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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 09-Jun-23 6:08 PM View:  | Brightsphere Investment Gro... (BSIG) | 07-Jun-23 | Option Exercise | 4,762 | -- | -- | 9% 52.56K to 57.32K | |
| 08-Jun-22 4:06 PM View: | Brightsphere Investment Gro... (BSIG) | 07-Jun-22 | Option Exercise | 4,193 | -- | -- | 9% 48.37K to 52.56K | |
| 25-Jun-21 8:38 AM View: | Brightsphere Investment Gro... (BSIG) | 23-Jun-21 | Option Exercise | 10,215 | -- | -- | 27% 38.15K to 48.37K | |
| 12-Nov-20 9:23 AM View: | Brightsphere Investment Gro... (BSIG) | 10-Nov-20 | Gift | 9,488 | -- | -- | 25% 38.15K to 47.64K | |
| 12-Nov-20 9:23 AM View: | Brightsphere Investment Gro... (BSIG) | 10-Nov-20 | Gift | 9,488 | -- | -- | (20%) 47.64K to 38.15K | |
| 05-Oct-20 5:41 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Oct-20 | Disposition | 9,069 | -- | -- | (100%) 9.07K to 0 | |
| 26-Jun-20 4:52 PM View: | Brightsphere Investment Gro... (BSIG) | 24-Jun-20 | Option Exercise | 9,488 | -- | -- | 33% 28.66K to 38.15K | |
| 12-May-20 6:41 PM View: | E*TRADE Financial Corporation (ETFC) | 08-May-20 | Grant | 3,186 | -- | -- | 54% 5.88K to 9.07K | |
| 30-Dec-19 5:01 PM View: | Brightsphere Investment Gro... (BSIG) | 24-Dec-19 | Gift | 28,663 | -- | -- | 100% 28.66K to 57.33K | |
| 30-Dec-19 5:01 PM View: | Brightsphere Investment Gro... (BSIG) | 24-Dec-19 | Gift | 28,663 | -- | -- | (50%) 57.33K to 28.66K | |
| 24-Jun-19 4:17 PM View: | Brightsphere Investment Gro... (BSIG) | 20-Jun-19 | Option Exercise | 6,390 | -- | -- | 29% 22.27K to 28.66K | |
| 14-May-19 5:16 PM View: | E*TRADE Financial Corporation (ETFC) | 10-May-19 | Grant | 2,630 | -- | -- | 81% 3.25K to 5.88K | |
| 01-Feb-19 5:18 PM View: | E*TRADE Financial Corporation (ETFC) | 30-Jan-19 | Market Purchase | 2,200 | $46.24 | $101,734.00 | 209% 1.05K to 3.25K | 3% |
| 04-Jan-19 5:06 PM View: | E*TRADE Financial Corporation (ETFC) | 02-Jan-19 | Grant | 1,053 | -- | -- | 100% 0 to 1.05K | |
| 21-May-18 4:47 PM View: | Brightsphere Investment Gro... (BSIG) | 18-May-18 | Option Exercise | 7,098 | -- | -- | 47% 15.18K to 22.27K | |
| 16-Feb-18 4:27 PM View: | Brightsphere Investment Gro... (BSIG) | 15-Feb-18 | Option Exercise | 2,204 | -- | -- | 17% 12.97K to 15.18K | |
| 17-Aug-17 5:26 PM View: | Brightsphere Investment Gro... (BSIG) | 17-Aug-17 | Market Purchase | 7,500 | $13.48 | $101,100.00 | 137% 5.47K to 12.97K | (3%) |
| 14-Feb-17 10:00 PM View: | Brightsphere Investment Gro... (BSIG) | 14-Feb-17 | Market Option Sale (Planned) | 135 | $14.93 | $2,015.15 | (2%) 5.61K to 5.47K | 12% |
| 14-Feb-17 10:00 PM View: | Brightsphere Investment Gro... (BSIG) | 13-Feb-17 | Market Option Sale (Planned) | 223 | $14.98 | $3,340.05 | (4%) 5.83K to 5.61K | 12% |
| 14-Feb-17 10:00 PM View: | Brightsphere Investment Gro... (BSIG) | 10-Feb-17 | Option Exercise | 5,829 | -- | -- | 100% 0 to 5.83K |