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| SEC Filing | Insider | Company | Trade Date | Transaction | Shares | Avg. Price | Total | % Holdings | Return |
|---|---|---|---|---|---|---|---|---|---|
| 03-Jun-21 4:00 PM View:  | Asia Evk New Energy Auto Ltd 10% Owner | China BAK Battery, Inc. (CBAT) | 01-Jun-21 | Gift | 1,300,000 | -- | -- | (13%) 9.7M to 8.4M | |
| 05-Jun-20 4:51 PM View: | Asia Evk New Energy Auto Ltd 10% Owner | China BAK Battery, Inc. (CBAT) | 03-Jun-20 | Market Purchase | 2,151,020 | $0.48 | $1,032,490.00 | 28% 7.55M to 9.7M | 1264% |
| 05-Jun-20 4:49 PM View: | Li Yunfei CEO Director 10% Owner | China BAK Battery, Inc. (CBAT) | 03-Jun-20 | Market Purchase | 2,062,620 | $0.48 | $990,057.00 | 24% 8.66M to 10.73M | 1264% |
| 13-Sep-19 8:21 PM View: | Asia Evk New Energy Auto Ltd 10% Owner | China BAK Battery, Inc. (CBAT) | 04-Sep-19 | Purchase | 2,769,440 | $1.05 | $2,907,910.00 | 58% 4.78M to 7.55M | (5%) |
| 13-Sep-19 4:51 PM View: | Li Dawei 10% Owner | China BAK Battery, Inc. (CBAT) | 04-Sep-19 | Purchase | 1,384,720 | $1.05 | $1,453,950.00 | 26% 5.35M to 6.73M | (5%) |
| 13-Sep-19 5:10 PM View: | Li Yunfei CEO Director 10% Owner | China BAK Battery, Inc. (CBAT) | 04-Sep-19 | Purchase | 2,938,070 | $1.05 | $3,084,970.00 | 53% 5.59M to 8.53M | (5%) |
| 14-Jan-19 6:20 PM View: | Li Yunfei CEO Director 10% Owner | China BAK Battery, Inc. (CBAT) | 07-Jan-19 | Purchase | 1,666,670 | $1.02 | $1,700,000.00 | 42% 3.93M to 5.59M | |
| 02-Jun-17 6:50 PM View: | Li Yunfei CEO Director 10% Owner | China BAK Battery, Inc. (CBAT) | 31-May-17 | Market Purchase | 746,018 | $1.50 | $1,119,030.00 | 23% 3.18M to 3.93M | 323% |
| 21-Apr-16 5:05 PM View: | Li Yunfei CHIEF EXECUTIVE OFFICER Director 10% Owner | China BAK Battery, Inc. (CBAT) | 19-Apr-16 | Grant | 150,000 | -- | -- | 5% 3.03M to 3.18M | |
| 21-Apr-16 5:04 PM View: | Wang Wenwu Interim CFO and Treasurer | China BAK Battery, Inc. (CBAT) | 19-Apr-16 | Grant | 20,000 | -- | -- | 40% 50.0K to 70.0K | |
| 21-Apr-16 5:06 PM View: | Xue Simon Director | China BAK Battery, Inc. (CBAT) | 19-Apr-16 | Grant | 30,000 | -- | -- | 100% 0 to 30.0K | |
| 21-Apr-16 5:05 PM View: | Wang Guosheng Director | China BAK Battery, Inc. (CBAT) | 19-Apr-16 | Grant | 20,000 | -- | -- | 40% 50.0K to 70.0K | |
| 08-Mar-16 5:43 PM View: | Li Yunfei CHIEF EXECUTIVE OFFICER Director 10% Owner | China BAK Battery, Inc. (CBAT) | 04-Mar-16 | Market Purchase | 3,000,000 | $2.40 | $7,200,000.00 | 10000% 30.0K to 3.03M | 162% |
| 08-Mar-16 5:41 PM View: | Li Xiangqian 10% Owner | China BAK Battery, Inc. (CBAT) | 04-Mar-16 | Market Sale | 3,000,000 | $2.40 | $7,200,000.00 | (80%) 3.76M to 760.56K | (162%) |
| 02-Jul-15 5:14 PM View: | He Jianjun Director | China BAK Battery, Inc. (CBAT) | 30-Jun-15 | Grant | 30,000 | -- | -- | 100% 0 to 30.0K | |
| 02-Jul-15 5:12 PM View: | Wang Wenwu Interim CFO and Treasurer | China BAK Battery, Inc. (CBAT) | 30-Jun-15 | Grant | 50,000 | -- | -- | 100% 0 to 50.0K | |
| 02-Jul-15 5:10 PM View: | Lin Jian Interim CTO | China BAK Battery, Inc. (CBAT) | 30-Jun-15 | Grant | 10,000 | -- | -- | 100% 0 to 10.0K | |
| 02-Jul-15 6:04 PM View: | Wang Guosheng Director | China BAK Battery, Inc. (CBAT) | 30-Jun-15 | Grant | 50,000 | -- | -- | 100% 0 to 50.0K | |
| 02-Jul-15 5:33 PM View: | Agee Martha C. Director | China BAK Battery, Inc. (CBAT) | 30-Jun-15 | Grant | 30,000 | -- | -- | 100% 0 to 30.0K | |
| 02-Jul-15 5:35 PM View: | Zhang Chunzhi Director | China BAK Battery, Inc. (CBAT) | 30-Jun-15 | Grant | 30,000 | -- | -- | 857% 3.5K to 33.5K | |
| 30-Jun-15 4:08 PM View: | Li Xiangqian Chief Executive Officer Director 10% Owner | China BAK Battery, Inc. (CBAT) | 26-Jun-15 | Market Sale | 300 | $3.30 | $990.00 | (< 1%) 3.76M to 3.76M | (91%) |
| 25-Jun-15 7:11 PM View: | Li Xiangqian Chief Executive Officer Director 10% Owner | China BAK Battery, Inc. (CBAT) | 25-Jun-15 | Market Sale | 2,836 | $3.32 | $9,428.28 | (< 1%) 3.76M to 3.76M | (90%) |
| 25-Jun-15 7:11 PM View: | Li Xiangqian Chief Executive Officer Director 10% Owner | China BAK Battery, Inc. (CBAT) | 24-Jun-15 | Market Sale | 32,700 | $3.37 | $110,284.00 | (< 1%) 3.8M to 3.76M | (87%) |
| 25-Jun-15 7:11 PM View: | Li Xiangqian Chief Executive Officer Director 10% Owner | China BAK Battery, Inc. (CBAT) | 23-Jun-15 | Market Sale | 5,164 | $3.54 | $18,286.20 | (< 1%) 3.8M to 3.8M | (78%) |
| 22-Jun-15 5:58 PM View: | Li Xiangqian Chief Executive Officer Director 10% Owner | China BAK Battery, Inc. (CBAT) | 22-Jun-15 | Market Sale | 2,308 | $3.49 | $8,054.23 | (< 1%) 3.8M to 3.8M | (81%) |
| 22-Jun-15 5:58 PM View: | Li Xiangqian Chief Executive Officer Director 10% Owner | China BAK Battery, Inc. (CBAT) | 19-Jun-15 | Market Sale | 7,100 | $3.54 | $25,117.70 | (< 1%) 3.81M to 3.8M | (78%) |
| 22-Jun-15 5:58 PM View: | Li Xiangqian Chief Executive Officer Director 10% Owner | China BAK Battery, Inc. (CBAT) | 18-Jun-15 | Market Sale | 5,900 | $3.71 | $21,907.30 | (< 1%) 3.82M to 3.81M | (70%) |
| 17-Jun-15 5:45 PM View: | Li Xiangqian Chief Executive Officer Director 10% Owner | China BAK Battery, Inc. (CBAT) | 17-Jun-15 | Market Sale | 8,500 | $3.73 | $31,738.20 | (< 1%) 3.83M to 3.82M | (69%) |
| 17-Jun-15 5:45 PM View: | Li Xiangqian Chief Executive Officer Director 10% Owner | China BAK Battery, Inc. (CBAT) | 16-Jun-15 | Market Sale | 2,500 | $3.64 | $9,092.00 | (< 1%) 3.83M to 3.83M | (73%) |
| 17-Jun-15 5:45 PM View: | Li Xiangqian Chief Executive Officer Director 10% Owner | China BAK Battery, Inc. (CBAT) | 15-Jun-15 | Market Sale | 23,100 | $3.64 | $84,010.10 | (< 1%) 3.85M to 3.83M | (73%) |
| 12-Jun-15 6:51 PM View: | Li Xiangqian Chief Executive Officer Director 10% Owner | China BAK Battery, Inc. (CBAT) | 12-Jun-15 | Market Sale | 3,400 | $3.62 | $12,322.60 | (< 1%) 3.85M to 3.85M | (74%) |
| 12-Jun-15 6:51 PM View: | Li Xiangqian Chief Executive Officer Director 10% Owner | China BAK Battery, Inc. (CBAT) | 11-Jun-15 | Market Sale | 2,113 | $3.70 | $7,826.34 | (< 1%) 3.86M to 3.85M | (70%) |
| 12-Jun-15 6:51 PM View: | Li Xiangqian Chief Executive Officer Director 10% Owner | China BAK Battery, Inc. (CBAT) | 10-Jun-15 | Market Sale | 54,300 | $3.74 | $203,044.00 | (1%) 3.91M to 3.86M | (69%) |
| 25-Aug-11 9:56 PM View: | Budd Charlene Spoede Director | China BAK Battery, Inc. (CBAT) | 24-Aug-11 | Market Purchase | 250 | $0.98 | $245.00 | 1% 18.0K to 18.25K | 27% |
| 21-Jan-11 1:11 PM View: | Zhang Chunzhi Director | China BAK Battery, Inc. (CBAT) | 19-Jan-11 | Disposition (other) | 2,500 | -- | -- | (12%) 20.0K to 17.5K | |
| 21-Jan-11 1:12 PM View: | Budd Charlene Spoede Director | China BAK Battery, Inc. (CBAT) | 19-Jan-11 | Disposition (other) | 2,500 | -- | -- | (12%) 20.5K to 18.0K | |
| 21-Jan-11 1:09 PM View: | Goodner Richard B Director | China BAK Battery, Inc. (CBAT) | 19-Jan-11 | Disposition (other) | 2,500 | -- | -- | (10%) 25.0K to 22.5K | |
| 04-Aug-10 11:17 AM View: | Budd Charlene Spoede Director | China BAK Battery, Inc. (CBAT) | 01-Jul-10 | Grant | 5,000 | -- | -- | 32% 15.5K to 20.5K | |
| 04-Aug-10 11:15 AM View: | Goodner Richard B Director | China BAK Battery, Inc. (CBAT) | 01-Jul-10 | Grant | 5,000 | -- | -- | 25% 20.0K to 25.0K | |
| 04-Aug-10 11:16 AM View: | Zhang Chunzhi Director | China BAK Battery, Inc. (CBAT) | 01-Jul-10 | Grant | 5,000 | -- | -- | 33% 15.0K to 20.0K | |
| 03-Nov-09 9:37 PM View: | Goodner Richard B Director | China BAK Battery, Inc. (CBAT) | 26-Jun-09 | Grant | 5,000 | -- | -- | 33% 15.0K to 20.0K | |
| 03-Nov-09 9:37 PM View: | Zhang Chunzhi Director | China BAK Battery, Inc. (CBAT) | 26-Jun-09 | Grant | 5,000 | -- | -- | 50% 10.0K to 15.0K | |
| 03-Nov-09 9:36 PM View: | Budd Charlene Spoede Director | China BAK Battery, Inc. (CBAT) | 26-Jun-09 | Grant | 5,000 | -- | -- | 48% 10.5K to 15.5K | |
| 26-Jun-09 3:53 PM View: | Li Xiangqian CEO, President and Chairman Director 10% Owner | China BAK Battery, Inc. (CBAT) | 22-Jun-09 | Grant | 500,000 | -- | -- | 3% 19.05M to 19.55M | |
| 14-Aug-08 9:49 PM View: | Han Yongbin Vice President | China BAK Battery, Inc. (CBAT) | 12-Aug-08 | Market Sale | 10,970 | $4.64 | $50,872.30 | (17%) 65.6K to 54.63K | 73% |
| 14-Aug-08 9:49 PM View: | Han Yongbin Vice President | China BAK Battery, Inc. (CBAT) | 11-Aug-08 | Market Sale | 30,000 | $4.62 | $138,558.00 | (31%) 95.6K to 65.6K | 73% |
| 07-Aug-08 8:28 PM View: | Budd Charlene Spoede Director | China BAK Battery, Inc. (CBAT) | 06-Aug-08 | Grant | 5,000 | -- | -- | 91% 5.5K to 10.5K | |
| 07-Aug-08 7:33 PM View: | Goodner Richard B Director | China BAK Battery, Inc. (CBAT) | 06-Aug-08 | Grant | 5,000 | -- | -- | 50% 10.0K to 15.0K | |
| 07-Aug-08 7:04 PM View: | Zhang Chunzhi Director | China BAK Battery, Inc. (CBAT) | 06-Aug-08 | Grant | 5,000 | -- | -- | 100% 5.0K to 10.0K | |
| 17-Mar-08 3:08 PM View: | Han Yongbin Vice President | China BAK Battery, Inc. (CBAT) | 13-Mar-08 | Market Sale | 40,970 | $3.37 | $138,069.00 | (30%) 136.57K to 95.6K | 62% |
