29-Jun-18 | Grant | 31 | $201.77 | $6,254.96 | < 1% 6.29K to 6.33K |