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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 25-Jul-17 4:05 PM View:  | General Electric Co. (GE) | 24-Jul-17 | Market Purchase | 10,000 | $25.80 | $258,000.00 | 40% 25.0K to 35.0K | (59%) |
| 28-Mar-17 8:12 PM View: | Lpl Financial Holdings Inc. (LPLA) | 24-Mar-17 | Grant | 33 | -- | -- | < 1% 45.85K to 45.88K | |
| 23-Feb-17 3:59 PM View: | American Express Company (AXP) | 22-Feb-17 | Market Purchase | 4,000 | $79.74 | $318,940.00 | 100% 0 to 4.0K | 38% |
| 16-Dec-16 6:41 PM View: | Lpl Financial Holdings Inc. (LPLA) | 14-Dec-16 | Grant | 5,202 | -- | -- | 13% 40.65K to 45.85K | |
| 20-May-15 5:52 PM View: | Lpl Financial Holdings Inc. (LPLA) | 18-May-15 | Grant | 1,592 | $42.85 | $68,217.20 | 4% 38.67K to 40.26K | |
| 14-May-15 5:39 PM View: | Lpl Financial Holdings Inc. (LPLA) | 12-May-15 | Grant | 3,185 | $40.81 | $129,980.00 | 9% 35.48K to 38.67K | |
| 09-May-14 4:34 PM View: | Lpl Financial Holdings Inc. (LPLA) | 07-May-14 | Grant | 1,706 | $46.89 | $79,994.30 | 5% 33.78K to 35.48K | |
| 10-Mar-14 7:02 PM View: | Lpl Financial Holdings Inc. (LPLA) | 06-Mar-14 | Grant | 935 | $53.47 | $49,994.40 | 3% 32.84K to 33.78K | |
| 21-Nov-13 4:43 PM View: | Lpl Financial Holdings Inc. (LPLA) | 19-Nov-13 | Grant | 1,183 | -- | -- | 4% 31.66K to 32.84K | |
| 16-May-13 10:30 AM View: | The Hanover Insurance Group... (THG) | 14-May-13 | Grant Duplicate | 2,253 | -- | -- | 100% 0 to 2.25K | |
| 26-Feb-13 4:53 PM View: | Lpl Financial Holdings Inc. (LPLA) | 22-Feb-13 | Grant | 1,582 | -- | -- | 5% 30.08K to 31.66K | |
| 13-Nov-12 9:54 AM View: | Lpl Financial Holdings Inc. (LPLA) | 08-Nov-12 | Grant | 1,785 | -- | -- | 6% 28.29K to 30.08K | |
| 26-Oct-12 2:45 PM View: | General Electric Co. (GE) | 26-Oct-12 | Market Purchase | 5,000 | $21.20 | $106,000.00 | 25% 20.0K to 25.0K | (43%) |
| 03-Aug-12 4:28 PM View: | General Electric Co. (GE) | 02-Aug-12 | Market Purchase | 20,000 | $20.44 | $408,800.00 | 100% 0 to 20.0K | (41%) |
| 17-May-12 4:49 PM View: | The Hanover Insurance Group... (THG) | 15-May-12 | Grant | 2,783 | -- | -- | 29% 9.74K to 12.53K | |
| 17-May-12 4:49 PM View: | The Hanover Insurance Group... (THG) | 30-Mar-12 | Acquisition (small) | 70 | $41.42 | $2,901.80 | < 1% 9.67K to 9.74K | 202% |
| 16-Feb-12 11:37 AM View: | The Hanover Insurance Group... (THG) | 15-Feb-12 | Grant | 175 | -- | -- | 2% 9.5K to 9.67K | |
| 13-Feb-12 12:28 PM View: | Lpl Financial Holdings Inc. (LPLA) | 09-Feb-12 | Grant | 1,550 | -- | -- | 6% 26.74K to 28.29K | |
| 08-Feb-12 11:49 AM View: | The Hanover Insurance Group... (THG) | 13-Dec-11 | Acquisition (small) | 81 | $34.82 | $2,824.53 | < 1% 9.41K to 9.5K | 261% |
| 05-Dec-11 4:16 PM View: | Lpl Financial Holdings Inc. (LPLA) | 01-Dec-11 | Grant | 1,667 | -- | -- | 7% 25.08K to 26.74K | |
| 16-Nov-11 11:18 AM View: | The Hanover Insurance Group... (THG) | 15-Nov-11 | Grant | 140 | -- | -- | 2% 9.22K to 9.36K | |
| 01-Nov-11 9:25 PM View: | The Hanover Insurance Group... (THG) | 01-Nov-11 | Market Purchase (Planned) | 1,348 | $37.11 | $50,024.30 | 17% 7.87K to 9.22K | 242% |
| 03-Oct-11 2:08 PM View: | The Hanover Insurance Group... (THG) | 03-Oct-11 | Market Purchase (Planned) | 1,427 | $35.05 | $50,022.80 | 22% 6.45K to 7.87K | 262% |
| 08-Feb-12 11:49 AM View: | The Hanover Insurance Group... (THG) | 20-Sep-11 | Acquisition (small) | 38 | $36.18 | $1,387.11 | < 1% 9.38K to 9.42K | 251% |
| 01-Sep-11 6:11 PM View: | The Hanover Insurance Group... (THG) | 01-Sep-11 | Market Purchase (Planned) | 1,419 | $35.23 | $49,995.90 | 28% 5.03K to 6.45K | 260% |
| 16-Aug-11 11:31 AM View: | The Hanover Insurance Group... (THG) | 15-Aug-11 | Grant | 222 | -- | -- | 5% 4.8K to 5.03K | |
| 03-Aug-11 2:02 PM View: | The Hanover Insurance Group... (THG) | 01-Aug-11 | Market Purchase (Planned) | 1,372 | $36.43 | $49,984.00 | 40% 3.43K to 4.8K | 251% |
| 05-Jul-11 1:26 PM View: | The Hanover Insurance Group... (THG) | 01-Jul-11 | Market Purchase (Planned) | 1,322 | $37.82 | $49,996.80 | 63% 2.11K to 3.43K | 238% |
| 08-Feb-12 11:49 AM View: | The Hanover Insurance Group... (THG) | 14-Jun-11 | Acquisition (small) | 15 | $38.94 | $581.06 | < 1% 9.36K to 9.38K | 229% |
| 18-May-11 12:58 PM View: | The Hanover Insurance Group... (THG) | 17-May-11 | Grant | 1,447 | -- | -- | 218% 0.66K to 2.11K | |
| 18-May-11 12:58 PM View: | The Hanover Insurance Group... (THG) | 16-May-11 | Grant | 157 | -- | -- | 31% 0.51K to 0.66K | |
| 08-Feb-12 11:49 AM View: | The Hanover Insurance Group... (THG) | 29-Mar-11 | Acquisition (small) | 3 | $45.22 | $139.14 | < 1% 9.36K to 9.36K | 185% |
| 18-Feb-11 4:56 PM View: | Lpl Financial Holdings Inc. (LPLA) | 16-Feb-11 | Grant | 1,513 | -- | -- | 6% 23.56K to 25.08K | |
| 16-Dec-10 3:37 PM View: | The Hanover Insurance Group... (THG) | 15-Dec-10 | Grant | 506 | -- | -- | 100% 0 to 0.51K | |
| 03-Dec-10 6:11 PM View: | Lpl Financial Holdings Inc. (LPLA) | 01-Dec-10 | Grant | 1,428 | -- | -- | 6% 22.14K to 23.56K | |
| 17-Mar-10 5:51 PM View: | Lpl Financial Holdings Inc. (LPLA) | 15-Mar-10 | Grant | 2,136 | -- | -- | 11% 20.0K to 22.14K |