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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 02-Jan-19 5:10 PM View:  | Nuverra Environmental Solut... (NES) | 28-Dec-18 | Purchase | 116,313 | $9.61 | $1,117,770.00 | 2% 5.41M to 5.53M | |
| 02-Jan-19 5:10 PM View: | Nuverra Environmental Solut... (NES) | 28-Dec-18 | Exercise (in-the money or at-the-money) | 1,495,610 | $9.61 | $14,372,800.00 | 27% 5.53M to 7.02M |