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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 03-Oct-23 4:16 PM View:  | Zhone Technologies Inc. (DZSI) | 01-Oct-23 | Payment of Exercise | 1,824 | $2.10 | $3,830.40 | (3%) 52.57K to 50.74K | |
| 03-Oct-23 4:16 PM View: | Zhone Technologies Inc. (DZSI) | 01-Oct-23 | Option Exercise | 6,666 | -- | -- | 15% 45.9K to 52.57K | |
| 05-Jul-23 10:00 PM View: | Zhone Technologies Inc. (DZSI) | 01-Jul-23 | Payment of Exercise | 9,220 | $3.97 | $36,603.40 | (17%) 55.12K to 45.9K | |
| 05-Jul-23 10:00 PM View: | Zhone Technologies Inc. (DZSI) | 01-Jul-23 | Option Exercise | 21,698 | -- | -- | 65% 33.42K to 55.12K | |
| 13-Jun-23 2:57 PM View: | Zhone Technologies Inc. (DZSI) | 10-Jun-23 | Payment of Exercise | 5,374 | $3.49 | $18,755.30 | (14%) 38.8K to 33.42K | |
| 13-Jun-23 2:57 PM View: | Zhone Technologies Inc. (DZSI) | 10-Jun-23 | Option Exercise | 12,500 | -- | -- | 48% 26.3K to 38.8K | |
| 01-Jun-23 4:56 PM View: | Zhone Technologies Inc. (DZSI) | 30-May-23 | Payment of Exercise | 2,354 | $6.39 | $15,042.10 | (8%) 28.65K to 26.3K | |
| 01-Jun-23 4:56 PM View: | Zhone Technologies Inc. (DZSI) | 30-May-23 | Option Exercise | 5,517 | -- | -- | 24% 23.13K to 28.65K | |
| 04-Oct-22 5:00 PM View: | Zhone Technologies Inc. (DZSI) | 01-Oct-22 | Payment of Exercise | 2,157 | $11.30 | $24,374.10 | (9%) 25.29K to 23.13K | |
| 04-Oct-22 5:00 PM View: | Zhone Technologies Inc. (DZSI) | 01-Oct-22 | Option Exercise | 6,666 | -- | -- | 36% 18.63K to 25.29K | |
| 05-Jul-22 5:18 PM View: | Zhone Technologies Inc. (DZSI) | 01-Jul-22 | Payment of Exercise | 809 | $15.97 | $12,919.70 | (4%) 19.43K to 18.63K | |
| 05-Jul-22 5:18 PM View: | Zhone Technologies Inc. (DZSI) | 01-Jul-22 | Option Exercise | 2,500 | -- | -- | 15% 16.93K to 19.43K | |
| 14-Jun-22 4:59 PM View: | Zhone Technologies Inc. (DZSI) | 10-Jun-22 | Payment of Exercise | 4,028 | $17.80 | $71,698.40 | (19%) 20.96K to 16.93K | |
| 14-Jun-22 4:59 PM View: | Zhone Technologies Inc. (DZSI) | 10-Jun-22 | Option Exercise | 12,500 | -- | -- | 148% 8.46K to 20.96K | |
| 14-Jun-21 5:19 PM View: | Zhone Technologies Inc. (DZSI) | 10-Jun-21 | Payment of Exercise | 4,038 | $19.97 | $80,638.90 | (32%) 12.5K to 8.46K | |
| 14-Jun-21 5:19 PM View: | Zhone Technologies Inc. (DZSI) | 10-Jun-21 | Option Exercise | 12,500 | -- | -- | 100% 0 to 12.5K | |
| 19-Jun-20 4:56 PM View: | Ribbon Communications Inc. (RBBN) | 17-Jun-20 | Option Exercise | 23,450 | -- | -- | 34% 68.18K to 91.63K | |
| 19-Jun-20 4:56 PM View: | Ribbon Communications Inc. (RBBN) | 17-Jun-20 | Market Option Sale (Planned) | 6,194 | $3.92 | $24,299.70 | (7%) 91.63K to 85.44K | (69%) |
| 17-Apr-20 4:33 PM View: | Ribbon Communications Inc. (RBBN) | 16-Apr-20 | Market Sale (Planned) | 2,959 | $2.85 | $8,432.85 | (4%) 71.14K to 68.18K | (133%) |
| 18-Oct-19 4:35 PM View: | Ribbon Communications Inc. (RBBN) | 16-Oct-19 | Market Sale (Planned) | 3,067 | $5.49 | $16,837.80 | (4%) 74.21K to 71.14K | (21%) |
| 17-Apr-19 4:20 PM View: | Ribbon Communications Inc. (RBBN) | 16-Apr-19 | Payment of Exercise | 6,123 | $5.16 | $31,594.70 | (8%) 80.33K to 74.21K | (28%) |
| 19-Mar-19 4:19 PM View: | Ribbon Communications Inc. (RBBN) | 15-Mar-19 | Grant | 7,043 | -- | -- | 9% 75.0K to 82.04K | |
| 19-Mar-19 4:19 PM View: | Ribbon Communications Inc. (RBBN) | 15-Mar-19 | Payment of Exercise | 1,714 | $5.22 | $8,947.08 | (2%) 82.04K to 80.33K | (27%) |
| 17-Apr-18 4:44 PM View: | Ribbon Communications Inc. (RBBN) | 16-Apr-18 | Grant | 75,000 | -- | -- | 100% 0 to 75.0K | |
| 28-Feb-18 4:21 PM View: | Zix Corp. (ZIXI) | 26-Feb-18 | Grant | 40,000 | -- | -- | 33% 122.37K to 162.37K | |
| 22-Feb-18 11:11 AM View: | Zix Corp. (ZIXI) | 20-Feb-18 | Payment of Exercise | 989 | $4.10 | $4,054.90 | (< 1%) 123.36K to 122.37K | |
| 15-Feb-18 9:54 AM View: | Zix Corp. (ZIXI) | 13-Feb-18 | Payment of Exercise | 2,965 | $4.05 | $12,008.30 | (2%) 126.32K to 123.36K | |
| 02-Nov-17 4:18 PM View: | Zix Corp. (ZIXI) | 01-Nov-17 | Payment of Exercise | 6,838 | $4.70 | $32,138.60 | (5%) 133.16K to 126.32K | (3%) |
| 15-Feb-17 4:27 PM View: | Zix Corp. (ZIXI) | 13-Feb-17 | Grant | 40,000 | -- | -- | 43% 93.16K to 133.16K | |
| 02-Nov-16 10:37 AM View: | Zix Corp. (ZIXI) | 01-Nov-16 | Payment of Exercise | 6,838 | $4.08 | $27,899.00 | (7%) 100.0K to 93.16K | (21%) |
| 03-Nov-15 4:18 PM View: | Zix Corp. (ZIXI) | 01-Nov-15 | Grant | 100,000 | -- | -- | 100% 0 to 100.0K |