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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-May-23 5:14 PM View:  | Revance Therapeutics, Inc. (RVNC) | 03-May-23 | Grant | 3,534 | -- | -- | 11% 32.97K to 36.51K | |
| 22-Aug-22 6:00 AM View: | Croff Enterprises Inc. (TXMD) | 18-Aug-22 | Option Exercise | 1,984 | -- | -- | 52% 3.81K to 5.79K | |
| 06-May-22 6:18 PM View: | Revance Therapeutics, Inc. (RVNC) | 04-May-22 | Grant | 6,059 | -- | -- | 23% 26.91K to 32.97K | |
| 15-Dec-21 8:17 PM View: | Revance Therapeutics, Inc. (RVNC) | 13-Dec-21 | Market Purchase | 6,400 | $15.74 | $100,741.00 | 31% 20.51K to 26.91K | (3%) |
| 30-Jun-21 6:58 PM View: | BioTime Inc. (LCTX) | 29-Jun-21 | Option Exercise | 24,720 | $2.20 | $54,384.00 | 37% 67.5K to 92.22K | |
| 30-Jun-21 6:58 PM View: | BioTime Inc. (LCTX) | 29-Jun-21 | Market Option Sale | 4,720 | $2.97 | $14,018.40 | (5%) 92.22K to 87.5K | |
| 07-May-21 7:12 PM View: | Revance Therapeutics, Inc. (RVNC) | 05-May-21 | Grant | 4,013 | -- | -- | 24% 16.5K to 20.51K | |
| 16-Nov-20 4:12 PM View: | Mallinckrodt plc (MNKTQ) | 12-Nov-20 | Sale | 51,789 | $0.13 | $6,665.24 | (100%) 51.79K to 0 | |
| 15-May-20 6:34 PM View: | Revance Therapeutics, Inc. (RVNC) | 14-May-20 | Grant | 6,000 | -- | -- | 57% 10.5K to 16.5K | |
| 15-May-20 4:48 PM View: | Mallinckrodt plc (MNKTQ) | 13-May-20 | Payment of Exercise | 12,042 | $2.96 | $35,644.30 | (19%) 63.83K to 51.79K | |
| 26-Aug-19 5:14 PM View: | Croff Enterprises Inc. (TXMD) | 23-Aug-19 | Market Purchase | 10,000 | $2.77 | $27,700.00 | 12% 83.5K to 93.5K | (7%) |
| 15-Aug-19 4:33 PM View: | Croff Enterprises Inc. (TXMD) | 15-Aug-19 | Market Purchase | 10,000 | $2.99 | $29,900.00 | 14% 73.5K to 83.5K | |
| 15-Aug-19 4:33 PM View: | Croff Enterprises Inc. (TXMD) | 14-Aug-19 | Market Purchase | 25,000 | $2.76 | $69,000.00 | 52% 48.5K to 73.5K | (7%) |
| 17-May-19 7:08 AM View: | Mallinckrodt plc (MNKTQ) | 15-May-19 | Grant | 26,759 | -- | -- | 55% 48.84K to 75.59K | |
| 17-May-19 7:08 AM View: | Mallinckrodt plc (MNKTQ) | 15-May-19 | Payment of Exercise | 11,764 | $15.21 | $178,930.00 | (16%) 75.59K to 63.83K | |
| 10-May-19 9:09 PM View: | Revance Therapeutics, Inc. (RVNC) | 09-May-19 | Grant | 4,500 | -- | -- | 75% 6.0K to 10.5K | |
| 18-May-18 4:21 PM View: | Mallinckrodt plc (MNKTQ) | 16-May-18 | Grant | 26,141 | -- | -- | 115% 22.7K to 48.84K | |
| 11-May-18 8:30 PM View: | Revance Therapeutics, Inc. (RVNC) | 10-May-18 | Grant | 3,000 | -- | -- | 100% 3.0K to 6.0K | |
| 05-Mar-18 4:34 PM View: | Mallinckrodt plc (MNKTQ) | 01-Mar-18 | Payment of Exercise | 2,576 | $15.68 | $40,391.70 | (10%) 25.27K to 22.7K | (2%) |
| 03-Oct-17 5:10 PM View: | Mallinckrodt plc (MNKTQ) | 01-Oct-17 | Payment of Exercise | 476 | $37.37 | $17,788.10 | (2%) 25.75K to 25.27K | 57% |
| 12-May-17 7:44 PM View: | Revance Therapeutics, Inc. (RVNC) | 11-May-17 | Grant | 3,000 | -- | -- | 100% 0 to 3.0K | |
| 03-Mar-17 6:44 PM View: | Mallinckrodt plc (MNKTQ) | 01-Mar-17 | Grant | 5,723 | -- | -- | 26% 22.31K to 28.03K | |
| 03-Mar-17 6:44 PM View: | Mallinckrodt plc (MNKTQ) | 01-Mar-17 | Payment of Exercise | 2,286 | $51.55 | $117,843.00 | (8%) 28.03K to 25.75K | 69% |
| 04-Oct-16 9:06 AM View: | Mallinckrodt plc (MNKTQ) | 01-Oct-16 | Grant | 1,057 | -- | -- | 5% 21.25K to 22.31K | |
| 25-Jul-16 4:06 PM View: | Mallinckrodt plc (MNKTQ) | 21-Jul-16 | Grant | 1,037 | -- | -- | 5% 20.22K to 21.25K | |
| 18-Mar-16 5:04 PM View: | Mallinckrodt plc (MNKTQ) | 16-Mar-16 | Grant | 4,041 | -- | -- | 24% 16.63K to 20.67K | |
| 18-Mar-16 5:04 PM View: | Mallinckrodt plc (MNKTQ) | 16-Mar-16 | Payment of Exercise | 458 | $55.69 | $25,506.00 | (2%) 20.67K to 20.22K | 71% |
| 10-Nov-15 9:41 PM View: | BioTime Inc. (LCTX) | 06-Nov-15 | Market Purchase | 50,000 | $3.83 | $191,500.00 | 286% 17.5K to 67.5K | (30%) |
| 27-Aug-15 4:31 PM View: | Croff Enterprises Inc. (TXMD) | 25-Aug-15 | Market Purchase | 13,500 | $5.98 | $80,784.00 | 39% 35.0K to 48.5K | (3%) |
| 13-May-15 4:33 PM View: | Croff Enterprises Inc. (TXMD) | 12-May-15 | Market Purchase | 35,000 | $6.15 | $215,316.00 | 100% 0 to 35.0K | (< 1%) |
| 23-Mar-15 6:56 PM View: | Mallinckrodt plc (MNKTQ) | 19-Mar-15 | Grant | 3,608 | -- | -- | 26% 13.63K to 17.24K | |
| 23-Mar-15 6:56 PM View: | Mallinckrodt plc (MNKTQ) | 19-Mar-15 | Payment of Exercise | 606 | $131.21 | $79,513.30 | (4%) 17.24K to 16.63K | 88% |
| 01-Oct-14 8:58 PM View: | InterMune Inc. (ITMN) | 29-Sep-14 | Disposition | 1,200 | $74.00 | $88,800.00 | (7%) 17.16K to 15.96K | |
| 01-Oct-14 8:58 PM View: | InterMune Inc. (ITMN) | 29-Sep-14 | Disposition (change in control) | 15,958 | $74.00 | $1,180,890.00 | (100%) 15.96K to 0 | |
| 18-Aug-14 9:34 PM View: | Mallinckrodt plc (MNKTQ) | 14-Aug-14 | Grant | 21,530 | -- | -- | 100% 0 to 21.53K | |
| 18-Aug-14 8:40 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 14-Aug-14 | Disposition | 8,364 | -- | -- | (100%) 8.36K to 0 | |
| 02-Jun-14 9:04 PM View: | InterMune Inc. (ITMN) | 30-May-14 | Option Exercise | 3,000 | -- | -- | 21% 14.16K to 17.16K | |
| 28-Aug-13 5:32 PM View: | InterMune Inc. (ITMN) | 27-Aug-13 | Market Purchase | 4,950 | $14.37 | $71,129.50 | 54% 9.21K to 14.16K | 414% |
| 28-Aug-13 5:32 PM View: | InterMune Inc. (ITMN) | 26-Aug-13 | Market Purchase | 1,650 | $15.00 | $24,743.10 | 22% 7.56K to 9.21K | 392% |
| 18-Jun-13 7:31 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 14-Jun-13 | Market Purchase | 3,250 | $46.15 | $149,986.00 | 64% 5.11K to 8.36K | 30% |
| 11-Jun-13 9:34 PM View: | Questcor Pharmaceuticals, I... (QCORDD.OB) | 08-Jun-13 | Grant | 5,114 | -- | -- | 100% 0 to 5.11K | |
| 06-Jun-12 6:52 PM View: | InterMune Inc. (ITMN) | 04-Jun-12 | Grant | 2,500 | $10.10 | $25,250.00 | 49% 5.06K to 7.56K | 631% |
| 02-Nov-11 6:19 PM View: | InterMune Inc. (ITMN) | 31-Oct-11 | Grant | 5,058 | -- | -- | 100% 0 to 5.06K |