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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 04-Nov-20 8:17 PM View:  | Flotek Industries Inc. (FTK) | 28-Oct-20 | Grant | 7,706 | -- | -- | 8% 96.05K to 103.75K | |
| 18-Jun-20 5:23 PM View: | Flotek Industries Inc. (FTK) | 18-Jun-20 | Grant | 81,633 | -- | -- | 566% 14.42K to 96.05K | |
| 03-Jun-20 6:15 PM View: | Gcp Applied Technologies Inc. (GCP) | 01-Jun-20 | Grant | 5,437 | -- | -- | 136% 4.0K to 9.44K | |
| 21-Feb-17 7:34 PM View: | LyondellBasell Industries NV (LYB) | 16-Feb-17 | Grant | 3,747 | -- | -- | 3% 146.2K to 149.95K | |
| 21-Feb-17 7:34 PM View: | LyondellBasell Industries NV (LYB) | 16-Feb-17 | Payment of Exercise | 1,025 | $92.69 | $95,007.20 | (< 1%) 149.95K to 148.93K | 20% |
| 25-Jan-17 2:16 PM View: | LyondellBasell Industries NV (LYB) | 21-Jan-17 | Payment of Exercise | 633 | $90.89 | $57,533.40 | (< 1%) 146.84K to 146.2K | 18% |
| 18-Feb-16 6:11 PM View: | LyondellBasell Industries NV (LYB) | 16-Feb-16 | Grant | 11,546 | -- | -- | 8% 137.4K to 148.94K | |
| 18-Feb-16 6:11 PM View: | LyondellBasell Industries NV (LYB) | 16-Feb-16 | Payment of Exercise | 2,109 | $77.93 | $164,354.00 | (1%) 148.94K to 146.84K | 1% |
| 25-Jan-16 5:33 PM View: | LyondellBasell Industries NV (LYB) | 21-Jan-16 | Payment of Exercise | 471 | $74.59 | $35,131.90 | (< 1%) 137.87K to 137.4K | (3%) |
| 08-Jul-15 7:14 PM View: | LyondellBasell Industries NV (LYB) | 07-Jul-15 | Market Sale | 25,000 | $96.43 | $2,410,820.00 | (15%) 162.87K to 137.87K | 19% |
| 01-May-15 5:03 PM View: | LyondellBasell Industries NV (LYB) | 30-Apr-15 | Payment of Exercise | 56,488 | $103.52 | $5,847,640.00 | (26%) 219.36K to 162.87K | 24% |
| 19-Feb-15 7:07 PM View: | LyondellBasell Industries NV (LYB) | 17-Feb-15 | Grant | 13,507 | -- | -- | 6% 208.71K to 222.22K | |
| 19-Feb-15 7:07 PM View: | LyondellBasell Industries NV (LYB) | 17-Feb-15 | Payment of Exercise | 2,858 | $89.94 | $257,049.00 | (1%) 222.22K to 219.36K | 12% |
| 23-Jan-15 5:29 PM View: | LyondellBasell Industries NV (LYB) | 21-Jan-15 | Grant | 14,746 | $81.38 | $1,200,030.00 | 8% 193.96K to 208.71K | (3%) |
| 02-May-14 4:38 PM View: | LyondellBasell Industries NV (LYB) | 01-May-14 | Option Exercise | 79,365 | $13.11 | $1,040,480.00 | 41% 193.96K to 273.33K | |
| 02-May-14 4:38 PM View: | LyondellBasell Industries NV (LYB) | 01-May-14 | Market Option Sale | 79,365 | $92.31 | $7,326,310.00 | (29%) 273.33K to 193.96K | 13% |
| 02-May-14 4:38 PM View: | LyondellBasell Industries NV (LYB) | 30-Apr-14 | Payment of Exercise | 1,693 | $92.50 | $156,602.00 | (< 1%) 195.66K to 193.96K | 14% |
| 17-Sep-13 6:13 PM View: | LyondellBasell Industries NV (LYB) | 17-Sep-13 | Market Sale | 5,000 | $72.50 | $362,500.00 | (2%) 200.66K to 195.66K | (14%) |
| 10-Sep-13 11:27 AM View: | LyondellBasell Industries NV (LYB) | 09-Sep-13 | Market Sale | 15,000 | $70.46 | $1,056,970.00 | (7%) 215.66K to 200.66K | (17%) |
| 31-Jul-13 12:11 PM View: | LyondellBasell Industries NV (LYB) | 30-Jul-13 | Payment of Exercise | 84,115 | $68.92 | $5,797,210.00 | (28%) 299.77K to 215.66K | (19%) |
| 31-Jul-13 12:11 PM View: | LyondellBasell Industries NV (LYB) | 30-Jul-13 | Option Exercise | 158,731 | $13.11 | $2,080,960.00 | 113% 141.04K to 299.77K | |
| 02-May-13 8:47 PM View: | LyondellBasell Industries NV (LYB) | 30-Apr-13 | Payment of Exercise | 1,694 | $60.70 | $102,826.00 | (1%) 142.74K to 141.04K | (37%) |
| 13-Dec-12 3:06 PM View: | LyondellBasell Industries NV (LYB) | 11-Dec-12 | Grant | 8,077 | $54.05 | $436,562.00 | 6% 134.66K to 142.74K | 54% |