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| SEC Filing | Company/Stock | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Gain/Loss |
|---|---|---|---|---|---|---|---|---|
| 15-Mar-24 8:24 PM View:  | American States Water Company (AWR) | 15-Mar-24 | Grant | 709 | $71.79 | $50,908.50 | 20% 3.5K to 4.21K | |
| 15-Mar-24 8:24 PM View: | American States Water Company (AWR) | 15-Mar-24 | Payment of Exercise | 291 | $71.79 | $20,862.30 | (7%) 4.21K to 3.92K | |
| 15-Mar-24 8:24 PM View: | American States Water Company (AWR) | 13-Mar-24 | Grant | 729 | -- | -- | 26% 2.77K to 3.5K | |
| 15-Mar-24 8:24 PM View: | American States Water Company (AWR) | 01-Mar-24 | Grant | 3 | $71.64 | $229.14 | < 1% 2.77K to 2.77K | |
| 13-Feb-24 8:17 PM View: | American States Water Company (AWR) | 09-Feb-24 | Payment of Exercise | 192 | $75.11 | $14,430.00 | (4%) 4.51K to 4.32K | |
| 13-Feb-24 8:17 PM View: | American States Water Company (AWR) | 16-Jan-24 | Disposition | 271 | -- | -- | 6% 4.24K to 4.51K | |
| 13-Feb-24 8:17 PM View: | American States Water Company (AWR) | 16-Jan-24 | Disposition | 2 | -- | -- | (< 1%) 4.51K to 4.51K | |
| 13-Feb-24 8:17 PM View: | American States Water Company (AWR) | 01-Dec-23 | Grant | 6 | $81.26 | $462.27 | < 1% 4.78K to 4.78K | |
| 13-Feb-24 8:17 PM View: | American States Water Company (AWR) | 01-Sep-23 | Grant | 5 | $84.07 | $459.92 | < 1% 4.77K to 4.78K | |
| 13-Feb-24 8:17 PM View: | American States Water Company (AWR) | 01-Jun-23 | Grant | 5 | $88.79 | $423.26 | < 1% 4.77K to 4.77K | |
| 17-Mar-23 11:52 AM View: | American States Water Company (AWR) | 15-Mar-23 | Grant | 450 | $86.73 | $39,051.20 | 17% 2.68K to 3.13K | |
| 17-Mar-23 11:52 AM View: | American States Water Company (AWR) | 15-Mar-23 | Payment of Exercise | 184 | $86.73 | $15,925.10 | (6%) 3.13K to 2.95K | |
| 17-Mar-23 11:52 AM View: | American States Water Company (AWR) | 01-Mar-23 | Grant | 5 | $86.91 | $421.34 | < 1% 2.68K to 2.68K | |
| 14-Feb-23 8:16 PM View: | American States Water Company (AWR) | 10-Feb-23 | Payment of Exercise | 216 | $92.54 | $20,028.30 | (7%) 2.89K to 2.68K | (5%) |
| 09-Feb-23 8:47 PM View: | American States Water Company (AWR) | 07-Feb-23 | Grant | 528 | -- | -- | 14% 3.64K to 4.17K | |
| 09-Feb-23 8:47 PM View: | American States Water Company (AWR) | 02-Feb-23 | Disposition | 93 | -- | -- | 3% 3.55K to 3.64K | |
| 09-Feb-23 8:47 PM View: | American States Water Company (AWR) | 02-Feb-23 | Disposition | 2 | -- | -- | (< 1%) 3.64K to 3.64K | |
| 09-Feb-23 8:47 PM View: | American States Water Company (AWR) | 01-Dec-22 | Grant | 4 | $98.68 | $420.72 | < 1% 3.73K to 3.74K | |
| 09-Feb-23 8:47 PM View: | American States Water Company (AWR) | 01-Sep-22 | Grant | 5 | $83.78 | $418.74 | < 1% 3.73K to 3.73K | |
| 09-Feb-23 8:47 PM View: | American States Water Company (AWR) | 01-Jun-22 | Grant | 5 | $79.39 | $382.74 | < 1% 3.72K to 3.73K | |
| 09-Feb-23 8:47 PM View: | American States Water Company (AWR) | 01-Mar-22 | Grant | 5 | $83.51 | $381.07 | < 1% 3.72K to 3.72K | |
| 11-Feb-22 7:38 PM View: | American States Water Company (AWR) | 04-Feb-22 | Disposition | 2 | -- | -- | (< 1%) 3.73K to 3.73K | |
| 11-Feb-22 7:38 PM View: | American States Water Company (AWR) | 04-Feb-22 | Disposition | 36 | -- | -- | (< 1%) 3.73K to 3.69K | |
| 11-Feb-22 7:38 PM View: | American States Water Company (AWR) | 04-Feb-22 | Payment of Exercise | 162 | $89.69 | $14,542.10 | (4%) 3.69K to 3.53K | |
| 02-Feb-22 9:16 PM View: | American States Water Company (AWR) | 31-Jan-22 | Grant | 488 | -- | -- | 24% 2.01K to 2.5K | |
| 11-Feb-22 7:38 PM View: | American States Water Company (AWR) | 01-Dec-21 | Grant | 4 | $94.10 | $346.02 | < 1% 3.73K to 3.73K | 2% |
| 11-Feb-22 7:38 PM View: | American States Water Company (AWR) | 01-Sep-21 | Grant | 4 | $93.85 | $344.68 | < 1% 3.73K to 3.73K | 3% |
| 11-Feb-22 7:38 PM View: | American States Water Company (AWR) | 02-Jun-21 | Grant | 4 | $78.85 | $315.01 | < 1% 3.72K to 3.73K | 23% |
| 11-Feb-22 7:38 PM View: | American States Water Company (AWR) | 02-Mar-21 | Grant | 4 | $71.65 | $313.55 | < 1% 3.72K to 3.72K | 36% |
| 09-Feb-21 11:44 AM View: | American States Water Company (AWR) | 05-Feb-21 | Grant | 1,249 | -- | -- | 60% 2.08K to 3.33K | |
| 09-Feb-21 11:44 AM View: | American States Water Company (AWR) | 05-Feb-21 | Payment of Exercise | 102 | $79.80 | $8,104.60 | (3%) 3.33K to 3.23K | |
| 03-Feb-21 9:09 PM View: | American States Water Company (AWR) | 01-Feb-21 | Grant | 27 | -- | -- | (< 1%) 2.73K to 2.7K | |
| 03-Feb-21 9:09 PM View: | American States Water Company (AWR) | 01-Feb-21 | Grant | 566 | -- | -- | (21%) 2.7K to 2.13K | |
| 03-Feb-21 9:09 PM View: | American States Water Company (AWR) | 01-Feb-21 | Disposition | 2 | -- | -- | (< 1%) 2.13K to 2.13K | |
| 03-Feb-21 9:09 PM View: | American States Water Company (AWR) | 01-Dec-20 | Grant | 2 | $74.44 | $164.43 | < 1% 1.54K to 1.54K | 8% |
| 11-Feb-22 7:38 PM View: | American States Water Company (AWR) | 01-Dec-20 | Grant | 1 | $74.44 | $41.40 | < 1% 3.72K to 3.72K | 32% |
| 03-Feb-21 9:09 PM View: | American States Water Company (AWR) | 01-Sep-20 | Grant | 2 | $75.20 | $163.70 | < 1% 1.54K to 1.54K | 7% |
| 11-Feb-22 7:38 PM View: | American States Water Company (AWR) | 01-Sep-20 | Grant | 1 | $75.20 | $41.22 | < 1% 3.72K to 3.72K | 30% |
| 03-Feb-21 9:09 PM View: | American States Water Company (AWR) | 01-Jun-20 | Grant | 2 | $81.16 | $148.48 | < 1% 1.54K to 1.54K | (2%) |
| 11-Feb-22 7:38 PM View: | American States Water Company (AWR) | 01-Jun-20 | Grant | 0 | $81.16 | $37.39 | < 1% 3.71K to 3.72K | 20% |
| 03-Feb-21 9:09 PM View: | American States Water Company (AWR) | 02-Mar-20 | Grant | 2 | $80.49 | $147.93 | < 1% 1.53K to 1.54K | (1%) |
| 11-Feb-22 7:38 PM View: | American States Water Company (AWR) | 02-Mar-20 | Grant | 0 | $80.49 | $37.25 | < 1% 3.71K to 3.72K | 20% |
| 06-Feb-20 7:23 PM View: | American States Water Company (AWR) | 05-Feb-20 | Payment of Exercise | 57 | $88.47 | $5,006.57 | (4%) 1.59K to 1.53K | 14% |
| 03-Feb-20 7:41 PM View: | American States Water Company (AWR) | 28-Jan-20 | Grant | 485 | -- | -- | 398% 0.12K to 0.61K |