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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-Mar-24 5:02 PM View:  | Mosaic Co. (MOS) | 04-Mar-24 | Payment of Exercise | 17,568 | $31.29 | $549,703.00 | (8%) 211.26K to 193.69K | |
| 06-Mar-24 5:02 PM View: | Mosaic Co. (MOS) | 04-Mar-24 | Option Exercise | 44,520 | -- | -- | 27% 166.74K to 211.26K | |
| 07-Mar-23 8:56 PM View: | Mosaic Co. (MOS) | 05-Mar-23 | Payment of Exercise | 65,202 | $57.14 | $3,725,640.00 | (28%) 231.94K to 166.74K | |
| 07-Mar-23 8:56 PM View: | Mosaic Co. (MOS) | 05-Mar-23 | Option Exercise | 165,586 | -- | -- | 250% 66.35K to 231.94K | |
| 09-Mar-22 4:42 PM View: | Mosaic Co. (MOS) | 07-Mar-22 | Payment of Exercise | 18,799 | $61.14 | $1,149,370.00 | (22%) 85.15K to 66.35K | |
| 09-Mar-22 4:42 PM View: | Mosaic Co. (MOS) | 07-Mar-22 | Option Exercise | 47,772 | -- | -- | 128% 37.38K to 85.15K | |
| 07-Jun-21 9:20 AM View: | Mosaic Co. (MOS) | 04-Jun-21 | Payment of Exercise | 21,495 | $36.04 | $774,680.00 | (37%) 58.88K to 37.38K | |
| 07-Jun-21 9:20 AM View: | Mosaic Co. (MOS) | 04-Jun-21 | Option Exercise | 54,625 | -- | -- | 1285% 4.25K to 58.88K | |
| 10-May-19 4:56 PM View: | Mosaic Co. (MOS) | 10-May-19 | Market Purchase | 4,250 | $23.60 | $100,300.00 | 100% 0 to 4.25K | (8%) |
| 11-Apr-18 10:41 AM View: | Dynegy Inc. (DYN) | 09-Apr-18 | Disposition | 102,056 | -- | -- | (100%) 102.06K to 0 | |
| 12-Mar-18 4:33 PM View: | Dynegy Inc. (DYN) | 08-Mar-18 | Payment of Exercise | 4,265 | $13.47 | $57,449.60 | (4%) 106.32K to 102.06K | |
| 12-Mar-18 4:33 PM View: | Dynegy Inc. (DYN) | 08-Mar-18 | Option Exercise | 10,846 | -- | -- | 11% 95.47K to 106.32K | |
| 06-Mar-18 5:04 PM View: | Dynegy Inc. (DYN) | 03-Mar-18 | Payment of Exercise | 1,854 | $12.65 | $23,453.10 | (2%) 97.33K to 95.47K | |
| 05-Mar-18 4:36 PM View: | Dynegy Inc. (DYN) | 01-Mar-18 | Payment of Exercise | 5,157 | $12.34 | $63,637.40 | (5%) 102.49K to 97.33K | |
| 09-Mar-17 5:20 PM View: | Dynegy Inc. (DYN) | 08-Mar-17 | Payment of Exercise | 4,588 | $7.62 | $34,960.60 | (4%) 107.07K to 102.49K | (68%) |
| 09-Mar-17 5:20 PM View: | Dynegy Inc. (DYN) | 08-Mar-17 | Option Exercise | 10,846 | -- | -- | 11% 96.23K to 107.07K | |
| 07-Mar-17 4:37 PM View: | Dynegy Inc. (DYN) | 03-Mar-17 | Payment of Exercise | 4,058 | $8.29 | $33,640.80 | (4%) 100.29K to 96.23K | (55%) |
| 03-Mar-17 5:17 PM View: | Dynegy Inc. (DYN) | 01-Mar-17 | Grant | 39,277 | -- | -- | 64% 61.01K to 100.29K | |
| 22-Mar-16 6:13 PM View: | Dynegy Inc. (DYN) | 18-Mar-16 | Payment of Exercise | 3,056 | $13.41 | $40,981.00 | (5%) 64.06K to 61.01K | 4% |
| 07-Mar-16 4:40 PM View: | Dynegy Inc. (DYN) | 03-Mar-16 | Payment of Exercise | 4,007 | $11.60 | $46,481.20 | (6%) 68.07K to 64.06K | (10%) |
| 02-Nov-15 4:48 PM View: | Dynegy Inc. (DYN) | 29-Oct-15 | Payment of Exercise | 3,822 | $19.46 | $74,376.10 | (5%) 71.89K to 68.07K | 34% |
| 13-Aug-15 5:13 PM View: | Dynegy Inc. (DYN) | 13-Aug-15 | Market Purchase | 2,000 | $24.50 | $49,000.00 | 3% 69.89K to 71.89K | (48%) |
| 14-May-15 4:36 PM View: | Dynegy Inc. (DYN) | 12-May-15 | Market Purchase | 3,250 | $32.30 | $104,975.00 | 5% 66.64K to 69.89K | (60%) |
| 20-Mar-15 4:13 PM View: | Dynegy Inc. (DYN) | 18-Mar-15 | Payment of Exercise | 3,055 | $28.84 | $88,106.20 | (4%) 69.7K to 66.64K | 56% |
| 05-Mar-15 5:05 PM View: | Dynegy Inc. (DYN) | 03-Mar-15 | Grant | 14,134 | -- | -- | 25% 57.6K to 71.74K | |
| 05-Mar-15 5:05 PM View: | Dynegy Inc. (DYN) | 03-Mar-15 | Payment of Exercise | 2,037 | $27.24 | $55,487.90 | (3%) 71.74K to 69.7K | 53% |
| 31-Oct-14 2:55 PM View: | Dynegy Inc. (DYN) | 29-Oct-14 | Payment of Exercise | 3,822 | $28.86 | $110,303.00 | (6%) 61.42K to 57.6K | 56% |
| 20-Mar-14 4:50 PM View: | Dynegy Inc. (DYN) | 18-Mar-14 | Payment of Exercise | 1,974 | $24.35 | $48,066.90 | (3%) 63.4K to 61.42K | 47% |
| 05-Mar-14 4:20 PM View: | Dynegy Inc. (DYN) | 03-Mar-14 | Grant | 14,330 | -- | -- | 29% 49.07K to 63.4K | |
| 31-Oct-13 4:35 PM View: | Dynegy Inc. (DYN) | 29-Oct-13 | Payment of Exercise | 2,469 | $19.58 | $48,343.00 | (5%) 51.54K to 49.07K | 35% |
| 20-Mar-13 5:02 PM View: | Dynegy Inc. (DYN) | 18-Mar-13 | Grant | 21,646 | -- | -- | 72% 29.89K to 51.54K | |
| 13-Nov-12 4:48 PM View: | Dynegy Inc. (DYN) | 09-Nov-12 | Market Purchase | 2,750 | $18.00 | $49,500.00 | 10% 27.14K to 29.89K | (29%) |
| 02-Nov-12 6:08 PM View: | Dynegy Inc. (DYN) | 31-Oct-12 | Grant | 27,073 | -- | -- | 39813% 68 to 27.14K | |
| 03-Oct-12 4:06 PM View: | Dynegy Inc. (DYN) | 01-Oct-12 | Acquisition (other) | 68 | -- | -- | < 1% 8.31K to 8.37K | |
| 03-Oct-12 4:06 PM View: | Dynegy Inc. (DYN) | 01-Oct-12 | Disposition (other) | 8,306 | -- | -- | (99%) 8.37K to 68 | |
| 07-Jul-11 5:19 PM View: | Dynegy Inc. (DYN) | 05-Jul-11 | Grant | 8,306 | -- | -- | 100% 0 to 8.31K | |
| 05-Feb-09 6:52 PM View: | NRG Energy, Inc. (NRG) | 03-Feb-09 | Payment of Exercise | 1,434 | -- | -- | (10%) 14.89K to 13.46K | |
| 06-Jan-09 4:53 PM View: | NRG Energy, Inc. (NRG) | 02-Jan-09 | Grant | 2,800 | -- | -- | 23% 12.09K to 14.89K | |
| 10-Sep-08 4:36 PM View: | NRG Energy, Inc. (NRG) | 09-Sep-08 | Market Purchase | 2,000 | $32.25 | $64,497.50 | 20% 10.09K to 12.09K | (13%) |
| 05-Aug-08 5:08 PM View: | NRG Energy, Inc. (NRG) | 01-Aug-08 | Payment of Exercise | 669 | -- | -- | (6%) 10.76K to 10.09K | |
| 05-Mar-08 4:54 PM View: | NRG Energy, Inc. (NRG) | 03-Mar-08 | Grant | 2,100 | -- | -- | 24% 8.66K to 10.76K |