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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 21-Dec-23 4:03 PM View:  | Rogers-Windsor Ramona Lynn Director | Capital Southwest Corporation (CSWC) | 21-Dec-23 | Private Purchase | 500 | $23.29 | $11,645.00 | 4% 11.16K to 11.66K | |
| 16-Nov-23 4:10 PM View: | Diehl Bowen S President and CEO Director | Capital Southwest Corporation (CSWC) | 15-Nov-23 | Payment of Exercise | 2,213 | $22.17 | $49,062.20 | (< 1%) 611.33K to 609.12K | (12%) |
| 16-Nov-23 4:08 PM View: | Sarner Michael Scott Chief Financial Officer | Capital Southwest Corporation (CSWC) | 15-Nov-23 | Payment of Exercise | 1,869 | $22.17 | $41,435.70 | (< 1%) 354.63K to 352.76K | (12%) |
| 16-Nov-23 4:07 PM View: | Weinstein Joshua S. Senior Managing Director | Capital Southwest Corporation (CSWC) | 15-Nov-23 | Payment of Exercise | 1,131 | $22.17 | $25,074.30 | (< 1%) 218.85K to 217.72K | (12%) |
| 02-Nov-23 4:37 PM View: | Rogers-Windsor Ramona Lynn Director | Capital Southwest Corporation (CSWC) | 02-Nov-23 | Private Purchase | 500 | $21.67 | $10,835.00 | 5% 10.66K to 11.16K | |
| 11-Aug-23 4:57 PM View: | Battist Christine Director | Capital Southwest Corporation (CSWC) | 10-Aug-23 | Grant Duplicate | 2,240 | -- | -- | 20% 11.18K to 13.42K | |
| 11-Aug-23 5:06 PM View: | Brooks David R Director | Capital Southwest Corporation (CSWC) | 10-Aug-23 | Grant | 2,240 | -- | -- | 7% 34.42K to 36.66K | |
| 14-Aug-23 4:10 PM View: | Furst Jack D Director | Capital Southwest Corporation (CSWC) | 10-Aug-23 | Grant | 2,240 | -- | -- | 3% 80.42K to 82.67K | |
| 14-Aug-23 4:07 PM View: | Rogers-Windsor Ramona Lynn Director | Capital Southwest Corporation (CSWC) | 10-Aug-23 | Grant | 2,240 | -- | -- | 27% 8.22K to 10.46K | |
| 11-Aug-23 4:58 PM View: | Thomas William R III Director | Capital Southwest Corporation (CSWC) | 10-Aug-23 | Grant | 2,240 | -- | -- | < 1% 594.58K to 596.82K | |
| 13-Jun-23 10:00 PM View: | Diehl Bowen S President and CEO Director | Capital Southwest Corporation (CSWC) | 10-Jun-23 | Payment of Exercise | 17,282 | $19.86 | $343,221.00 | (3%) 628.62K to 611.33K | |
| 13-Jun-23 10:00 PM View: | Weinstein Joshua S. Senior Managing Director | Capital Southwest Corporation (CSWC) | 10-Jun-23 | Payment of Exercise | 8,084 | $19.86 | $160,548.00 | (4%) 226.93K to 218.85K | |
| 13-Jun-23 10:00 PM View: | Sarner Michael Scott Chief Financial Officer | Capital Southwest Corporation (CSWC) | 10-Jun-23 | Payment of Exercise | 12,527 | $19.86 | $248,786.00 | (3%) 367.15K to 354.63K | |
| 13-Jun-23 10:00 PM View: | Diehl Bowen S President and CEO Director | Capital Southwest Corporation (CSWC) | 09-Jun-23 | Grant | 85,612 | -- | -- | 16% 543.0K to 628.62K | |
| 13-Jun-23 10:00 PM View: | Weinstein Joshua S. Senior Managing Director | Capital Southwest Corporation (CSWC) | 09-Jun-23 | Grant | 51,367 | -- | -- | 29% 175.56K to 226.93K | |
| 13-Jun-23 10:00 PM View: | Sarner Michael Scott Chief Financial Officer | Capital Southwest Corporation (CSWC) | 09-Jun-23 | Grant | 59,928 | -- | -- | 20% 307.23K to 367.15K | |
| 06-Feb-23 4:11 PM View: | Rogers-Windsor Ramona Lynn Director | Capital Southwest Corporation (CSWC) | 06-Feb-23 | Private Purchase | 500 | $19.69 | $9,842.60 | 7% 7.41K to 7.91K | |
| 16-Nov-22 4:12 PM View: | Diehl Bowen S President and CEO Director | Capital Southwest Corporation (CSWC) | 15-Nov-22 | Payment of Exercise | 7,230 | $19.09 | $138,021.00 | (1%) 550.23K to 543.0K | |
| 16-Nov-22 4:11 PM View: | Weinstein Joshua S. Senior Managing Director | Capital Southwest Corporation (CSWC) | 15-Nov-22 | Payment of Exercise | 3,688 | $19.09 | $70,403.90 | (2%) 179.25K to 175.56K | |
| 16-Nov-22 4:09 PM View: | Sarner Michael Scott Chief Financial Officer | Capital Southwest Corporation (CSWC) | 15-Nov-22 | Payment of Exercise | 6,138 | $19.09 | $117,174.00 | (2%) 313.36K to 307.23K | |
| 04-Nov-22 4:05 PM View: | Rogers-Windsor Ramona Lynn Director | Capital Southwest Corporation (CSWC) | 04-Nov-22 | Private Purchase | 500 | $18.97 | $9,485.00 | 7% 6.76K to 7.26K | |
| 03-Nov-22 5:23 PM View: | Battist Christine Director | Capital Southwest Corporation (CSWC) | 03-Nov-22 | Private Purchase | 510 | $18.99 | $9,684.85 | 5% 10.67K to 11.18K | |
| 12-Aug-22 4:14 PM View: | Furst Jack D Director | Capital Southwest Corporation (CSWC) | 10-Aug-22 | Grant | 2,421 | -- | -- | 3% 78.0K to 80.42K | |
| 12-Aug-22 4:11 PM View: | Rogers-Windsor Ramona Lynn Director | Capital Southwest Corporation (CSWC) | 10-Aug-22 | Grant | 2,421 | -- | -- | 57% 4.21K to 6.64K | |
| 12-Aug-22 4:12 PM View: | Battist Christine Director | Capital Southwest Corporation (CSWC) | 10-Aug-22 | Grant Duplicate | 2,421 | -- | -- | 29% 8.25K to 10.67K | |
| 12-Aug-22 4:10 PM View: | Thomas William R III Director | Capital Southwest Corporation (CSWC) | 10-Aug-22 | Grant | 2,421 | -- | -- | < 1% 592.16K to 594.58K | |
| 12-Aug-22 4:13 PM View: | Brooks David R Director | Capital Southwest Corporation (CSWC) | 10-Aug-22 | Grant | 2,421 | -- | -- | 8% 32.0K to 34.42K | |
| 22-Jun-22 5:44 PM View: | Rogers-Windsor Ramona Lynn Director | Capital Southwest Corporation (CSWC) | 22-Jun-22 | Private Purchase | 850 | $18.57 | $15,784.40 | 26% 3.28K to 4.13K | |
| 10-Jun-22 6:33 PM View: | Diehl Bowen S President and CEO Director | Capital Southwest Corporation (CSWC) | 10-Jun-22 | Grant | 63,397 | -- | -- | 13% 497.89K to 561.28K | |
| 10-Jun-22 6:31 PM View: | Sarner Michael Scott Chief Financial Officer | Capital Southwest Corporation (CSWC) | 10-Jun-22 | Grant | 43,990 | -- | -- | 16% 277.32K to 321.31K | |
| 10-Jun-22 6:30 PM View: | Weinstein Joshua S. Senior Managing Director | Capital Southwest Corporation (CSWC) | 10-Jun-22 | Grant | 37,473 | -- | -- | 26% 146.12K to 183.59K | |
| 10-Jun-22 6:33 PM View: | Diehl Bowen S President and CEO Director | Capital Southwest Corporation (CSWC) | 10-Jun-22 | Payment of Exercise | 11,046 | $21.62 | $238,815.00 | (2%) 561.28K to 550.24K | |
| 10-Jun-22 6:30 PM View: | Weinstein Joshua S. Senior Managing Director | Capital Southwest Corporation (CSWC) | 10-Jun-22 | Payment of Exercise | 4,335 | $21.62 | $93,722.70 | (2%) 183.59K to 179.25K | |
| 10-Jun-22 6:31 PM View: | Sarner Michael Scott Chief Financial Officer | Capital Southwest Corporation (CSWC) | 10-Jun-22 | Payment of Exercise | 7,945 | $21.62 | $171,771.00 | (2%) 321.31K to 313.36K | |
| 30-Mar-22 4:44 PM View: | Rogers-Windsor Ramona Lynn Director | Capital Southwest Corporation (CSWC) | 30-Mar-22 | Market Purchase | 750 | $23.81 | $17,861.00 | 30% 2.48K to 3.23K | 4% |
| 30-Mar-22 4:39 PM View: | Brooks David R Director | Capital Southwest Corporation (CSWC) | 29-Mar-22 | Market Purchase | 2,000 | $23.93 | $47,858.00 | 7% 30.0K to 32.0K | 3% |
| 17-Feb-22 6:58 PM View: | Battist Christine Director | Capital Southwest Corporation (CSWC) | 17-Feb-22 | Market Purchase | 389 | $25.00 | $9,723.99 | 5% 7.86K to 8.25K | (< 1%) |
| 24-Jan-22 5:47 PM View: | Rogers-Windsor Ramona Lynn Director | Capital Southwest Corporation (CSWC) | 29-Dec-21 | Market Purchase | 800 | $25.05 | $20,040.00 | 48% 1.68K to 2.48K | (3%) |
| 20-Dec-21 4:41 PM View: | Battist Christine Director | Capital Southwest Corporation (CSWC) | 20-Dec-21 | Market Purchase | 400 | $24.35 | $9,740.00 | 5% 7.46K to 7.86K | 2% |
| 17-Nov-21 4:08 PM View: | Weinstein Joshua S. Senior Managing Director | Capital Southwest Corporation (CSWC) | 15-Nov-21 | Payment of Exercise | 5,364 | $27.38 | $146,866.00 | (4%) 151.48K to 146.12K | (3%) |
| 17-Nov-21 4:10 PM View: | Sarner Michael Scott Chief Financial Officer | Capital Southwest Corporation (CSWC) | 15-Nov-21 | Payment of Exercise | 9,974 | $27.38 | $273,088.00 | (3%) 287.29K to 277.32K | (3%) |
| 17-Nov-21 4:13 PM View: | Diehl Bowen S President and CEO Director | Capital Southwest Corporation (CSWC) | 15-Nov-21 | Payment of Exercise | 11,833 | $27.38 | $323,988.00 | (2%) 509.71K to 497.88K | (3%) |
| 09-Nov-21 4:05 PM View: | Sarner Michael Scott Chief Financial Officer | Capital Southwest Corporation (CSWC) | 09-Nov-21 | Market Purchase | 3,355 | $26.83 | $90,000.00 | 1% 283.94K to 287.29K | 1% |
| 24-Jan-22 5:47 PM View: | Rogers-Windsor Ramona Lynn Director | Capital Southwest Corporation (CSWC) | 30-Sep-21 | Market Purchase | 800 | $25.55 | $20,438.60 | 94% 0.85K to 1.65K | (3%) |
| 28-Sep-21 4:40 PM View: | Battist Christine Director | Capital Southwest Corporation (CSWC) | 28-Sep-21 | Market Purchase | 700 | $25.40 | $17,780.00 | 10% 6.76K to 7.46K | 1% |
| 10-Sep-21 4:06 PM View: | Thomas William R III Director | Capital Southwest Corporation (CSWC) | 09-Sep-21 | Market Sale | 4,000 | $27.70 | $110,782.00 | (< 1%) 596.16K to 592.16K | < 1% |
| 10-Sep-21 4:06 PM View: | Thomas William R III Director | Capital Southwest Corporation (CSWC) | 09-Sep-21 | Market Purchase | 4,000 | $27.72 | $110,879.00 | < 1% 592.16K to 596.16K | (< 1%) |
| 10-Sep-21 4:04 PM View: | Battist Christine Director | Capital Southwest Corporation (CSWC) | 09-Sep-21 | Market Purchase | 568 | $27.75 | $15,764.30 | 9% 6.19K to 6.76K | (< 1%) |
| 31-Aug-21 4:30 PM View: | Morgan Thomas Duane Director | Capital Southwest Corporation (CSWC) | 31-Aug-21 | Market Purchase | 381 | $26.39 | $10,054.60 | 2% 24.44K to 24.82K | (< 1%) |
| 24-Jan-22 5:47 PM View: | Rogers-Windsor Ramona Lynn Director | Capital Southwest Corporation (CSWC) | 16-Aug-21 | Market Purchase | 200 | $26.40 | $5,280.00 | 31% 0.65K to 0.85K | (6%) |
