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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 22-Jan-20 6:16 PM View:  | Northern Trust Corp. (NTRS) | 21-Jan-20 | Grant | 11,361 | -- | -- | 25% 44.73K to 56.09K | |
| 22-Jan-20 6:16 PM View: | Northern Trust Corp. (NTRS) | 21-Jan-20 | Payment of Exercise | 6,394 | $109.23 | $698,417.00 | (11%) 56.09K to 49.7K | |
| 16-Sep-19 4:40 PM View: | Northern Trust Corp. (NTRS) | 13-Sep-19 | Option Exercise | 4,377 | $62.66 | $274,251.00 | 10% 44.72K to 49.1K | |
| 16-Sep-19 4:40 PM View: | Northern Trust Corp. (NTRS) | 13-Sep-19 | Market Option Sale | 4,377 | $99.26 | $434,461.00 | (9%) 49.1K to 44.72K | |
| 05-Mar-19 7:49 PM View: | Northern Trust Corp. (NTRS) | 01-Mar-19 | Payment of Exercise | 668 | $93.49 | $62,451.30 | (1%) 45.38K to 44.72K | < 1% |
| 21-Feb-19 5:42 PM View: | Northern Trust Corp. (NTRS) | 19-Feb-19 | Grant | 7,245 | -- | -- | 19% 38.55K to 45.8K | |
| 21-Feb-19 5:42 PM View: | Northern Trust Corp. (NTRS) | 19-Feb-19 | Payment of Exercise | 413 | $92.83 | $38,338.80 | (< 1%) 45.8K to 45.38K | < 1% |
| 24-Jan-19 12:02 PM View: | Northern Trust Corp. (NTRS) | 22-Jan-19 | Grant | 1,954 | -- | -- | 5% 37.52K to 39.47K | |
| 24-Jan-19 12:02 PM View: | Northern Trust Corp. (NTRS) | 22-Jan-19 | Payment of Exercise | 919 | $90.42 | $83,096.00 | (2%) 39.47K to 38.55K | (3%) |
| 24-Jan-19 12:02 PM View: | Northern Trust Corp. (NTRS) | 21-Jul-18 | Payment of Exercise | 1,055 | $109.36 | $115,375.00 | (3%) 38.57K to 37.52K | 16% |
| 24-Jan-19 12:02 PM View: | Northern Trust Corp. (NTRS) | 15-Jul-18 | Payment of Exercise | 729 | $104.89 | $76,464.80 | (2%) 39.3K to 38.57K | 13% |
| 22-Feb-18 5:06 PM View: | Northern Trust Corp. (NTRS) | 20-Feb-18 | Grant | 5,682 | -- | -- | 17% 33.82K to 39.51K | |
| 22-Feb-18 5:06 PM View: | Northern Trust Corp. (NTRS) | 20-Feb-18 | Payment of Exercise | 210 | $105.15 | $22,081.50 | (< 1%) 39.51K to 39.3K | 13% |
| 14-Feb-18 6:32 PM View: | Northern Trust Corp. (NTRS) | 12-Feb-18 | Payment of Exercise | 186 | $98.88 | $18,391.70 | (< 1%) 34.01K to 33.82K | 8% |
| 01-Feb-18 6:54 PM View: | Northern Trust Corp. (NTRS) | 31-Jan-18 | Option Exercise | 2,152 | $67.30 | $144,839.00 | 6% 34.01K to 36.16K | |
| 01-Feb-18 6:54 PM View: | Northern Trust Corp. (NTRS) | 31-Jan-18 | Market Option Sale | 2,152 | $105.85 | $227,789.00 | (6%) 36.16K to 34.01K | 14% |
| 01-Feb-18 6:54 PM View: | Northern Trust Corp. (NTRS) | 30-Jan-18 | Option Exercise | 6,806 | $54.02 | $367,682.00 | 20% 34.01K to 40.82K | |
| 01-Feb-18 6:54 PM View: | Northern Trust Corp. (NTRS) | 30-Jan-18 | Market Option Sale | 6,806 | $106.27 | $723,274.00 | (17%) 40.82K to 34.01K | 14% |
| 25-Jan-18 6:03 PM View: | Northern Trust Corp. (NTRS) | 23-Jan-18 | Grant | 1,989 | $106.71 | $212,246.00 | 6% 32.96K to 34.95K | (15%) |
| 25-Jan-18 6:03 PM View: | Northern Trust Corp. (NTRS) | 23-Jan-18 | Payment of Exercise | 936 | $106.71 | $99,880.60 | (3%) 34.95K to 34.01K | 15% |
| 18-Jul-17 7:46 PM View: | Northern Trust Corp. (NTRS) | 17-Jul-17 | Payment of Exercise | 729 | $98.08 | $71,500.30 | (2%) 33.68K to 32.95K | 8% |
| 23-Feb-17 7:14 PM View: | Northern Trust Corp. (NTRS) | 23-Feb-17 | Option Exercise | 10,614 | $60.07 | $637,552.00 | 32% 33.68K to 44.29K | |
| 23-Feb-17 7:14 PM View: | Northern Trust Corp. (NTRS) | 23-Feb-17 | Market Option Sale | 10,614 | $87.34 | $927,027.00 | (24%) 44.29K to 33.68K | (4%) |
| 23-Feb-17 7:14 PM View: | Northern Trust Corp. (NTRS) | 21-Feb-17 | Grant | 7,134 | -- | -- | 26% 27.89K to 35.02K | |
| 23-Feb-17 7:14 PM View: | Northern Trust Corp. (NTRS) | 21-Feb-17 | Payment of Exercise | 1,342 | $87.84 | $117,881.00 | (4%) 35.02K to 33.68K | (3%) |
| 14-Feb-17 9:56 PM View: | Northern Trust Corp. (NTRS) | 11-Feb-17 | Payment of Exercise | 447 | $86.31 | $38,578.30 | (2%) 28.33K to 27.89K | (5%) |
| 14-Feb-17 9:56 PM View: | Northern Trust Corp. (NTRS) | 10-Feb-17 | Payment of Exercise | 187 | $85.65 | $16,017.50 | (< 1%) 28.52K to 28.33K | (6%) |
| 18-Jan-17 8:42 PM View: | Northern Trust Corp. (NTRS) | 17-Jan-17 | Grant | 1,686 | -- | -- | 6% 27.63K to 29.31K | |
| 18-Jan-17 8:42 PM View: | Northern Trust Corp. (NTRS) | 17-Jan-17 | Payment of Exercise | 793 | $88.93 | $70,517.50 | (3%) 29.31K to 28.52K | (2%) |
| 28-Nov-16 6:10 PM View: | Northern Trust Corp. (NTRS) | 28-Nov-16 | Option Exercise | 11,399 | $52.64 | $600,043.00 | 41% 27.63K to 39.03K | |
| 28-Nov-16 6:10 PM View: | Northern Trust Corp. (NTRS) | 28-Nov-16 | Market Option Sale | 11,399 | $81.01 | $923,433.00 | (29%) 39.03K to 27.63K | (12%) |
| 28-Nov-16 6:10 PM View: | Northern Trust Corp. (NTRS) | 04-Nov-16 | Option Exercise | 10,142 | $50.99 | $517,141.00 | 37% 27.63K to 37.77K | |
| 28-Nov-16 6:10 PM View: | Northern Trust Corp. (NTRS) | 04-Nov-16 | Market Option Sale | 10,142 | $72.52 | $735,498.00 | (27%) 37.77K to 27.63K | (25%) |
| 18-Feb-16 8:14 PM View: | Northern Trust Corp. (NTRS) | 16-Feb-16 | Grant | 4,465 | -- | -- | 18% 25.49K to 29.95K | |
| 18-Feb-16 8:14 PM View: | Northern Trust Corp. (NTRS) | 16-Feb-16 | Payment of Exercise | 2,369 | $58.08 | $137,580.00 | (8%) 29.95K to 27.58K | (59%) |