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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Apr-24 8:01 PM View:  | Hercules Technology Growth ... (HTGC) | 11-Apr-24 | Payment of Exercise | 6,708 | $18.41 | $123,494.00 | (2%) 355.63K to 348.92K | |
| 17-Jan-24 7:47 PM View: | Hercules Technology Growth ... (HTGC) | 12-Jan-24 | Payment of Exercise | 2,696 | $17.58 | $47,395.70 | (< 1%) 358.19K to 355.49K | 3% |
| 16-Jan-24 8:28 PM View: | Hercules Technology Growth ... (HTGC) | 11-Jan-24 | Payment of Exercise | 19,217 | $17.48 | $335,913.00 | (5%) 377.4K to 358.19K | 3% |
| 10-Jan-24 4:43 PM View: | Hercules Technology Growth ... (HTGC) | 09-Jan-24 | Grant | 94,828 | $17.40 | $1,650,010.00 | 34% 282.58K to 377.4K | (2%) |
| 16-Oct-23 4:02 PM View: | Hercules Technology Growth ... (HTGC) | 12-Oct-23 | Payment of Exercise | 2,720 | $16.25 | $44,200.00 | (< 1%) 285.3K to 282.58K | (5%) |
| 13-Oct-23 4:15 PM View: | Hercules Technology Growth ... (HTGC) | 11-Oct-23 | Payment of Exercise | 2,657 | $16.26 | $43,202.80 | (< 1%) 287.95K to 285.3K | (5%) |
| 13-Jul-23 8:54 PM View: | Hercules Technology Growth ... (HTGC) | 12-Jul-23 | Payment of Exercise | 2,720 | $15.73 | $42,785.60 | (< 1%) 290.68K to 287.96K | (8%) |
| 13-Jul-23 8:54 PM View: | Hercules Technology Growth ... (HTGC) | 11-Jul-23 | Payment of Exercise | 2,657 | $15.55 | $41,316.40 | (< 1%) 293.34K to 290.68K | (9%) |
| 14-Apr-23 4:15 PM View: | Hercules Technology Growth ... (HTGC) | 12-Apr-23 | Payment of Exercise | 3,083 | $12.45 | $38,383.30 | (1%) 296.42K to 293.34K | |
| 13-Apr-23 7:40 PM View: | Hercules Technology Growth ... (HTGC) | 11-Apr-23 | Payment of Exercise | 3,011 | $12.43 | $37,426.70 | (1%) 299.43K to 296.42K | |
| 17-Jan-23 5:42 PM View: | Hercules Technology Growth ... (HTGC) | 13-Jan-23 | Payment of Exercise | 2,180 | $13.65 | $29,757.00 | (< 1%) 301.61K to 299.43K | |
| 17-Jan-23 5:42 PM View: | Hercules Technology Growth ... (HTGC) | 12-Jan-23 | Payment of Exercise | 2,150 | $13.69 | $29,433.50 | (< 1%) 303.76K to 301.61K | |
| 13-Jan-23 5:16 PM View: | Hercules Technology Growth ... (HTGC) | 11-Jan-23 | Grant | 111,111 | $13.50 | $1,500,000.00 | 55% 201.66K to 312.77K | |
| 13-Jan-23 5:16 PM View: | Hercules Technology Growth ... (HTGC) | 11-Jan-23 | Payment of Exercise | 9,006 | $13.50 | $121,581.00 | (3%) 312.77K to 303.76K | |
| 14-Oct-22 4:07 PM View: | Hercules Technology Growth ... (HTGC) | 13-Oct-22 | Payment of Exercise | 3,125 | $12.66 | $39,562.50 | (2%) 204.78K to 201.66K | |
| 14-Oct-22 4:07 PM View: | Hercules Technology Growth ... (HTGC) | 12-Oct-22 | Payment of Exercise | 3,083 | $12.10 | $37,304.30 | (1%) 207.87K to 204.78K | |
| 14-Jul-22 7:42 PM View: | Hercules Technology Growth ... (HTGC) | 13-Jul-22 | Payment of Exercise | 3,125 | $13.78 | $43,062.50 | (1%) 210.99K to 207.87K | |
| 14-Jul-22 7:42 PM View: | Hercules Technology Growth ... (HTGC) | 12-Jul-22 | Payment of Exercise | 3,083 | $13.77 | $42,452.90 | (1%) 214.07K to 210.99K | |
| 14-Apr-22 6:43 PM View: | Hercules Technology Growth ... (HTGC) | 13-Apr-22 | Payment of Exercise | 3,125 | $18.54 | $57,937.50 | (1%) 217.2K to 214.07K | |
| 14-Apr-22 6:43 PM View: | Hercules Technology Growth ... (HTGC) | 12-Apr-22 | Payment of Exercise | 3,083 | $18.30 | $56,418.90 | (1%) 220.28K to 217.2K | |
| 16-Mar-22 7:04 PM View: | Hercules Technology Growth ... (HTGC) | 14-Mar-22 | Payment of Exercise | 1,668 | $17.02 | $28,389.40 | (< 1%) 221.95K to 220.28K | < 1% |
| 18-Jan-22 5:42 PM View: | Hercules Technology Growth ... (HTGC) | 13-Jan-22 | Payment of Exercise | 2,180 | $17.73 | $38,651.40 | (< 1%) 224.13K to 221.95K | 4% |
| 14-Jan-22 4:23 PM View: | Hercules Technology Growth ... (HTGC) | 12-Jan-22 | Payment of Exercise | 9,020 | $17.75 | $160,105.00 | (4%) 233.15K to 224.13K | 4% |
| 12-Jan-22 4:18 PM View: | Hercules Technology Growth ... (HTGC) | 11-Jan-22 | Grant | 72,857 | $17.50 | $1,275,000.00 | 45% 160.29K to 233.15K | (3%) |
| 16-Dec-21 6:00 PM View: | Hercules Technology Growth ... (HTGC) | 14-Dec-21 | Payment of Exercise | 1,668 | $16.32 | $27,221.80 | (1%) 161.96K to 160.29K | 0% |
| 15-Oct-21 4:29 PM View: | Hercules Technology Growth ... (HTGC) | 13-Oct-21 | Payment of Exercise | 3,143 | $17.27 | $54,279.60 | (2%) 165.1K to 161.96K | (< 1%) |
| 16-Sep-21 5:13 PM View: | Hercules Technology Growth ... (HTGC) | 14-Sep-21 | Payment of Exercise | 1,517 | $16.57 | $25,136.70 | (< 1%) 166.62K to 165.1K | (2%) |
| 15-Jul-21 4:09 PM View: | Hercules Technology Growth ... (HTGC) | 13-Jul-21 | Payment of Exercise | 2,767 | $17.25 | $47,730.80 | (2%) 169.39K to 166.62K | < 1% |
| 15-Jun-21 4:11 PM View: | Hercules Technology Growth ... (HTGC) | 14-Jun-21 | Payment of Exercise | 1,477 | $17.41 | $25,714.60 | (< 1%) 170.87K to 169.39K | 0% |
| 15-Apr-21 5:56 PM View: | Hercules Technology Growth ... (HTGC) | 13-Apr-21 | Payment of Exercise | 2,767 | $16.90 | $46,762.30 | (2%) 173.63K to 170.87K | (< 1%) |
| 16-Mar-21 4:20 PM View: | Hercules Technology Growth ... (HTGC) | 14-Mar-21 | Payment of Exercise | 1,477 | $16.22 | $23,956.90 | (< 1%) 175.11K to 173.63K | (2%) |
| 14-Jan-21 4:15 PM View: | Hercules Technology Growth ... (HTGC) | 13-Jan-21 | Payment of Exercise | 7,704 | $14.65 | $112,864.00 | (4%) 182.81K to 175.11K | 0% |
| 14-Jan-21 4:15 PM View: | Hercules Technology Growth ... (HTGC) | 12-Jan-21 | Grant | 74,606 | $14.59 | $1,088,500.00 | 69% 108.21K to 182.81K | < 1% |
| 16-Dec-20 5:17 PM View: | Hercules Technology Growth ... (HTGC) | 14-Dec-20 | Payment of Exercise | 975 | $13.92 | $13,572.00 | (< 1%) 109.18K to 108.21K | (2%) |
| 16-Sep-20 4:11 PM View: | Hercules Technology Growth ... (HTGC) | 14-Sep-20 | Payment of Exercise | 975 | $11.68 | $11,388.00 | (< 1%) 110.16K to 109.18K | (18%) |
| 17-Mar-20 5:04 PM View: | Hercules Technology Growth ... (HTGC) | 14-Mar-20 | Payment of Exercise | 4,652 | $10.57 | $49,171.60 | (4%) 115.97K to 111.32K | (23%) |
| 16-Jun-20 5:03 PM View: | Hercules Technology Growth ... (HTGC) | 14-Mar-20 | Payment of Exercise | 1,163 | $10.91 | $12,688.30 | (1%) 111.32K to 110.16K | (19%) |
| 13-Jan-20 5:13 PM View: | Hercules Technology Growth ... (HTGC) | 13-Jan-20 | Grant | 75,618 | $14.15 | $1,069,990.00 | 187% 40.35K to 115.97K | (11%) |
| 21-Mar-19 4:02 PM View: | Hercules Technology Growth ... (HTGC) | 14-Mar-19 | Grant | 40,355 | $12.39 | $499,998.00 | 100% 0 to 40.35K | (< 1%) |