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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 05-Oct-20 5:32 PM View:  | E*TRADE Financial Corporation (ETFC) | 02-Oct-20 | Grant | 100,584 | -- | -- | 54% 186.43K to 287.01K | |
| 05-Oct-20 5:32 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Oct-20 | Disposition | 287,011 | -- | -- | (100%) 287.01K to 0 | |
| 23-Sep-20 6:01 PM View: | E*TRADE Financial Corporation (ETFC) | 21-Sep-20 | Payment of Exercise | 1,387 | $50.02 | $69,377.70 | (< 1%) 187.81K to 186.43K | |
| 27-Aug-20 5:41 PM View: | E*TRADE Financial Corporation (ETFC) | 25-Aug-20 | Grant | 258 | -- | -- | < 1% 187.56K to 187.81K | |
| 18-Aug-20 5:45 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Aug-20 | Payment of Exercise | 936 | $54.13 | $50,665.70 | (< 1%) 188.49K to 187.56K | |
| 21-May-20 5:42 PM View: | E*TRADE Financial Corporation (ETFC) | 19-May-20 | Grant | 345 | -- | -- | < 1% 188.15K to 188.49K | |
| 04-Mar-20 5:04 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Mar-20 | Grant | 305 | -- | -- | < 1% 187.84K to 188.15K | |
| 11-Feb-20 6:16 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-20 | Payment of Exercise | 3,450 | $43.37 | $149,626.00 | (2%) 191.29K to 187.84K | |
| 11-Feb-20 6:16 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-20 | Payment of Exercise | 5,063 | $43.37 | $219,582.00 | (3%) 196.35K to 191.29K | |
| 11-Feb-20 6:16 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-20 | Grant | 57,643 | -- | -- | 42% 138.71K to 196.35K | |
| 07-Feb-20 6:25 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-20 | Grant | 13,636 | -- | -- | 11% 129.18K to 142.82K | |
| 07-Feb-20 6:25 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-20 | Payment of Exercise | 4,105 | $44.53 | $182,796.00 | (3%) 142.82K to 138.71K | |
| 05-Feb-20 5:37 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-20 | Payment of Exercise | 2,346 | $42.88 | $100,585.00 | (2%) 131.53K to 129.18K | (7%) |
| 19-Nov-19 5:15 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Nov-19 | Grant | 221 | -- | -- | < 1% 131.31K to 131.53K | |
| 24-Sep-19 5:02 PM View: | E*TRADE Financial Corporation (ETFC) | 21-Sep-19 | Payment of Exercise | 1,385 | $45.20 | $62,602.00 | (1%) 132.69K to 131.31K | (2%) |
| 28-Aug-19 5:10 PM View: | E*TRADE Financial Corporation (ETFC) | 26-Aug-19 | Grant | 253 | -- | -- | < 1% 132.44K to 132.69K | |
| 19-Aug-19 7:23 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Aug-19 | Grant | 6,148 | -- | -- | 5% 126.29K to 132.44K | |
| 22-May-19 5:24 PM View: | E*TRADE Financial Corporation (ETFC) | 20-May-19 | Grant | 189 | -- | -- | < 1% 126.1K to 126.29K | |
| 20-Feb-19 8:43 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Feb-19 | Grant | 93 | -- | -- | < 1% 126.01K to 126.1K | |
| 12-Feb-19 8:54 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-19 | Payment of Exercise | 3,443 | $46.06 | $158,576.00 | (3%) 129.45K to 126.01K | (3%) |
| 08-Feb-19 9:38 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-19 | Grant | 34,738 | -- | -- | 37% 94.71K to 129.45K | |
| 08-Feb-19 9:38 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-19 | Grant | 25,360 | -- | -- | 31% 80.91K to 106.27K | |
| 08-Feb-19 9:38 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-19 | Payment of Exercise | 11,556 | $46.98 | $542,930.00 | (11%) 106.27K to 94.71K | (1%) |
| 05-Feb-19 9:50 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-19 | Payment of Exercise | 5,033 | $47.19 | $237,532.00 | (6%) 85.94K to 80.91K | (< 1%) |
| 05-Feb-19 9:50 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-19 | Payment of Exercise | 2,396 | $47.30 | $113,331.00 | (3%) 88.34K to 85.94K | (< 1%) |
| 19-Nov-18 5:18 PM View: | E*TRADE Financial Corporation (ETFC) | 15-Nov-18 | Grant | 270 | -- | -- | < 1% 88.17K to 88.44K | |
| 05-Nov-18 5:48 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Nov-18 | Market Purchase | 10,000 | $51.67 | $516,735.00 | 13% 78.17K to 88.17K | (8%) |
| 25-Sep-18 5:30 PM View: | E*TRADE Financial Corporation (ETFC) | 21-Sep-18 | Grant | 9,007 | -- | -- | 13% 69.16K to 78.17K | |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 09-Feb-18 | Grant | 22,607 | -- | -- | 49% 46.56K to 69.16K | |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 08-Feb-18 | Market Sale (Planned) | 22,616 | $50.62 | $1,144,820.00 | (33%) 69.17K to 46.56K | 6% |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Grant | 22,615 | -- | -- | 24% 93.12K to 115.73K | |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Payment of Exercise | 11,076 | $52.03 | $576,284.00 | (9%) 127.46K to 116.39K | 9% |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Option Exercise | 11,727 | $17.58 | $206,161.00 | 10% 115.73K to 127.46K | |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Market Option Sale (Planned) | 11,727 | $52.04 | $610,272.00 | (10%) 116.39K to 104.66K | 9% |
| 09-Feb-18 9:39 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-18 | Market Sale (Planned) | 35,486 | $52.04 | $1,846,690.00 | (34%) 104.66K to 69.17K | 9% |
| 06-Feb-18 7:57 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-18 | Payment of Exercise | 8,538 | $50.46 | $430,827.00 | (8%) 101.66K to 93.12K | 6% |
| 06-Feb-18 7:57 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-18 | Payment of Exercise | 5,845 | $51.58 | $301,485.00 | (5%) 107.5K to 101.66K | 8% |
| 06-Feb-18 7:57 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-18 | Payment of Exercise | 2,639 | $53.35 | $140,784.00 | (2%) 110.14K to 107.5K | 11% |
| 22-Aug-17 5:04 PM View: | E*TRADE Financial Corporation (ETFC) | 18-Aug-17 | Market Sale (Planned) | 9,977 | $39.41 | $393,178.00 | (8%) 120.12K to 110.14K | (20%) |
| 14-Feb-17 5:22 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Feb-17 | Option Exercise | 11,249 | $14.60 | $164,235.00 | 7% 155.78K to 167.03K | |
| 14-Feb-17 5:22 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Feb-17 | Market Option Sale (Planned) | 11,249 | $35.60 | $400,511.00 | (7%) 167.03K to 155.78K | (33%) |
| 14-Feb-17 5:22 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Feb-17 | Market Sale (Planned) | 35,661 | $35.60 | $1,269,680.00 | (23%) 155.78K to 120.12K | (33%) |
| 09-Feb-17 5:05 PM View: | E*TRADE Financial Corporation (ETFC) | 07-Feb-17 | Payment of Exercise | 3,312 | $35.20 | $116,582.00 | (2%) 159.09K to 155.78K | (35%) |
| 07-Feb-17 5:12 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-17 | Grant | 5,934 | -- | -- | 4% 166.74K to 172.68K | |
| 07-Feb-17 5:12 PM View: | E*TRADE Financial Corporation (ETFC) | 06-Feb-17 | Payment of Exercise | 13,586 | $34.69 | $471,339.00 | (8%) 172.68K to 159.09K | (37%) |
| 07-Feb-17 5:12 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-17 | Grant | 5,705 | -- | -- | 3% 168.95K to 174.65K | |
| 07-Feb-17 5:12 PM View: | E*TRADE Financial Corporation (ETFC) | 05-Feb-17 | Payment of Exercise | 7,909 | $34.97 | $276,578.00 | (5%) 174.65K to 166.74K | (36%) |
| 07-Feb-17 5:12 PM View: | E*TRADE Financial Corporation (ETFC) | 03-Feb-17 | Grant | 22,876 | -- | -- | 16% 146.07K to 168.95K | |
| 11-Feb-16 4:59 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Feb-16 | Option Exercise | 3,078 | $9.25 | $28,465.30 | 2% 165.26K to 168.33K | |
| 11-Feb-16 4:59 PM View: | E*TRADE Financial Corporation (ETFC) | 10-Feb-16 | Market Option Sale (Planned) | 3,078 | $21.26 | $65,425.30 | (2%) 168.33K to 165.26K | (123%) |