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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 31-May-23 6:57 PM View:  | PMC Commercial Trust (CMCT) | 31-May-23 | Purchase Duplicate | 4,200 | $5.20 | $21,840.00 | < 1% 10.07M to 10.08M | |
| 31-May-23 6:57 PM View: | PMC Commercial Trust (CMCT) | 30-May-23 | Purchase Duplicate | 9,300 | $5.09 | $47,381.60 | < 1% 10.06M to 10.07M | |
| 31-May-23 6:57 PM View: | PMC Commercial Trust (CMCT) | 26-May-23 | Private Purchase Duplicate | 21,122 | $5.06 | $106,877.00 | < 1% 10.04M to 10.06M | |
| 25-May-23 7:19 PM View: | PMC Commercial Trust (CMCT) | 25-May-23 | Purchase Duplicate | 1,257 | $5.09 | $6,392.10 | < 1% 10.04M to 10.04M | |
| 25-May-23 7:19 PM View: | PMC Commercial Trust (CMCT) | 24-May-23 | Purchase Duplicate | 6,392 | $5.08 | $32,500.80 | < 1% 10.03M to 10.04M | |
| 25-May-23 7:19 PM View: | PMC Commercial Trust (CMCT) | 23-May-23 | Private Purchase Duplicate | 7,000 | $5.07 | $35,486.50 | < 1% 10.03M to 10.03M | |
| 23-May-23 5:42 PM View: | PMC Commercial Trust (CMCT) | 22-May-23 | Purchase Duplicate | 9,700 | $5.12 | $49,618.40 | < 1% 10.02M to 10.03M | |
| 23-May-23 5:42 PM View: | PMC Commercial Trust (CMCT) | 19-May-23 | Private Purchase Duplicate | 1,744 | $5.03 | $8,770.92 | < 1% 10.01M to 10.02M | |
| 19-May-23 7:06 PM View: | PMC Commercial Trust (CMCT) | 18-May-23 | Purchase Duplicate | 2,178 | $5.00 | $10,893.70 | < 1% 10.01M to 10.02M | |
| 19-May-23 7:06 PM View: | PMC Commercial Trust (CMCT) | 17-May-23 | Private Purchase Duplicate | 17,706 | $4.95 | $87,681.90 | < 1% 10.0M to 10.01M | |
| 17-May-23 5:09 PM View: | PMC Commercial Trust (CMCT) | 16-May-23 | Purchase Duplicate | 8,970 | $5.04 | $45,167.50 | < 1% 9.99M to 10.0M | |
| 17-May-23 5:09 PM View: | PMC Commercial Trust (CMCT) | 15-May-23 | Private Purchase Duplicate | 9,264 | $4.96 | $45,956.90 | < 1% 9.98M to 9.99M | |
| 12-May-23 7:28 PM View: | PMC Commercial Trust (CMCT) | 12-May-23 | Purchase Duplicate | 11,705 | $4.71 | $55,146.90 | < 1% 9.97M to 9.98M | |
| 12-May-23 7:28 PM View: | PMC Commercial Trust (CMCT) | 11-May-23 | Private Purchase Duplicate | 13,600 | $4.75 | $64,563.30 | < 1% 9.95M to 9.97M | |
| 10-May-23 7:43 PM View: | PMC Commercial Trust (CMCT) | 10-May-23 | Purchase Duplicate | 18,600 | $4.42 | $82,154.30 | < 1% 9.93M to 9.95M | |
| 10-May-23 7:43 PM View: | PMC Commercial Trust (CMCT) | 09-May-23 | Purchase Duplicate | 587,714 | $4.50 | $2,644,710.00 | 6% 9.35M to 9.93M | |
| 10-May-23 7:43 PM View: | PMC Commercial Trust (CMCT) | 08-May-23 | Private Purchase Duplicate | 18,600 | $4.37 | $81,270.80 | < 1% 9.33M to 9.35M | |
| 16-Dec-21 1:20 PM View: | Cim Real Estate Finance Tru... (NONE) | 16-Dec-21 | Grant | 548,925 | -- | -- | 144% 382.22K to 931.14K | |
| 16-Dec-21 1:05 PM View: | Cim Income Nav, Inc. (NONE) | 16-Dec-21 | Disposition Duplicate | 209,598 | -- | -- | (100%) 209.6K to 0 | |
| 03-Dec-21 4:53 PM View: | Cim Income Nav, Inc. (NONE) | 01-Dec-21 | Grant | 24,656 | $17.07 | $420,879.00 | 13% 184.94K to 209.6K | |
| 03-Nov-21 1:28 PM View: | Cim Income Nav, Inc. (NONE) | 01-Nov-21 | Grant Duplicate | 11,791 | $17.07 | $201,269.00 | 7% 173.15K to 184.94K | |
| 08-Oct-21 5:39 PM View: | PMC Commercial Trust (CMCT) | 07-Oct-21 | Market Purchase Duplicate | 25,000 | $9.12 | $227,932.00 | < 1% 9.3M to 9.33M | (1%) |
| 08-Oct-21 5:39 PM View: | PMC Commercial Trust (CMCT) | 06-Oct-21 | Market Purchase Duplicate | 17,150 | $9.11 | $156,195.00 | < 1% 9.28M to 9.3M | (1%) |
| 05-Oct-21 8:31 PM View: | PMC Commercial Trust (CMCT) | 05-Oct-21 | Market Purchase | 17,920 | $8.60 | $154,090.00 | < 1% 9.27M to 9.28M | 2% |
| 05-Oct-21 8:31 PM View: | PMC Commercial Trust (CMCT) | 04-Oct-21 | Market Purchase | 19,724 | $8.70 | $171,650.00 | < 1% 9.25M to 9.27M | < 1% |
| 01-Oct-21 6:47 PM View: | PMC Commercial Trust (CMCT) | 01-Oct-21 | Market Purchase Duplicate | 31,329 | $8.72 | $273,054.00 | < 1% 9.22M to 9.25M | (3%) |
| 05-Oct-21 5:42 PM View: | Cim Income Nav, Inc. (NONE) | 01-Oct-21 | Grant Duplicate | 12,441 | $17.07 | $212,365.00 | 8% 160.71K to 173.15K | |
| 01-Oct-21 6:47 PM View: | PMC Commercial Trust (CMCT) | 30-Sep-21 | Market Purchase Duplicate | 36,400 | $8.99 | $327,130.00 | < 1% 9.18M to 9.22M | (6%) |
| 29-Sep-21 8:45 PM View: | PMC Commercial Trust (CMCT) | 29-Sep-21 | Market Purchase | 29,790 | $8.69 | $258,932.00 | < 1% 9.15M to 9.18M | (2%) |
| 29-Sep-21 8:45 PM View: | PMC Commercial Trust (CMCT) | 28-Sep-21 | Market Purchase | 2,437 | $8.56 | $20,864.60 | < 1% 9.15M to 9.15M | (< 1%) |
| 24-Sep-21 10:00 PM View: | PMC Commercial Trust (CMCT) | 24-Sep-21 | Market Purchase | 27,091 | $8.12 | $219,906.00 | < 1% 9.12M to 9.15M | (1%) |
| 24-Sep-21 10:00 PM View: | PMC Commercial Trust (CMCT) | 23-Sep-21 | Market Purchase | 13,144 | $8.19 | $107,586.00 | < 1% 9.11M to 9.12M | (2%) |
| 22-Sep-21 10:00 PM View: | PMC Commercial Trust (CMCT) | 22-Sep-21 | Market Purchase Duplicate | 11,965 | $7.66 | $91,685.40 | < 1% 9.09M to 9.11M | 5% |
| 22-Sep-21 10:00 PM View: | PMC Commercial Trust (CMCT) | 21-Sep-21 | Market Purchase Duplicate | 2,703 | $7.33 | $19,821.90 | < 1% 9.09M to 9.09M | 10% |
| 22-Sep-21 10:00 PM View: | PMC Commercial Trust (CMCT) | 20-Sep-21 | Market Purchase Duplicate | 31,700 | $7.31 | $231,635.00 | < 1% 9.06M to 9.09M | 10% |
| 17-Sep-21 7:55 PM View: | PMC Commercial Trust (CMCT) | 17-Sep-21 | Market Purchase Duplicate | 21,400 | $6.67 | $142,678.00 | < 1% 9.04M to 9.06M | 4% |
| 17-Sep-21 7:55 PM View: | PMC Commercial Trust (CMCT) | 16-Sep-21 | Market Purchase Duplicate | 21,400 | $6.82 | $146,036.00 | < 1% 9.02M to 9.04M | 2% |
| 15-Sep-21 7:17 PM View: | PMC Commercial Trust (CMCT) | 15-Sep-21 | Market Purchase Duplicate | 21,400 | $6.82 | $145,982.00 | < 1% 9.0M to 9.02M | 2% |
| 15-Sep-21 7:17 PM View: | PMC Commercial Trust (CMCT) | 14-Sep-21 | Market Purchase Duplicate | 21,400 | $6.96 | $148,841.00 | < 1% 8.97M to 9.0M | < 1% |
| 13-Sep-21 8:19 PM View: | PMC Commercial Trust (CMCT) | 13-Sep-21 | Market Purchase Duplicate | 12,977 | $6.92 | $89,746.30 | < 1% 8.96M to 8.97M | (< 1%) |
| 10-Sep-21 7:07 PM View: | PMC Commercial Trust (CMCT) | 10-Sep-21 | Market Purchase Duplicate | 9,587 | $6.79 | $65,079.40 | < 1% 8.95M to 8.96M | (2%) |
| 10-Sep-21 7:07 PM View: | PMC Commercial Trust (CMCT) | 09-Sep-21 | Market Purchase Duplicate | 13,827 | $6.93 | $95,865.40 | < 1% 8.94M to 8.95M | (4%) |
| 02-Sep-21 7:33 PM View: | Cim Income Nav, Inc. (NONE) | 01-Sep-21 | Grant Duplicate | 12,472 | $17.07 | $212,894.00 | 8% 148.24K to 160.71K | |
| 04-Aug-21 12:18 PM View: | Cim Income Nav, Inc. (NONE) | 02-Aug-21 | Grant | 11,834 | $17.02 | $201,416.00 | 9% 136.4K to 148.24K | |
| 09-Jul-21 6:52 PM View: | PMC Commercial Trust (CMCT) | 07-Jul-21 | Purchase Duplicate | 89,338 | $25.00 | $2,233,450.00 | 30% 298.47K to 387.81K | |
| 06-Jul-21 1:33 PM View: | Cim Income Nav, Inc. (NONE) | 01-Jul-21 | Grant Duplicate | 12,560 | $16.69 | $209,629.00 | 10% 123.84K to 136.4K | |
| 29-Jun-21 8:11 PM View: | PMC Commercial Trust (CMCT) | 25-Jun-21 | Exercise (out-of-the-money) Duplicate | 5,986,660 | $9.25 | $55,376,700.00 | 203% 2.95M to 8.94M | (2%) |
| 02-Jun-21 4:35 PM View: | Cim Income Nav, Inc. (NONE) | 01-Jun-21 | Grant | 12,230 | $16.66 | $203,743.00 | 11% 111.61K to 123.84K | |
| 04-May-21 1:03 PM View: | Cim Income Nav, Inc. (NONE) | 03-May-21 | Grant | 12,754 | $16.65 | $212,359.00 | 13% 98.86K to 111.61K | |
| 05-Apr-21 12:16 PM View: | Cim Income Nav, Inc. (NONE) | 01-Apr-21 | Grant | 11,871 | $16.60 | $197,054.00 | 14% 86.99K to 98.86K |