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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 06-May-22 4:31 PM View:  | Rivernorth Flexible Municip... (RFMZ) | 05-May-22 | Purchase | 10,000 | $14.65 | $146,475.00 | 100% 0 to 10.0K | |
| 15-Feb-22 8:17 AM View: | Rivernorth Managed Duration... (RMMZ) | 11-Feb-22 | Purchase | 5,000 | $18.75 | $93,750.00 | 100% 0 to 5.0K | |
| 17-Feb-22 8:03 PM View: | Rivernorth Managed Duration... (RMMZ) | 11-Feb-22 | Purchase | 5,000 | $18.75 | $93,750.00 | 100% 0 to 5.0K | |
| 08-Oct-21 4:47 PM View: | Rivernorth/doubleline Strat... (OPPA) | 05-Oct-21 | Disposition | 15,444 | -- | -- | (100%) 15.44K to 0 | |
| 08-Oct-21 4:47 PM View: | Rivernorth/doubleline Strat... (OPPA) | 13-Sep-21 | Grant | 15,444 | -- | -- | 100% 0 to 15.44K | |
| 22-Oct-20 4:36 PM View: | Rivernorth/doubleline Strat... (OPPA) | 20-Oct-20 | Purchase | 3,100 | $14.89 | $46,172.00 | 12% 24.94K to 28.04K | |
| 22-Oct-20 4:36 PM View: | Rivernorth/doubleline Strat... (OPPA) | 10-Oct-20 | Private Purchase | 900 | $14.89 | $13,401.00 | 4% 24.34K to 25.24K | |
| 22-Oct-20 4:36 PM View: | Rivernorth/doubleline Strat... (OPPA) | 10-Oct-20 | Purchase | 3,700 | $14.90 | $55,130.00 | 15% 25.24K to 28.94K | |
| 28-May-20 1:14 PM View: | Rivernorth Flexible Municip... (RFM) | 21-May-20 | Purchase | 1,400 | $18.69 | $26,171.00 | 100% 0 to 1.4K | |
| 31-Mar-20 4:15 PM View: | Rivernorth Marketplace Lend... (RMPL) | 27-Mar-20 | Purchase | 2,068 | $23.09 | $47,743.50 | 32% 6.55K to 8.62K | |
| 16-Mar-20 5:03 PM View: | Rivernorth Opportunities Fu... (RIV) | 12-Mar-20 | Private Purchase | 2,876 | $12.46 | $35,836.20 | 2% 137.69K to 140.57K | |
| 16-Mar-20 5:09 PM View: | Rivernorth Opportunistic Mu... (RMI) | 12-Mar-20 | Market Purchase | 597 | $21.65 | $12,925.00 | 5% 12.87K to 13.47K | (< 1%) |
| 26-Dec-19 1:58 PM View: | Rivernorth/doubleline Strat... (OPPA) | 17-Dec-19 | Private Purchase | 6,111 | $16.21 | $99,059.30 | 65% 9.33K to 15.44K | |
| 12-Nov-19 11:40 AM View: | Rivernorth Opportunities Fu... (RIV) | 07-Nov-19 | Market Purchase | 33,168 | $16.20 | $537,322.00 | 32% 104.53K to 137.69K | 5% |
| 24-Oct-19 7:15 PM View: | Rivernorth Opportunities Fu... (RIV) | 01-Oct-19 | Grant | 96,597 | -- | -- | 100% 0 to 96.6K | |
| 30-Jul-19 2:19 PM View: | Rivernorth Managed Duration... (RMMZ) | 26-Jul-19 | Purchase | 10,000 | $20.00 | $200,000.00 | 100% 0 to 10.0K | |
| 26-Jul-19 12:56 PM View: | Rivernorth Opportunistic Mu... (RMI) | 23-Jul-19 | Market Sale | 5,880 | $21.65 | $127,302.00 | (31%) 18.75K to 12.87K | < 1% |
| 19-Jun-19 5:13 PM View: | Rivernorth Marketplace Lend... (RMPL) | 17-Jun-19 | Purchase | 1,400 | $19.64 | $27,501.00 | 1% 112.01K to 113.41K | |
| 26-Dec-18 4:12 PM View: | Rivernorth Marketplace Lend... (RMPL) | 21-Dec-18 | Purchase | 700 | $24.56 | $17,190.00 | < 1% 88.25K to 88.95K | |
| 26-Dec-18 4:14 PM View: | Rivernorth Opportunities Fu... (RIV) | 21-Dec-18 | Market Purchase | 2,000 | $14.53 | $29,065.00 | 2% 87.97K to 89.97K | 16% |
| 26-Dec-18 4:15 PM View: | Rivernorth/doubleline Strat... (OPPA) | 21-Dec-18 | Market Purchase | 2,000 | $15.20 | $30,405.00 | 27% 7.33K to 9.33K | 9% |
| 21-Dec-18 2:08 PM View: | Rivernorth Marketplace Lend... (RMPL) | 20-Dec-18 | Purchase | 1,000 | $24.67 | $24,665.00 | 1% 87.25K to 88.25K | |
| 21-Dec-18 2:00 PM View: | Rivernorth Opportunities Fu... (RIV) | 20-Dec-18 | Grant | 2,000 | $14.84 | $29,685.00 | 2% 85.97K to 87.97K | 14% |
| 21-Dec-18 2:06 PM View: | Rivernorth/doubleline Strat... (OPPA) | 20-Dec-18 | Market Purchase | 5,000 | $15.23 | $76,149.80 | 214% 2.33K to 7.33K | 8% |
| 21-Dec-18 2:08 PM View: | Rivernorth Marketplace Lend... (RMPL) | 19-Dec-18 | Purchase | 2,890 | $24.72 | $71,449.20 | 3% 84.36K to 87.25K | |
| 21-Dec-18 2:00 PM View: | Rivernorth Opportunities Fu... (RIV) | 19-Dec-18 | Grant | 5,000 | $15.02 | $75,084.80 | 6% 80.97K to 85.97K | 13% |
| 21-Dec-18 2:06 PM View: | Rivernorth/doubleline Strat... (OPPA) | 19-Dec-18 | Market Purchase | 2,333 | $15.56 | $36,292.90 | 100% 0 to 2.33K | 6% |
| 19-Dec-18 11:43 AM View: | Rivernorth Marketplace Lend... (RMPL) | 17-Dec-18 | Purchase | 1,961 | $24.74 | $48,507.40 | 2% 82.4K to 84.36K | |
| 09-Nov-18 1:40 PM View: | Rivernorth Opportunities Fu... (RIV) | 07-Nov-18 | Grant | 30,659 | $16.93 | $519,057.00 | 61% 50.31K to 80.97K | (3%) |
| 29-Oct-18 5:00 PM View: | Rivernorth Opportunistic Mu... (RMI) | 26-Oct-18 | Purchase | 37,500 | $20.00 | $750,000.00 | 100% 0 to 37.5K | |
| 10-Jan-18 3:19 PM View: | Rivernorth Marketplace Lend... (RMPL) | 09-Jan-18 | Purchase | 20,000 | $25.28 | $505,650.00 | 32% 62.4K to 82.4K | |
| 26-Dec-17 4:55 PM View: | Rivernorth Marketplace Lend... (RMPL) | 26-Dec-17 | Purchase | 1,800 | $25.29 | $45,516.00 | 3% 60.6K to 62.4K | |
| 26-Dec-17 4:55 PM View: | Rivernorth Marketplace Lend... (RMPL) | 21-Dec-17 | Purchase | 600 | $25.26 | $15,156.00 | < 1% 60.0K to 60.6K | |
| 21-Nov-17 9:43 AM View: | Rivernorth Opportunities Fu... (RIV) | 15-Nov-17 | Grant | 18,676 | $19.54 | $364,929.00 | 72% 26.03K to 44.71K | (25%) |
| 02-Nov-17 3:50 PM View: | Rivernorth Marketplace Lend... (RMPL) | 18-Oct-17 | Purchase | 60,000 | $25.00 | $1,500,000.00 | 100% 0 to 60.0K | |
| 02-Nov-17 3:52 PM View: | Rivernorth Opportunities Fu... (RIV) | 04-Oct-17 | Market Purchase | 100 | $20.48 | $2,048.00 | < 1% 25.93K to 26.03K | (29%) |
| 11-Sep-17 2:48 PM View: | Rivernorth Marketplace Lend... (RMPL) | 07-Sep-17 | Purchase | 15,748 | $24.93 | $392,600.00 | 21% 73.8K to 89.55K | |
| 06-Jan-17 3:25 PM View: | Rivernorth Marketplace Lend... (RMPL) | 04-Jan-17 | Market Purchase | 39,578 | $25.22 | $998,157.00 | 116% 34.22K to 73.8K | |
| 10-Nov-16 12:36 PM View: | Rivernorth Marketplace Lend... (RMPL) | 25-Oct-16 | Purchase | 34,221 | $25.18 | $861,685.00 | 100% 0 to 34.22K | |
| 30-Dec-15 4:14 PM View: | Rivernorth Opportunities Fu... (RIV) | 29-Dec-15 | Purchase | 25,000 | $20.00 | $500,000.00 | 100% 0 to 25.0K |