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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Mar-24 8:25 PM View:  | American States Water Company (AWR) | 15-Mar-24 | Grant | 709 | $71.79 | $50,908.50 | 15% 4.81K to 5.51K | |
| 15-Mar-24 8:25 PM View: | American States Water Company (AWR) | 15-Mar-24 | Payment of Exercise | 291 | $71.79 | $20,862.30 | (5%) 5.51K to 5.22K | |
| 15-Mar-24 8:25 PM View: | American States Water Company (AWR) | 13-Mar-24 | Grant | 1,014 | -- | -- | 27% 3.79K to 4.81K | |
| 15-Mar-24 8:25 PM View: | American States Water Company (AWR) | 01-Mar-24 | Grant | 5 | $71.64 | $326.83 | < 1% 3.79K to 3.79K | |
| 13-Feb-24 8:25 PM View: | American States Water Company (AWR) | 09-Feb-24 | Payment of Exercise | 220 | $75.11 | $16,515.60 | (3%) 7.8K to 7.58K | |
| 13-Feb-24 8:25 PM View: | American States Water Company (AWR) | 16-Jan-24 | Disposition | 280 | -- | -- | 4% 7.53K to 7.81K | |
| 13-Feb-24 8:25 PM View: | American States Water Company (AWR) | 16-Jan-24 | Disposition | 3 | -- | -- | (< 1%) 7.81K to 7.8K | |
| 18-Dec-23 8:05 PM View: | American States Water Company (AWR) | 15-Dec-23 | Payment of Exercise | 7 | $83.61 | $544.60 | (< 1%) 4.02K to 4.01K | |
| 18-Dec-23 8:05 PM View: | American States Water Company (AWR) | 01-Dec-23 | Grant | 8 | $81.26 | $624.98 | < 1% 4.01K to 4.02K | |
| 18-Dec-23 8:05 PM View: | American States Water Company (AWR) | 01-Sep-23 | Grant | 7 | $84.07 | $621.80 | < 1% 4.0K to 4.01K | |
| 18-Dec-23 8:05 PM View: | American States Water Company (AWR) | 01-Jun-23 | Grant | 6 | $88.79 | $572.24 | < 1% 4.0K to 4.0K | |
| 17-Mar-23 11:50 AM View: | American States Water Company (AWR) | 15-Mar-23 | Grant | 491 | $86.73 | $42,626.30 | 13% 3.69K to 4.18K | |
| 17-Mar-23 11:50 AM View: | American States Water Company (AWR) | 01-Mar-23 | Grant | 7 | $86.91 | $569.63 | < 1% 3.69K to 3.69K | |
| 14-Feb-23 8:40 PM View: | American States Water Company (AWR) | 10-Feb-23 | Payment of Exercise | 248 | $92.54 | $22,922.80 | (6%) 3.93K to 3.69K | (5%) |
| 09-Feb-23 8:39 PM View: | American States Water Company (AWR) | 07-Feb-23 | Grant | 734 | -- | -- | 11% 6.71K to 7.45K | |
| 09-Feb-23 8:39 PM View: | American States Water Company (AWR) | 02-Feb-23 | Disposition | 226 | -- | -- | 3% 6.49K to 6.72K | |
| 09-Feb-23 8:39 PM View: | American States Water Company (AWR) | 02-Feb-23 | Disposition | 2 | -- | -- | (< 1%) 6.72K to 6.71K | |
| 13-Dec-22 6:02 PM View: | American States Water Company (AWR) | 12-Dec-22 | Grant | 18 | $96.84 | $1,789.03 | < 1% 3.19K to 3.21K | |
| 13-Dec-22 6:02 PM View: | American States Water Company (AWR) | 12-Dec-22 | Payment of Exercise | 6 | $96.84 | $618.65 | (< 1%) 3.21K to 3.2K | |
| 13-Dec-22 6:02 PM View: | American States Water Company (AWR) | 01-Dec-22 | Grant | 5 | $98.68 | $524.55 | < 1% 3.18K to 3.19K | |
| 13-Dec-22 6:02 PM View: | American States Water Company (AWR) | 01-Sep-22 | Grant | 6 | $83.78 | $522.08 | < 1% 3.18K to 3.18K | |
| 13-Dec-22 6:02 PM View: | American States Water Company (AWR) | 01-Jun-22 | Grant | 6 | $79.39 | $477.20 | < 1% 3.17K to 3.18K | |
| 16-Mar-22 3:52 PM View: | American States Water Company (AWR) | 14-Mar-22 | Grant | 663 | $83.89 | $55,581.10 | 24% 2.75K to 3.41K | |
| 16-Mar-22 3:52 PM View: | American States Water Company (AWR) | 14-Mar-22 | Payment of Exercise | 238 | $83.89 | $19,941.30 | (7%) 3.41K to 3.17K | |
| 16-Mar-22 3:52 PM View: | American States Water Company (AWR) | 01-Mar-22 | Grant | 5 | $83.51 | $385.69 | < 1% 2.74K to 2.75K | |
| 11-Feb-22 7:55 PM View: | American States Water Company (AWR) | 04-Feb-22 | Disposition | 250 | -- | -- | 4% 6.03K to 6.28K | |
| 11-Feb-22 7:55 PM View: | American States Water Company (AWR) | 04-Feb-22 | Disposition | 3 | -- | -- | (< 1%) 6.28K to 6.28K | |
| 11-Feb-22 7:55 PM View: | American States Water Company (AWR) | 04-Feb-22 | Payment of Exercise | 246 | $89.69 | $22,057.60 | (4%) 6.28K to 6.03K | |
| 02-Feb-22 9:11 PM View: | American States Water Company (AWR) | 31-Jan-22 | Grant | 678 | -- | -- | 29% 2.31K to 2.99K | |
| 14-Dec-21 2:26 PM View: | American States Water Company (AWR) | 10-Dec-21 | Grant | 55 | -- | -- | 2% 2.26K to 2.31K | |
| 14-Dec-21 2:26 PM View: | American States Water Company (AWR) | 01-Dec-21 | Grant | 5 | $94.10 | $424.97 | < 1% 2.25K to 2.26K | 6% |
| 14-Dec-21 2:26 PM View: | American States Water Company (AWR) | 01-Sep-21 | Grant | 5 | $93.85 | $423.33 | < 1% 2.25K to 2.25K | 6% |
| 23-Aug-21 6:52 PM View: | American States Water Company (AWR) | 23-Aug-21 | Market Sale | 2,499 | $91.00 | $227,417.00 | (53%) 4.75K to 2.25K | (< 1%) |
| 23-Aug-21 6:52 PM View: | American States Water Company (AWR) | 02-Jun-21 | Grant | 5 | $78.85 | $386.89 | < 1% 4.74K to 4.75K | 16% |
| 12-Mar-21 8:25 PM View: | American States Water Company (AWR) | 11-Mar-21 | Payment of Exercise | 368 | $71.92 | $26,445.80 | (7%) 5.11K to 4.74K | < 1% |
| 12-Mar-21 8:25 PM View: | American States Water Company (AWR) | 10-Mar-21 | Grant | 989 | $72.16 | $71,335.90 | 24% 4.12K to 5.11K | (< 1%) |
| 12-Mar-21 8:25 PM View: | American States Water Company (AWR) | 02-Mar-21 | Grant | 5 | $71.65 | $385.09 | < 1% 4.12K to 4.12K | < 1% |
| 09-Feb-21 11:47 AM View: | American States Water Company (AWR) | 05-Feb-21 | Grant | 241 | -- | -- | 3% 7.19K to 7.43K | |
| 09-Feb-21 11:47 AM View: | American States Water Company (AWR) | 05-Feb-21 | Payment of Exercise | 275 | $79.80 | $21,970.50 | (4%) 7.43K to 7.16K | |
| 03-Feb-21 8:56 PM View: | American States Water Company (AWR) | 01-Feb-21 | Grant | 566 | -- | -- | 12% 4.87K to 5.44K | |
| 03-Feb-21 8:56 PM View: | American States Water Company (AWR) | 01-Feb-21 | Grant | 2 | -- | -- | (< 1%) 5.44K to 5.44K | |
| 03-Feb-21 8:56 PM View: | American States Water Company (AWR) | 01-Feb-21 | Disposition | 67 | -- | -- | (1%) 5.44K to 5.37K | |
| 03-Feb-21 8:56 PM View: | American States Water Company (AWR) | 01-Dec-20 | Grant | 6 | $74.44 | $418.11 | < 1% 6.68K to 6.69K | 8% |
| 03-Feb-21 8:56 PM View: | American States Water Company (AWR) | 01-Sep-20 | Grant | 6 | $75.20 | $416.26 | < 1% 6.68K to 6.69K | 7% |
| 03-Feb-21 8:56 PM View: | American States Water Company (AWR) | 01-Jun-20 | Grant | 5 | $81.16 | $377.56 | (< 1%) 6.68K to 6.68K | 2% |
| 17-Mar-23 11:50 AM View: | American States Water Company (AWR) | 15-Mar-20 | Payment of Exercise | 188 | $86.73 | $16,263.60 | (4%) 4.18K to 4.0K | |
| 13-Mar-20 6:58 PM View: | American States Water Company (AWR) | 12-Mar-20 | Grant | 67 | -- | -- | 2% 4.18K to 4.25K | |
| 13-Mar-20 6:58 PM View: | American States Water Company (AWR) | 12-Mar-20 | Payment of Exercise | 438 | $71.88 | $31,513.80 | (10%) 4.25K to 3.81K | (6%) |
| 13-Mar-20 6:58 PM View: | American States Water Company (AWR) | 11-Mar-20 | Grant | 1,281 | $79.80 | $102,247.00 | 43% 2.97K to 4.25K | (5%) |
| 13-Mar-20 6:58 PM View: | American States Water Company (AWR) | 02-Mar-20 | Grant | 5 | $80.49 | $376.13 | < 1% 2.96K to 2.97K | (5%) |