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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 14-Mar-23 2:00 PM View:  | Vivint Smart Home, Inc. (VVNT) | 10-Mar-23 | Private Sale | 99,889,504 | $12.00 | $1,198,669,952.00 | (100%) 99.89M to 0 | |
| 03-Jun-22 5:00 PM View: | Vivint Smart Home, Inc. (VVNT) | 01-Jun-22 | Disposition (other) Duplicate | 149,385 | -- | -- | (< 1%) 100.04M to 99.89M | |
| 25-Feb-22 5:01 PM View: | Vivint Smart Home, Inc. (VVNT) | 24-Feb-22 | Disposition (other) | 14,497,800 | -- | -- | (13%) 114.54M to 100.04M | |
| 08-Jun-21 8:13 PM View: | Vivint Smart Home, Inc. (VVNT) | 06-Jun-21 | Disposition (other) | 153,213 | -- | -- | (< 1%) 114.69M to 114.54M | |
| 20-Jan-21 9:43 PM View: | Vivint Smart Home, Inc. (VVNT) | 19-Jan-21 | Disposition (other) | 119,116 | -- | -- | (< 1%) 104.81M to 104.69M | |
| 20-Jan-21 9:43 PM View: | Vivint Smart Home, Inc. (VVNT) | 17-Jan-21 | Disposition (other) | 2,557,300 | -- | -- | (2%) 107.37M to 104.81M | |
| 13-Oct-20 9:04 PM View: | Vivint Solar, Inc. (VSLR) | 08-Oct-20 | Disposition (other) | 57,918,000 | -- | -- | (100%) 57.92M to 0 | |
| 21-Sep-20 8:53 PM View: | Vivint Smart Home, Inc. (VVNT) | 17-Sep-20 | Conversion | 9,633,860 | -- | -- | 9% 107.73M to 117.37M | |
| 24-Aug-20 5:10 PM View: | Vivint Solar, Inc. (VSLR) | 21-Aug-20 | Private Sale | 11,627,900 | $21.50 | $250,000,000.00 | (17%) 69.55M to 57.92M | |
| 21-Jul-20 9:25 PM View: | Vivint Solar, Inc. (VSLR) | 18-Jul-20 | Disposition (other) Duplicate | 73,683 | -- | -- | (< 1%) 69.62M to 69.55M | |
| 13-Mar-20 8:23 PM View: | Vivint Smart Home, Inc. (VVNT) | 11-Mar-20 | Conversion | 9,542,680 | -- | -- | 10% 98.19M to 107.73M | |
| 28-Feb-20 8:13 PM View: | Vivint Smart Home, Inc. (VVNT) | 26-Feb-20 | Conversion | 9,538,600 | -- | -- | 11% 88.65M to 98.19M | |
| 22-Jan-20 6:44 PM View: | Vivint Solar, Inc. (VSLR) | 17-Jan-20 | Disposition (other) | 4,739,820 | -- | -- | (6%) 74.36M to 69.62M | |
| 06-Dec-18 6:18 PM View: | Vivint Solar, Inc. (VSLR) | 04-Dec-18 | Market Sale | 8,000,000 | $5.20 | $41,580,000.00 | (10%) 82.36M to 74.36M | 5% |