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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 28-Mar-19 5:34 PM View:  | Enbridge Inc (ENB) | 26-Mar-19 | Market Sale | 14,900 | $36.98 | $550,965.00 | (12%) 125.1K to 110.2K | < 1% |
| 12-Mar-19 7:25 PM View: | Enbridge Inc (ENB) | 08-Mar-19 | Disposition | 8,118 | $35.82 | $290,787.00 | (6%) 133.22K to 125.1K | (2%) |
| 20-Feb-19 1:22 PM View: | Enbridge Inc (ENB) | 16-Feb-19 | Option Exercise | 8,118 | -- | -- | 7% 124.74K to 132.86K | |
| 17-Jan-19 5:26 PM View: | Enbridge Inc (ENB) | 15-Jan-19 | Payment of Exercise | 5,035 | $31.08 | $156,488.00 | (4%) 129.78K to 124.74K | |
| 03-Jan-19 12:25 PM View: | Enbridge Inc (ENB) | 31-Dec-18 | Option Exercise | 19,975 | -- | -- | 18% 109.8K to 129.78K | |
| 18-Dec-18 8:57 PM View: | Spectra Energy Partners, LP (SEP) | 17-Dec-18 | Disposition | 684 | -- | -- | (100%) 0.68K to 0 | |
| 19-Dec-18 3:29 PM View: | Enbridge Inc (ENB) | 17-Dec-18 | Grant | 760 | -- | -- | < 1% 109.04K to 109.8K | |
| 13-Mar-18 10:40 AM View: | Enbridge Inc (ENB) | 09-Mar-18 | Disposition | 7,822 | $34.27 | $268,060.00 | (8%) 101.79K to 93.97K | |
| 21-Feb-18 6:34 PM View: | Enbridge Inc (ENB) | 17-Feb-18 | Option Exercise | 7,822 | -- | -- | 8% 93.97K to 101.79K | |
| 01-Mar-17 1:06 PM View: | Spectra Energy Corp. (SE) | 27-Feb-17 | Disposition | 71,940 | -- | -- | (84%) 85.32K to 13.38K | |
| 01-Mar-17 1:06 PM View: | Spectra Energy Corp. (SE) | 27-Feb-17 | Disposition | 13,384 | -- | -- | (100%) 13.38K to 0 | |
| 18-Jan-17 7:22 PM View: | Spectra Energy Corp. (SE) | 16-Jan-17 | Payment of Exercise | 4,388 | $42.20 | $185,174.00 | (5%) 86.21K to 81.82K | 61% |
| 18-Jan-17 7:22 PM View: | Spectra Energy Corp. (SE) | 16-Jan-17 | Option Exercise | 15,514 | -- | -- | 22% 70.7K to 86.21K | |
| 30-Sep-16 4:58 PM View: | Spectra Energy Corp. (SE) | 28-Sep-16 | Disposition | 25,800 | $42.76 | $1,103,210.00 | (27%) 96.5K to 70.7K | 62% |
| 30-Sep-16 4:58 PM View: | Spectra Energy Corp. (SE) | 28-Sep-16 | Option Exercise | 25,800 | $25.64 | $661,512.00 | 36% 70.7K to 96.5K | |
| 23-Feb-16 5:34 PM View: | Spectra Energy Corp. (SE) | 19-Feb-16 | Payment of Exercise | 2,325 | $28.63 | $66,564.80 | (2%) 133.64K to 131.32K | 41% |
| 23-Feb-16 5:34 PM View: | Spectra Energy Corp. (SE) | 19-Feb-16 | Option Exercise | 8,500 | -- | -- | 7% 125.14K to 133.64K | |
| 18-Feb-16 3:49 PM View: | Spectra Energy Corp. (SE) | 16-Feb-16 | Payment of Exercise | 1,261 | $28.49 | $35,925.90 | (2%) 55.76K to 54.5K | 41% |
| 18-Feb-16 3:49 PM View: | Spectra Energy Corp. (SE) | 16-Feb-16 | Option Exercise | 4,607 | -- | -- | 9% 51.16K to 55.76K | |
| 24-Feb-15 4:31 PM View: | Spectra Energy Corp. (SE) | 21-Feb-15 | Payment of Exercise | 1,778 | $36.25 | $64,452.50 | (3%) 52.93K to 51.16K | 51% |
| 24-Feb-15 4:31 PM View: | Spectra Energy Corp. (SE) | 21-Feb-15 | Option Exercise | 6,500 | -- | -- | 14% 46.43K to 52.93K | |
| 17-Feb-15 3:55 PM View: | Spectra Energy Partners, LP (SEP) | 26-Nov-14 | Acquisition (small) | 5 | $58.24 | $308.67 | < 1% 0.54K to 0.54K | (15%) |
| 17-Feb-15 3:55 PM View: | Spectra Energy Partners, LP (SEP) | 29-Aug-14 | Acquisition (small) | 5 | $57.33 | $300.35 | < 1% 0.54K to 0.54K | (12%) |
| 17-Feb-15 3:55 PM View: | Spectra Energy Partners, LP (SEP) | 30-May-14 | Acquisition (small) | 6 | $53.01 | $291.98 | 1% 0.54K to 0.54K | (4%) |
| 17-Feb-15 3:55 PM View: | Spectra Energy Partners, LP (SEP) | 28-Feb-14 | Acquisition (small) | 6 | $49.35 | $283.61 | 1% 0.54K to 0.54K | 4% |
| 25-Feb-14 3:50 PM View: | Spectra Energy Corp. (SE) | 24-Feb-14 | Payment of Exercise | 1,942 | $37.64 | $73,096.90 | (4%) 48.38K to 46.43K | 51% |
| 25-Feb-14 3:50 PM View: | Spectra Energy Corp. (SE) | 24-Feb-14 | Option Exercise | 7,100 | $37.64 | $267,244.00 | 17% 41.28K to 48.38K | (51%) |
| 19-Feb-14 4:14 PM View: | Spectra Energy Corp. (SE) | 17-Feb-14 | Payment of Exercise | 1,423 | $37.05 | $52,722.10 | (3%) 42.7K to 41.28K | 50% |
| 19-Feb-14 4:14 PM View: | Spectra Energy Corp. (SE) | 17-Feb-14 | Option Exercise | 5,202 | $37.05 | $192,734.00 | 14% 37.5K to 42.7K | (50%) |
| 17-Feb-15 3:55 PM View: | Spectra Energy Partners, LP (SEP) | 14-Nov-13 | Acquisition (small) | 6 | $42.38 | $264.79 | 1% 0.53K to 0.54K | 23% |
| 04-Sep-13 5:32 PM View: | Spectra Energy Corp. (SE) | 04-Sep-13 | Market Sale | 18,000 | $32.89 | $592,045.00 | (32%) 55.5K to 37.5K | 43% |
| 17-Feb-15 3:55 PM View: | Spectra Energy Partners, LP (SEP) | 14-Aug-13 | Acquisition (small) | 6 | $41.60 | $257.80 | 1% 0.53K to 0.54K | 26% |
| 02-Jul-13 2:22 PM View: | Spectra Energy Corp. (SE) | 01-Jul-13 | Payment of Exercise | 794 | $34.68 | $27,535.90 | (1%) 56.29K to 55.5K | 46% |
| 02-Jul-13 2:22 PM View: | Spectra Energy Corp. (SE) | 01-Jul-13 | Option Exercise | 2,900 | $34.68 | $100,572.00 | 5% 53.39K to 56.29K | (46%) |
| 17-Feb-15 3:55 PM View: | Spectra Energy Partners, LP (SEP) | 15-May-13 | Acquisition (small) | 7 | $37.17 | $250.60 | 1% 0.53K to 0.54K | 43% |
| 27-Feb-13 3:07 PM View: | Spectra Energy Corp. (SE) | 25-Feb-13 | Payment of Exercise | 2,052 | $29.52 | $60,575.00 | (4%) 55.44K to 53.39K | 35% |
| 27-Feb-13 3:07 PM View: | Spectra Energy Corp. (SE) | 25-Feb-13 | Option Exercise | 7,500 | $29.52 | $221,400.00 | 16% 47.94K to 55.44K | (35%) |
| 19-Feb-13 4:04 PM View: | Spectra Energy Partners, LP (SEP) | 19-Feb-13 | Market Purchase | 500 | $36.36 | $18,180.10 | 100% 0 to 0.5K | 48% |
| 20-Feb-13 5:09 PM View: | Spectra Energy Corp. (SE) | 18-Feb-13 | Payment of Exercise | 3,370 | $29.46 | $99,280.20 | (7%) 51.31K to 47.94K | 35% |
| 20-Feb-13 5:09 PM View: | Spectra Energy Corp. (SE) | 18-Feb-13 | Option Exercise | 12,320 | $29.46 | $362,947.00 | 32% 38.99K to 51.31K | (35%) |
| 08-Mar-12 5:19 PM View: | Spectra Energy Corp. (SE) | 07-Mar-12 | Option Exercise | 2,350 | $14.73 | $34,615.50 | 5% 51.69K to 54.04K | |
| 08-Mar-12 5:19 PM View: | Spectra Energy Corp. (SE) | 06-Mar-12 | Option Exercise | 2,700 | $11.86 | $32,022.00 | 5% 51.34K to 54.04K | |
| 08-Mar-12 5:19 PM View: | Spectra Energy Corp. (SE) | 06-Mar-12 | Market Option Sale | 5,050 | $30.96 | $156,364.00 | (9%) 54.04K to 48.99K | 36% |
| 08-Mar-12 5:19 PM View: | Spectra Energy Corp. (SE) | 06-Mar-12 | Market Sale | 10,000 | $30.96 | $309,631.00 | (20%) 48.99K to 38.99K | 36% |
| 28-Feb-12 3:38 PM View: | Spectra Energy Corp. (SE) | 24-Feb-12 | Payment of Exercise | 3,254 | $31.73 | $103,249.00 | (6%) 52.25K to 48.99K | 38% |
| 28-Feb-12 3:38 PM View: | Spectra Energy Corp. (SE) | 24-Feb-12 | Option Exercise | 10,800 | $31.73 | $342,684.00 | 26% 41.45K to 52.25K | (38%) |
| 23-Feb-12 1:17 PM View: | Spectra Energy Corp. (SE) | 20-Feb-12 | Payment of Exercise | 4,999 | $30.95 | $154,719.00 | (11%) 46.45K to 41.45K | 36% |
| 23-Feb-12 1:17 PM View: | Spectra Energy Corp. (SE) | 20-Feb-12 | Option Exercise | 18,898 | $30.95 | $584,893.00 | 69% 27.55K to 46.45K | (36%) |
| 06-Apr-11 1:30 PM View: | Spectra Energy Corp. (SE) | 04-Apr-11 | Payment of Exercise | 44 | $27.31 | $1,201.64 | (< 1%) 27.59K to 27.55K | 25% |
| 06-Apr-11 1:30 PM View: | Spectra Energy Corp. (SE) | 04-Apr-11 | Option Exercise | 165 | $27.31 | $4,506.15 | < 1% 27.43K to 27.59K | (25%) |